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d-31951House OversightOther

Rockefeller & Co. Monthly Market Review – No substantive investigative content

The document is a standard investment brochure containing only corporate contact information, disclaimer language, and generic market commentary. It provides no names, transactions, dates, or allegati Contains only Rockefeller & Co. contact details and legal disclaimer. References to Russell 2000 index and standard investment risk warnings. No mention of individuals, financial flows, or controvers

Date
November 11, 2025
Source
House Oversight
Reference
House Oversight #012098
Pages
1
Persons
0
Integrity
No Hash Available

Summary

The document is a standard investment brochure containing only corporate contact information, disclaimer language, and generic market commentary. It provides no names, transactions, dates, or allegati Contains only Rockefeller & Co. contact details and legal disclaimer. References to Russell 2000 index and standard investment risk warnings. No mention of individuals, financial flows, or controvers

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corporate-brochuredisclaimerinvestmenthouse-oversight

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
3 ROCKEFELLER S ASSET MANAGEMENT For More Information on Rockefeller & Co: ROCKCO.COM insights@rockco.co New York, NY Washington, DC Boston, MA 10 Rockefeller Plaza 900 17th Street NW 99 High Street 3rd Floor Suite 603 17th Floor New York, NY 10020 Washington, DC Boston, MA 212-549-5100 20006 02110 202-719-3000 617-375-3300 Rockefeller Trust Company, N.A. The Rockefeller 10 Rockefeller Plaza Trust Company (Delaware) 3rd Floor 1201 N Market Street New York, NY 10020 Suite 1401 212-549-5100 Wilmington, DE 19801 302-498-6000 This paper is provided for informational purposes only. The views expressed by Rockefeller & Co.’s Chief Investment Strategist are as of a particular point in time and are subject to change without notice. The information and opinions presented herein have been obtained from, or are based on, sources believed by Rockefeller & Co. to be reliable, but Rockefeller & Co. makes no representation as to their accuracy or completeness. Actual events or results may differ materially from those reflected or contemplated herein. Although the information provided is carefully reviewed, Rockefeller & Co. cannot be held responsible for any direct or incidental loss resulting from applying any of the information provided. Company references are provided for illustrative purposes only and should not be construed as investment advice or a recommendation to purchase, sell or hold any security. Past performance is no guarantee of future results and no investment strategy can guarantee profit or protection against losses. These materials may not be reproduced or distributed without Rockefeller & Co.'s prior written consent. ’ Index pricing information does not reflect dividend income, withholding taxes, commissions, or fees that would be incurred by an investor pursuing the index return. 2 The Russell 2000® Index is a registered trademark of the Russell Investment Group. Russell Investment Group is the owner of the copyright relating to this index and is the source of its performance value. Copyright 2017 © Rockefeller & Co., Inc. All Rights Reserved. MONTHLY MARKET REVIEW NOVEMBER 2017 4

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Domainrockco.com
Emailinsights@rockco.co
Phone212-549-5100
Phone302-498-6000
Phone617-375-3300
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