EFTA01276055

UBS 1.3S Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057253251015 Y1 0 Resource Management Account October 2015 NIS IN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Indiv Chockkar Account number: Your Financial Advisor: SCOTT STACK LIAN/LYLE CASRIEL Phone Questions about your statement? Call yoa Advisor or fte Value of your account RMA Resourceline at 800-RMA-1000, account 026023576 on September 30 (S) on October 30 (5) Your assets 23,883.82 15,875.44 Visit our website: swirw.ubscorni I inancialsetwes Your liabilities 0.00 0.00 Value of your account $23,883.82 S15,875.44 Tracking the value of your account S Thousands Sources of your was eat growth during 2015 value of your account at year end 2014 671,570.66 716 Net deposits and withdrawals 455,706.45 Your rivestrnerit return Diudend and interest income Change in market value $11.23 $0.00 13 9 159 • Value of your emote& on Oct 30, 201S S15,875.44 De< 1014 se') ioi s 2ois SDNY GM 00023664 Member SIPC CNP10303005725315 NP7000199496 00009 1015 030575004 Y113576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00 134284 EFTA01276055 sUBS Resource Management Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (1) Percentage of your account A Cash and money balances 15,875.44 100.00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: GHI$LAINE MA51/4EU. Friendly account name; I iv. ar Account number: E Non-traditional Value of your account $15,875.44 Your current asset allocation Total assets 515,875.44 100.00% A Eye on the markets Index Your Nnuncid Advisor. SCOTT STACK M AN LYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, WS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% CNP70009005725326NP7000183496 COCO 1015030579004 T12357655000MyGm000238tsge 2 of 8 CONFIDENTIAL EFTA_00134285 EFTA01276056 *UBS Resource Management Account Change in the value of your account October 2015(3) Year to date (I) Opening account value $23,883.82 $71,570.66 Deposits, including investments transferred in 169.62 86,559.08 Withdrawals and fees, including investments transferred out -8,178.40 -142,265.53 Dividend and interest income 0.40 11.23 Closing account value $15,875.44 $1 5,875.44 Account name: GHISLAINE MAXWELL friendly account name: Inch,' Checkkar Account number. Dividend and interest income earned rot outposts of Ins Statement temerity of interest and dindend Income has been determined limn a US tat reConirg perspective. Baud upon the residence of the account holder. account type, or product type, tome interest ands dvidend payments may not be subjoin to United States (US) anda Puerto Rico (PR) income tares. The tient monthy statement is not intended to he used and cannot be feted upon for tar purposes. Clients should refer to the laPOKE0e tar reporting forms they reCeite from UBS annualy, such as the Mims 1099 and the Farm 480, for tax reporting information. his the practice of UBS to file the aPpkatle ten reporting forms with the US 'MOM Revenue SentCe and PR Treasury Pei:aliment and in sigh f0rrns accurately (rasa fy (imam:Saraa IntereSI as I& exempt or tamable ifixtme nease consult yell inthicliel tax prepare: October 2015 (S) Year to date (1) Taxable interest 0.40 9.30 Total current year $040 $9.30 Prior year adjustment 0.00 1.93 Total dividend & interest $0A0 $11.23 Cash activity summary Your Financial Advisor: SCOTT STACK MAN/LYLE CASF0EL See account ac May Ma month tot details mantes in your sweep ono ons are aid uded In the openng and closing balances vale. FDIC Insurance /poi., oNy to deposits at u85 Bank USA, not to depouts at ties AG, Stamford french Or bank deposin placed throuq the UBSIntemaiona Depose Account program. WC protection applies to money market sweep find holdings but rot bank deposits Seelmportane information about your statement on the rat Mra pages cf this document for detals October 2015 (g) Year to date (5) Opening balances Addrtions Deposits and other funds credited $23,883.82 $71,570.66 169.62 86,559.08 Dividend and interest income 0.40 11.23 Total additions Subtractions Checks and bill payments $170.02 S86,570.31 -7,39616 -140,009.36 Card payments -226.98 -1,700.91 Other funds debited -555.26 -555.26 Total subtractions -$8,178.40 -$142,265.53 Net cash flow dosing balances -$8,008.38 -$55,695.22 $15,675.44 $15,875.44 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $4,394.68 Closing UBS Bank USA Deposit balance Oct 6 $20,126.38 Number of days in nterest period 29 Average daily ba lance $25,201.41 Interest earned $0.40 Annual percentage yield earned SDNY GM 00023666 002% CelP70309305725327NPMC0169496 00003 MIS 0305'79004 Y123576S50000000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134286 EFTA01276057 4t UBS Resource Management Account October 2015 My Choice Rewards Points from UBS Account name: .1 Your Ileencial Advisor. Friendly account name: SCOTT STACK MANFLYLE CASRIEL Account number: Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th tab on a weekend holiday Reward, point activuy cetais can be found on teamiubs.toreionaneservxes October 2015 teal to date Opening balance 3,759 1,433 Points earned 195 2,521 Closing balance Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change than, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the attemabve investment objectives in important information about your statement at the end of this document 3,954 3,954 Your return objective: Current income &capital appreciation Your dsk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. CNP7C0C0305725328NP70C0189496 C0038 1015 030575004 Y123576550 C0M#4YGM000236ftge 4 of a CONFIDENTIAL EFTA_00 I 34287 EFTA01276058 (SUBS d. Resource Management Account . Your assets Account norm: GHISLAINE MAXWELL friendly account name:Inch,' ChecklCar Account number: Some Prices, income and current values ShOeM may be approximate. AS a rest*. darn and lOsses may rot tie accurately reflected. See Aportant informabon about your statement a the end of the cbcumeM for more infornason. Cash Cash and money balances Cash and monly bances may include avalaole cash balances, UBS Bent USA depost account balances, UBS AG Startord Branch deposit account balances and money matte mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MK vat to n applicable limits, but are not protected by SIPC tins AG Stanford Branch deposit account balances an not insured by FDIC and se not protected by WC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those Sancti. Hddng UBS BANK USA EV ACCT 23,883.82 Cowing balance Closing Wine Nice per enact Average on Oct I ($) on Oct 20 (S) on Ocl 30(1) rate Daidenel Interest period Your /1 nandal Advisor: SCOTT STACK MANLYLE CASRiEL Dap en period Cep anounl (1) Your total assets 15,875.44 250.00000 Value on OR 30 (5) Peicenta?? Con abrnate0 your ac0unl oasis (SI annual intone (11 Urrealize0 gain or loss (1) Cash Total $15,875.44 100.00% $15,875.44 Cash sad money balances 15,875.44 100.00% 15,875.44 Account activity this month Date notary Description Amount (1) Deposits and other fends audited Oct 5 Ceposit NON-LOCAL CHECK 169.62 Total deposits and other funds credited 516942 Oat ACtiuty Descnoton Amount ($) Dividend and interest income Taxable interest Oct 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cr 0Ei 15 0.40 Total taxable interest Total dividend and interest income 50.40 90.40 SDNY GM 00023668 CNP700011301725329NPTOCOI$9496 DOOOB 10IS 030571004 Y12357611000000) Page 5 of 8 CONFIDENTIAL EFTA_00134288 EFTA01276059 SUBS Resource Management Account October 2015 Account activity this month (Contrived) Check Account name: ' Friendly account name- ir Account number: Your Handal Advisor: SCOTT STACK MANLYLE CASRIEL nurrtier Date Description Amount (1) 005012 Oct 1 ANITA R CELA MD -2.775.00 Total chat 42.775.00 Checks Date Aditity Oct 2 Withdrawal Oct 2 Withdrawal NI payments Oct 9 Withdrawal Total bill payments Description Amount (5) ACH VATHCRAWAL UPITEDHEALTHONE -556.98 ACH WITHDRAWAL UNTECHEALTHONE -00.22 ACH WITHDRAWAL AMEX EPayment -4.023.96 44.621.16 Transaction date Posting dale Decal:elm Amount CO Card purdsraes ten Visa debit MOO 3536 G makwELL Oct 22 Oct 27 STLIMANS GREENHOUSE NEW BRAINTREE MA 24529698000277839d $14.00 Oct 22 Oct 26 mt. NOODLE