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Approved For Réffse 2005/12/14 : CIA-RDP92.00420R 1000400024
SURE, (Open
PAR Models
OM Janes N. Glerun [™]
Director of Personnel pr
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rom 610 wipleroved For Release 200 ~CTA-ROPSZ-002Z0RT00Z000A0007
to Approved Foggease 200812114: GIAROPS2 004 ggpLATInALOnz 4
4 November 1981
‘THROUGH: DD/Pers.
FROM: D/pers
SUBJECT: PAR Models
Pete:
1. 1 have reviewed your preliminary drafts. I believe we've
combined what I see as two requirements (or phases) into ome. The
position ve took with the Executive Committe and the DDC was that:
a. The survey had show Agency employees vere not
in favor of immediate radical surgery on the
performance appraisal system.
b. Our initial objectives were to simplify the
format, eliminate the "Evaluation of Potential"
as a mandatory requirement, and solve the AWP
problen(s) .
c. Over time, we would develop a system which ~
would be tested in parallel by selected
components.
2. 1 have asked Rosann to set up a meeting. Its focus should be
on:
a. The PAR format. (I like your general approach.)
b. The AWP.
STAT
FAR Germ
NOTE: PAR meeting set for Friday, 6 November, at 1:30 PM.
Approved For Release 2005/12/14 : CIA-RDP92-00420R000400040002-4. yy
PE -
Approved For Reiease 2005/12/44--GIA- RORY
MEMORANDUM FOR: [ |
OPTION 1 Highlights |
“very close to what is currently in use i
“retains present 7 level rating scale |
“requires nore performance standards |
than other models, i.e. one for |
cach key elencnt of the Job
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The Performance Appraisal Package consists of Section E--Certification
the following 3 parts: .The Performance Appraisal Report must be
1. Performance Appraisal Report (Form 45) certified by the signatures of the
2. Advance Work Plan (Form a5w) supervisor, reviewing official (except
3. Directions (Form 451) in those rare instances where there is no
appropriate reviewing official), and the
1. THE PERFORMANCE APPRAISAL REPORT employee before it is accepted for the
record. When for any reason the supervisor
Section A--General Information does not show the employee the PAR or dis-
.This section wiTT be pre-printed on call cuss it with him or her, the explanation
up by computer. must be prepared in writing and attached to
.No changes are to be made except for name the PAR for the record.
changes or the reporting period, if
necessary. Section F--Narrative Comments
.The narrative comments of the supervisor
Section B--Qualifications Update must support the rating levels given the
.Indicate whether employee's qualifications employee. The connection with performance
are updated during the reporting period standards nust be made, and all remarks
and whether they are attached. and observations should be limited to and
relate directly to the employee's per-
Section C--Performance Appraisal of Ke formance of his or her official duties.
BC The following factors must be addressed
.List no more than five key elements of the in reports for supervisory and managerial
job performed during the rating period. employees.
Describe each key element clearly and in Subordinate management and development
sufficient detail to give the reader a Quality of performance appraisals
good understanding of its nature. Delegation of responsibility
.Use single digit ratings only. Decimals, Equal employment opportunity
plus or minus signs, or other modifica Use of personnel, space, equipment,
tions may not be added. funds, etc.
Goal setting and achievement
Section D--Overall Performance im, Specific comment is required when the
.The overalT performance rating should supervisor evaluates the employee as
represent the total effectiveness of the being either deficient or more than
individual in fulfilling the requirements satisfactory in any of these factors.
of the job. Each job element should be The supervisor's signature in Section E
given its appropriate weight so that the will otherwise attest to the fact that
overall rating is not necessarily an all factors have been considered and
average of the rating level given to each certify that the employee has done a
job element. In addition, all other satisfactory job in all respects in these
Job-related factors should be considered, areas.
e.g., the quantity and quality of the work Reviewing Officials whenever possible
produced; the amount of supervision re- must provide substantive comment on the
quired, sensitivity to the principles of individual being rated. If the reviewer
equal employment opportunity, practical is in substantial disagreement with the
judgment in dealing with difficult situa- supervisor, the evaluation must be dis-
tions or in solving problems, etc. cussed with the supervisor and the rated
.An overall performance rating of 2 indicates employee.
the employee is not eligible for a periodic .Reviewing officials have the following
step increase (PST). An employee must have responsibilities for insuring the integrity
an overall rating level of 3 or higher to of the system:
qualify for a PSI. a. Monitoring follow-up administrative
action when overall performance 1s
rated at the 1 or 2 level.
b. Returning incomplete or inconsistent
reports to supervisors for corrective
ction.