LAB BOSTON MA 005296000311237304 S5.30 Oct 23 Oct 27 JENNFERS NAILS AND BOSTON MA 605296300446097483 $13.00 Oct 25 Oct 27 ZOE HAP UX BOSTON MA 43529910300 t 84091 7 $99.00 Total charges 213130 Date Description Amount (I) Oct 16 CREDIT CARD PAYMENT -95.68 Card payments Total card payments 49548 CNP70009005725330 W7000189496 00003 WI 5 030575004 Y123576550 009fritiy_ ontoonaderie 6 of 8 CONFIDENTIAL EFTA_00134289 EFTA01276060 (SUBS Resource Management Account October 2015 Account nanw: GHISLAINE MAXWELL Friendly account narne:Indiv Cherkkar Account number: Minrrurn Payment Due Payment Due Date Creel% Int Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Avalatie Credo tine Outstanding bamre UBS Visa Signature credit card(s) payment information for November 23, 2015 $68.21 Nov 23, 2015 135,000 00 132,754 77 12,245 23 This creth cad it enrolled in UBS Pay Credo Card for um and will automatcaoy b pad Bornyou' account Your pament is schoctared lot No enter 18. 2015 we sonde this inforrwt•on on 'cis U85 Visa Signature credit cads sckt'y as a courtesy to you. The UBS visa Brow re crew card and account se issued by UBS Bard:05.4.08S Bank USA sends you the official statement for this account and you shottd maw your mem nt accenting to thee InitnaCUOm: We do not indude your outstanding crecit cam baste in the valued you/ account with UBS Financla Snwes Date Actimly Desception Oct 1 Withdrawal FEDERAL FUNDS CONPUMENTARY FED FUND WIRE TO Cohn Cowie AT -555.26 Amain' 01 Other funds debited Money balance activities FIRST REPUBLIC BANK Total other funds debited -$55536 t Activity Detcroon Amount (S) Sep 30 Balance forward 623,86322 Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/01/15 -3330.26 Oct 5 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT ASOF 1(702/15 -597.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 169.62 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06/15 0.40 Oct 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -4,023.96 Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10/16115 -95.68 Oct 27 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OF 10/26/15 -5.30 Oct 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10127115 -126.00 Oct 30 Closing UBS Bank USA Deposit Account The UBS Bank USA DeD09t Account Is your primary sweep coon $15.87544 SDNY GM 00023670 C NP7C00?30572S331 NP7003189496 000:03 1015030575004 Y123576%0000000 Page 7 of 8 CONFIDENTIAL EFTA_00134290 EFTA01276061 *UBS Your notes CNP70.005725332 NP70001.96 00003 1015 030575004 vi 23 576550 00MY_OM_000238/49* 8 of 8 End of statement for account numb.. CONFIDENTIAL EFTA_00134291 EFTA01276062 Important information about your statement UBS Fhancial Sakes Mc Marini MSS Frani Swim/ is a ranter of al parr di senrity. camgddy and owns echarges UBS f Mica Waco and MBank I.PSt ay Slied 9ubtal iris of IS AG and Off liras of ulltS Semites LLC Met nwstnaicial sweat it Sable won rennin the Mrs ermine offices at a U3S incanted Soros tic 1200 Haber Badman Viceimak en NI 07086 1h6stawnem represents.* hnly °POP rased of me OBS Belinda Sauces aCCOunt Other reC0f05..:Cept0110.31taK doomeno. honoring conflOng data should not be Med ups d you bets? there 6 an sera sisal. Ooze spoil il rrenethrety n lenient° telkach Marpir of the once senng your asaaum oThough al 49ns Sohn are inlendtd lo be arvratik Slaisint data TWO rot be used for tat Nooses ter sok*/ on yeakird to Wm Ge.. Fath 1099. SOO. 10415. tic) ohs prepring )our return The f or is misled by Ian to ram tote RS al troh le Meilen& repent!e non IathW Mann' ad oaf* meter toned on senates heU n your acCoure, nil proceeds on sale tranUctost and cost batonratan mead Snots; Ctrl iumicitIons with the HIM • Neale ((Kaden, any oral Ccrivrole.atons nemngto furrier mum your Mitt ncliding you* rigirs undo, the Mum* Wen Protecion ACT ISPA) • /line Sonar 'listen/ion onto top het n the lam of this laternml is not tAIS FitinoalSOnnan, IBS Feurscial Bastes shies eat vacua 356(6/kg broker by amememni *nth the Mated matron We inonnel Kw 04 Si rebtionibto 'Son este opened Nis accost in this Glee Mr Mds and WOO los re looted a 1115 Mimi Simms red not the arodumg broker. as you rant mate 3 mat of sly era or °molt to both ban, all account suterents shall be deemed co pate and acar ate d riot Objeled to ii wrong Who 60 days • Please area calmer amplants a iminat to the (mrs den Rearm OnOtnerit X 2014521699*r lollies. a 1300-34-9,03. 8 00a hi to 6 03 PM ET Monday thooup rndy. a in wring to IDS Minns' Sentel Clan' ReUrionsDepatnots PO Box 766 anon Crts NI 07(87 • Si case of ems a WHOM about as ekoono LIDOS under Coll bit Perim, ce lls Vat deit cad tram:honk Call 1300-762-1000 a store to LOSEn/noel Motes W. IMO Kantor Md. 60 liar. Wrehrokin. N) O7636. Ann Iota 135.4 Savoys Cal) yule as soon as ,,c) u cart d satinet yor stawnem or wax 6 'wag </Ilya) need more Montt Loa atrtrofer cc, the smarm or mart The Mn a Card ISSuar (as cep 10610) mug hear tan Su rot tate' thlt 60 Caps alter the inn Sent you the fro manna on .'k di the nor or probiten armed - Frans you nano and nom number a rip - Owribe the mot or the tanferym ay wove atoo red or tan as Maly yau On any you brim 4 is al error or My you need moo nlanotian - Amide the data moans:4M supped to The km or Cad 69a wit nentigateyOtrtteintint a+1 wall OrteCI any taw pronvly Pleawnie al Seeks payaelo so the Fernor to Soma Animal ndcated on te front oft) slawnint haddt it to agar want fem. Watt may be strict to mamma.. loco thaws Ice Ise parent for saurtee putchaws and chrm fee tread nulls n cat scants AaountS ma Ye tralsiernid to olio niteutcns may be Mira to a banner lee. OBS Sweep Option UBS oilers orlon for 'among cat batricei braices bar &posts a USS Bak USA ISM AG Parford Omit (Bark Swap hoping maw market mutua finds Nom Curds) arid the likirentiona Depose accord 00446or customers win n memaima tenure latagesnent Arsouf4 llueugh fixElse Sweep S011anh cat. balinCeS are swept sa WS Bark LOA tea a an egad-hod Imo ad then to ICS IC Stadion Brant, a a Iserney Fund Deposes at LOS Bar USA are FOC routed n accordance with Wsz: rules For was :lo ma prat out wow Ida go Deposits a LOS AG amiford Thant ad thares C ?Ass FuldS tenet nsure3 by the FOC. Through the Om available to can Manors re swat to CISOS/ aCCOuniS a IBS AG Wreak Brach and IlSAG Caplan Brant These deposits arena roved by the FIX SaarKe'S heLf a me LOS AG Comm Brash re terrowily oposed TO TN. Sew:Orr risk of the C tow rant and there is no guinea other on lostit of LISS44 a repay theDimas cable on the 185 Cayman Brach's bocts. Deposits a URS Bak USA rd eachOBS AG Brach and fartimed by SPC Murry fund tins are acceded by SPC See %IBS Mama Seems Account Protection" below. Opt you rerun. dab-Kett' to Bak Meer Program a OA may be wilxraren and tires of a Winer Fund maybe liquidated aid the tamed' returned to pa a yos wails attest Further ottoman tout sadnie um" *pio n. oxlidng anent nom saes and pens. is artibie a www tinarrisimpOins tom your Corral Minor a by Ming 806762-1000 UBf Irmancial Straka. mow* protection The rim is a Marta of the Securms nine' Protection Corazon ORO MIT prams mantis rcoans of es martin us lo 1500 000 Maiding 1250.00010' deal, tor GM The 5PC tap crotchet mot apish so all maws diayou hold n apricot:amours The fart together wen arum II dates. has also poniard szariontotai prormon the roaanum mount payable to all diglar dont. colicteoliunder Nis proteaion 6550) mast as of Decors:in IP 2013 Sawa tote polcyardarro and kneatons cat at Me Gmi Cunha protected for up to SI 9 milkn nest aw- male for al your a:cantsheld n a palicula capay A full copy el CO poky onOrdng 6 Nat* upon ,AaJesT The SIC proltOce red the stspnlenental OrCealcn both do not 4PlY to • Cenaantraaa awls controlled tri(on.) Skated flys' scant ratio) but had away from 155 Sinaloa Swoon Ceg.anal a cat aOSSBa*(Jca1ia USS AG Stamford trandi. (th) rouraxe aottols. mixing vast* amain aid Oa Than of rub el lava elate sut, shays ay maned Maly ei die name Of the aMatri Win on the books aid records of the nicer Over a thnSt agent). • (ens roonarent cora:hoe norms% Most (99. Mined parowshos aid prvae plawents) that are na mislead VOX the Sthlx es Act of 1933. and • Commas/Ms coniram to 