Form 451
Approved For Release 2005/12/14 : GIA-RDPS2-00420R000400040002-4
So Approved For fggse Peek forage
% 2. THE ADVANCE WORK PLAN
Section A Section B
~Supervisors must establish performance -List objectives, goals, and priorities for
standards for each of the job elements the period covered by the plan (if a full
Tisted under Section C. A performance year's plan is impractical or unrealistic to
standard is a statenent of a given level accomplish, complete this section when it
of proficiency at which a job element is becomes possible to do so during the course
carried out. "As a minimum a standard at of the rating period).
the fully satisfactory level of per- ~The plan should be current at all times
formance (rating level 4) is required. and be modified when required. The work
It is used as the reference point for objectives and goals (whether they involve
deternining the rating level given the the completion of special projects or
Employee's Job perforames dueing The: regular routine tasks) should relate directly
Fating period Although a supervisory to the job elements listed in Section A.
FesponEIo TIE, perfosanae. stonduror Whenever possible, they should be determined
should be established with the sub- by the joint effort of the supervisor and the
ordinate's participation. Employees employee concerned.
doing the same job should have the +The AUP should be retained in the employee's
sane standards against which their job “soft” file as a reference for use in counsel-
performance is to be measured. Jobs. ing the employee and/or for resolving any
of the same general kind but at misunderstandings or grievances related to
different grade levels should have the performance appraisal report.
different performance standards.
Individual Duty Overall Performance
1. Individual consistently fails to meet . . . Performance does not meet . . .
2. Individual frequently fails to meet . . . Performance frequently does not meet . . .
3. Individual occasionally fails to meet . . . Performance generally meets . . .
4. Individual fully meets . . . Performance meets all established . . .
5. Individual occasionally exceeds . . . Performance occasionally exceeds . . .
6. Individual frequently exceeds . . . Performance frequently exceeds . . .
7. Individual invariably exceeds . . . Performance invariably exceeds . . .
Approved For Release 2005/12/14 : CIA-RDP92-00420R0004000400024
CFE cE lO CCC ca Ml §
-. . NDA ELL
a poprove f@iBsse 24d: Euopoz.00s2 @Rsooosonozs
Section A General Information
6. Affiliation 7. Occupationa tle
8. Office/Division/Branch of Assignment 9. Current Station [oF
[11. Reporting Period 12. Date Report Due in OP . Type of Report]
= ection B QUA ATTONS UPDR
Qualifications Updates (Form G40N) is is not —__ attached
*Should be submitted only if there are changes.
action Rev 308 Eres]
List, heck Job elements of the job performed durin: ie rating period. Insert the ra)
h fs RES 2c 0 v 79
serene ermB een RE re Br en EE TE
Key Job ETenent No. fem
Ew
Key Job Element No. 3 Ret ng
Tey Job Element To. 4 To]
3
Key Job ETement No.
~|Section D. QVERALL PERFORMANCE RATING
Enter the number which most accurately represents the employee's overall level of per- [Rating
formance. Take everything into account about the employee which influences effective [NO
ness. See Form 451 for details.
Section © CERTIFICATION :
~Tating Supervisor
Months employee has beer] Months employee has been nterim Discussion(s)| Reason Tor wo
inthis position under. my ‘Supervision was was not |sheuing SreTevee
held Stachel’ ©
er eR
Reviewing Official
prem —————
Tove
A B Typed or printed nave and signature
£56natire 56s not neceisartiy nly mp
agreement with its content.
Approved For Release 2005/12/14 ;CIA-RDP92-00420R000400040002-4
. al ~
[Section F pproved Folgigase
By Supervisor
Amplify or explain the basis for the ratings in Sections C and D. Indicate actual achieve-
ments, the employee's significant strengths and weaknesses, and any suggestions made for
improvement of work performance. See Form 45i for additional guidance.
: By Reviewing Official
tee ——
e STpToyee Fas the option fo comput or not on, the superyIsgrs evaluation andjor [initia
1 ni ave ave not. ttached a statement containing my
Tees SRST PE HIE 3069 ATRIA ROP6?-00420R000400040002.4
4
EL rg
rie pproved-For cost ab LSTA RERo2-004204 0004000
: ADVANCE HORK PLAN -
ame (Last; FIFE; Fade; Period Covered ;
Hon.”__VYr."__ to Mon. vr.
A. List the performance standard at the fully satisfactory level of performance (level 4)
for each key job element listed in Section C on Form 45 (See Form 45i for instructions).
B. When applicable 1ist any specific projects, tasks, etc., to be accomplished during
the period covered which are a part of any of the key job elements for which a performance
standard is established.
[3 i
[Typed or printed name of employee and Typed or printed name of supervisor and
signature signature R
Date
5 .