9. font's 'Pahang* and proaus metal contort fumes comoas and commend WW1 contracts The 9 ,C protection rid to omplorrimto protection do not *ay to these assetsmen Ohm Ottenede antiwar,* summon The WC protects and the sppbristt protecton do not yenta aganst Ss?, n the market vase of sof asestnints Meta as a mon of marm snowman. epos.' barman of l thl tio'he) Mote eaurnaon a mit a wpm must Vat may Osten met ntormasn about SIC. includn9 the SPC Brochure by ammrg SPC at 202.3M/3300a by Mum tie SP( Allovle al *SW alt 010 Dividend It Merniem Program OW) the rw aikaal do average pnce you may °bean the actualagehos your rinanoi Adeoor Only whole Sees are premed safer CAP. partial taw coil be sold and die ash iv,' be destard n yor mom The diritend renvestrer6 pot* supplied by the sous may deter fro., the stain tea at Muth the rata tan at sold Cadmirliou CI* Mr le units may be raid in yOur =Ant f 1,0u are entithni to 'pot:plait as arts' of a brand manna or otherwise. the tan wM ether al partial ists 'make' rice a accept n atom ditatted by aregistered Owing agercy. an:Is:redo yar account lavesbnew °bitchy. The Men/Vent cApcnies and nt prof skate 5p2CIC lo earls acoxim aid may way boom flew acme the Inn prompts in mem of any urnicant amp. in your Boma stuatim a neeStIMM etiectivel For eat account had. you choose one of the fo lowng noestment Mattes • Padua Cement acme twentieth setbinj tlw genera on of I-comeonly • Atha* CePUIAPPICsiOon tweorrents spiking growth of pmcpal fah. than tot ginflatOn of name • proolice Conlin/on of income seclCarMAPPenilon mamma s wing both Me gorwaion of Mono aid goavdi ed prncral Onall risk pronto • Commas, Seeks to mantas Waal -Opal wth how risk aid rola lit to the account oast. wand Na means the want does not ginelleignehaill 'Mane Or returns sd myna keep pace wilt Oil Won • Ailocken %Wing to map: tom OS to 0'044 rid tolerate sow Ma Atya seek higher rams • Ainrnla.e Wang to assert hgh nsis to vowel ad hgh volanty so wet hign atm met tone Statement Mousithokling" We may onsoldate al rgited mom statements wish the sant addiess it the smear...lope kozonts airy be related for this mnose beano they haw owners oho SA martin pant mount Mama: no rah Mrs dents 31 the sure address the practre a know 'nouseholcIn9 • f you pale to make indiinual flaternerTlf maikd n Xp,raft CONFIDENTIAL ervekpos —you may Mane househollrg by arm your Emma Adv5Or Friona, account mew TiothienTh warn nave reflects Manorial that icy mead on the fans online wow webste It as customizable •nosumo• ass by you a erase Sou win your nortecon n Nn no kga afoot on your arum l'Cu on mange you* 'rands", atom names. trout Mine Somas of Mottacun; pm Mato, Adds° r Account etwiow • Mlle or sow ittounrpardsoz Ne‘ Of asset aid hatpins • ASaets InClucki ',alio* cats Macea velem ronrkted wonkytat ) aid Gkbal Ts* DepoSt troolizod maid to motet and certam artes not held byte km Does not nciideunonad semitelassets a the en! of the pro andwest staterrern poocdl a pr at kostnenth 'owned ito6 colons aid aurceeba slat Worn • LiSkteS PiCI)005 CAC balriCK. outmoding magi loan. mat Me. short account banes • C atemantytalaxty Tots of tun led as/Sheaf' bSancts. plus LS'S Ball" USA dips', balson 1.195 AG Stanford Brant depose balances and maim meter maul laid sweep balsam a the dose of the Statement period wonorrenos Ey Me peas batman h yea ao:ounl at not maimed from etabaron and tre Femme use any these furls n the ordiwy course of as banns These fun% Of ▪ payabie tpon yos demand On total 6 incbded Ae Mint pond dos rg value lending information fa detamd rilanwon on ter rer 'Wake) psalmand didocurot Mx to you'Cle i R44.31;:ntp Artenall or Awn Agennl aid let Genera Terns ad Condemns ORS Stamen of Cade Practices fl ab* n AgnemeIrs ad Dectstas a lovaiiM rnmdierovflaw nni rowan Year state itenl times Sectoteo and other 355gsheld n the accowil a the end of the Staleablnl period You may dk for Mem of furypad *mites z ay (me You may recta. marries used a ban collated eater Pator.alian balanceroe on them imosszuntes tranlened athe duty the stamen toned an lies a natal WI* if of thy end of the Moment NOM • Cost basic Si deleanhng team bail of the stoats indided n Iha statement what r isted web the number ' OBS ManSal Strimeshas meted on imams ion °Waned (rah sources other Than 1.85 Firnicol %aces. naming Manton Ism fl aw fits or tat you may hat prootled to rut imam' Mom "Winn dots not intiondeniii mayor gunmen. aszvacy a vaidey of any inarrnacn pronded by sources °tartan USS F racial SWOPS in addtion Stough LOS FraidalSorske: gloomily opiates t6 donnas:el as t 6 Welted Theron Coes no ormick any woman Mat she nf amoral mkt 'Cost ball' aid 'lioralitird gars lass is asorate a of the dote of this SIMM411 As soak please do not rayon this Mama it to make cactus' a sae Miran la la pusses a ottesice Accatan Unstated to the fern may reflect girths' nformait al y for the periad of time they at had a the Fern Morehinonol edarnatgli CS be added by kw FINNS Mow • unload salmi bases than daa s /rattle naiad urrealcal gun losses re Maimed fa SDNY_GM_00023672 EFTA_00134292 EFTA01276063 Important information about your statement (coiltinUed) ittfricktivemity lots The tan:Hadata fa iniiittbal Ian mayor may not reflect aninilien% dirgesau seam* reorsuncalm awn Dirlfend ad other reinvestment lots and smarm* purchase lots re oath combined to display area:eased lhe • 'Bade dr.' cobra, presents the original Iranian ma traledate • Callabla deoutItias Bonds and piefinwed stock that the in calk for extyredervionwil be selected nail* by lot tan among 8A 'Humesof that 6%* tielin our nano to n nom:wenn for our climes Cat fear* 'Somme:a is attired nom thrd omen and in revery eel %stalked Other Call leases may east mach could affect yell cantle% Mama lon ea be provided *Poi aqua • Cortirrataf of deposit (COO CDs are MC mired opt 1293.000 st pattmal and sated settee pre &wax and pi, depouto-y anionic.. n accordance with nibs • prioehrolue Pieces caoplavd fa WASS aid otter products mar be higher ce beer that to price that you Me IS a3ually !tats* in the make; PrCeS are Waned Iron vanXiS Ted party Warren Much we belerce to be reline, but we do not garage eel' a:curacy - Wo poreraly mote dosng pre* areal arab** or IN? meal or the bid aid ask vices Ice Isted Wart** and omen Ot on led picasfor OTC tort en - Let acme.; baled warren maybe prom tang a mbarn modre a them, scan ala se. obtaaed and may riol Mkt an acturi matte Pnce or MM. - Certain pOSIMM may £pea tni1Cut Apra and pall show a 'mice was rat ataaable Awe are enable to obtain a prce for a security - Deposes or Searles denominated n wages other Mn U S dollars are ref Woe a the esstergouee as of the ttattrunt date - For oerun sentries 100g anon-can:4min deramnatems. pct and quality dace vibe) may hae been wined:a Irma* papa Human To obtain Outten gritreali wen arallYele.COrcaa your Prandial %Serer • Mena InvostrreMa and Muddied prataa Pneato Headman :aunt anctnIng direct prerpsion protean and real mute n*arnem trUft securities) and Waived product re INWaly hghlr dyad Conan oruotaed roams have no born rogeiaed sets the Seaacols and &Oxide Carknssan a under any stare acute, Wm We prove* estmted kat*, fcr pirate Moaner* ScaosteS and stoats products for alarms analpupoom only AcanCY a not 9onntecd - Thee values may/differ sebstantany from plCeS, A a/ as *nth acreage mostrnert stoutly a structured pronto my be Helot a sold aid do not normally wren, the wale you May Mane upon Iraedatnn - BIM prty immaes of Ha are as ot a ran Ore sot re supplied to LtS lemma Savors on irregular brus by an ndeperMent natation Um l“ust, SsorteallsaTer gra:Icor Sowed wanes d Joy. are steepled to tie Frm by the mom general Hanoi a sponsor and may be Obialed based on Okra* atormation from that used by thrd pries to donee thee esikroted want: - You cal obtain adklaccie itcrmaton regaling the rreholology used to dentine the Hirano of riot and tan dace of the hfonn.ton Ma Is Me boa fir the mann byre-de:tag your Pardo' Herber - 11,k0 parry estinael vibesmay be reflected as 'Not paced' n sneer auatira when an ittleperMent valuation fat Ices not suppled cc 6 untie es 551903 value when we bosom. arra %Mamie-el war[ hie cm:cared tha may calla previously tenoned vala too (NOW% a wen avant nand be Very speculatee duo to the now of the sanity - Innen nritlw an Hum rent wow a sponsor estimated manor 3tirdpaly est awed masa is pritteded tie Hue of the tear Cy wet tn.:Metal tan ms psalm pnot - 'Ohabaiorn to dap' my Mika. reran of can't* ware a both • CoVeki set vie revesents Me Mel olloteig prone per wit rid may not reflect per ma bath • IbIStriated SOCUritin Restncted secures genera* Hs not awn* rouble fa pa* IRS OHMS Saran uses the mate precool t a ennesolood stock of the sane our a n mutedtake for the restated out for purposes of This saner,' on* TO the maim that rest, eted serailiel a* elipbto for Salt Mt Yalse rreeled nay be substantiate less men the angutte vim shawl • Est. leilirnated) Mean, arrentyields and rata An tstiMato 01 :mud moo* is based en mown dennend and Wean ran. awing la oranges will be lyeld for one yea, from oremett date or snot rtUrunly this estimate is Crq 3 guldens* accuracy and °Wooed Mama ae not pairalreed - E9nutedamWl MM. and %melt yell tor ant tpecol socurihn could helot? drawn of crinclot or CaPUI pare di Mat Olathe ea OCCene (aldairrant yeld)would be Hemmed - Hatnated amid income aid operant Meld aid The actut Poore and yield mght belowor hgher thm the enknate1 morns - An ninala al mroalced novae icluidred alter feast ducted by the amen' matte rata/nage balance a lased an TS Ida diedeld or teems porta made by the awn and attunes die sewn indeporAs wit be bindle. one nue Ban the statement date or trod murky Await and continued yeld at not wanted • Arno not held by WS financial Sava Cava MPH an Mt HUbyteBan ad not witInh Me Finis possession or envoi Them assets re aciplynd on yam seateneen for irdonnational pavan on* Position am wakes veserned are rivaled byte issuno firm MS ! 'lancet n not reparable for this attention and does net guarantee es accitacy These assets Zeno, prowled by SVC a tee Frm's supplanornal Sat coverage • Revenue Hating and addklonalcompeasatlea. - et adilitim I0 orninissem on mks aid 12b.1 lees recsed en connection with thedata:Non of tralut finds to our dints we attla ors 1Bliae revue rem tee Marna pa/luau from adubutors »dor anison of tee malt ends tat we sell Peso nags reloaded an hen dintent armaments 0 the annum Of saksbytISS 01 a partcuLt mutual NM fanny toot duns. and Id the rue mite of a trail, nada toed 1 anti/. sham thAd a ihr Imf - We aid as HA* Pm mare retnakag rid own:taproom:nig lees in coruderaton for trailer agent sevlas that we proed• to shorn:awlfunds These fees sew" at pad *cm investor =as in the mutual lad ad ae a rind doll? anoutt based on the natter of ascents at the haw -deal* hotting mutual rinds of Mat had laniV - m Hest ion tocommenced 'Hewed m orraction wen the tabor darbuton of us ury mat= ad init db. h“ Mot unit to of den% we andaour PUGH recut mere* Mang OVeptettanca maryol me romance companies undavening the auudy contacts HUH. or the no ranee corrnmin a sponsors a to UM IleraMell Ma% he &astute - Ott andates also acelie trading coma/moos ani other compernation from mutual herds aid murex* Cortcales Went penexts we dist burrs - Werecent an armor fee horn LEIS Bank USA anlUBS AC Starnord Braid. ol up» 125 per axount snoring to the banks ode the Liner* Swap Program ASA, Holman:a regardng cormisnins and other charges ironed in connection win the Herndon ol wales ackidng option trenactens has been added n ccalantons vinous* loathed to you. and ...libel:ion:HI to you vane* on rawest Short selling it you at engaged in Ton tethg nosily you may cos a chive OH to cenan knowing costs I.:Lethal panaiLv *Grey Open erden 4 9Xding open *preclailaireled • orders that were not totooted by the staernent date. open buy axl Sell StOp orders a ed.:ad by the annuli of dredendScr rghts on • oudi.idindsor ourehIS deo unit.% Hamad otherwise by you You are reporoble for orders thal are emcuted dye to your false to cancel coating open orders Tax withalditg an fearbutions Poen UK Pinola,' Senates IRAs hiltal tax raw tenures LIESS inattql Servos to withhold ircorie tar from gm tackle MA dissibr ern tut you may dm ea to ha* Hone to wtytPs or instead. you may Ho to have Ix wertteld a Sere or n a rind rnown as you choose sew/ elicton vu I remain n el Sect untr remind by you You may neck* your election a army lino by m.top anew Haan If you do not haw moot, ', come toe wettnelfinall your derbutiOnt you maybe aplomb* la the prim of earn.tted law Wu may not Farm if the anoints withal and yet estinated hw parweinis se not equal tO Hit ix obligation aria, To obtan anew of cu tame Clint Pretty lattice ',bre contal yaw F natio, Adasor or rise our Heine at Him vas comemioneofry an Financial Setwitts 6 nor a bat The WA. gnaw SearcesAaunt BSA aril AMA are beaerage 30XtteS Mum provide access to baling servos and prodais Orugh anamemetts Mt /*IWO basks ad othot mCd party basks. and prudes moan Hamm and amuity prodpols isund by unaffiliated shed tarty Horan" contras Hough emosice agency paddle es of tees FrianCial Severe I% t uesonatt. nsurance, and amuly products Pet IDC hilted • no bank gumtree May lose wane PM Recast. Knoroni Account Buttress Seminn ACCOMII BS& IPMA and ncemaboar Resource Mmagenttat CONFIDENTIAL ACCOult WO registered sauce mats a IPS Fruxial Services kx Yea S•paturo it a rogiorrad *mice mak of visa Imernamial MS Wa Signabst cede cads and IBS Wa den cads are issued byMSBatt USA with durnman from v ea u S A worpraud WM Financial Serails Inc Rev 201407 SDNY_GM_00023673 EFTA 00134293 EFTA01276064 (SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CM-70056439531115n VI 0 Account name: GHiStANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your financial Advisor. SCOTT STACKMANO.YLE CASRIEL Phone: Resource Management Account November 2015 HIC IN MAX LL Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA- 1000, on October 30 (5) on November 30 (1) account 029023576 Your assets 15,875 44 13,237.97 Visit our website: Your liabilities aoo o.00 www.ubscomainancialservices Value of your account $15,875.44 $13,237.97 Tracking the value of your account Sources of your account growth during 2015 Value of your account S me :7,..311CS at year end 2014 $71,570.66 Net deposits and 7: 6 withdrawals -$58,344.22 Your ausstellenreturn, Disedendard interest income 811.53 ISO Change in market value 90 00 13.2 Value of your account Dec k)14 Oft kl 5 Nov 2015 on Nov 30, 2015 $11237.97 SDNY GM 00023674 Member SIPC 0070001005643953 NP7000193349 00008 1115 030575004 Y123576%0010000 Pap t of 8 CONFIDENTIAL EFTA 00134294 EFTA01276065 SUBS Resource Management Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (S) Account name: GHI$LAINE MArMEU. Friendly account name; I iv. ar Account number: Percentage of your account A Cash and money balances I 3237.97 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $13,237.97 100.00% Value of your account $13,237.97 A Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your li nodal Advisor. SCOTT STACK MANELYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, ILIBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the Last two pages of this statement for details about those balances Interest rates on November 30, 2015 3-month Treasury bills: 0 21% One-month LIBOR: 0.24% CNP7000BO05643954 NPAX019:049 CCM 1115 030575004 Y12357655001 Wit#1.COM000236,4139e 2 of 8 CONFIDENTIAL EFTA_00134295 EFTA01276066 SUBS Resource Management Account November 2015 Change in the value of your account November 201 5 (31 Year to date (S) Opening account value $15,875.44 $71,570.68 Deposits, including investments transferred in 0.00 86,559.08 Withdrawals and fees, including investments transferred cut -2,637.77 -144,903.30 Dividend and interest income 0.30 11.53 Closing account value $13,237.97 $13,237.97 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Cheakar Account number. Dividend and interest income earned Foe purposes Of this statement, taeablity Of inteeest and Orridend income has been determined ficM a US tm lePortlre3 PersPercie. Based upon the residence of the account bolder, account type. or product type, torn. interest andor deidend payments may not be sutler, to United States (US) anda Puerto Pico (PR) Income tares. The (tent monthy Ratemtm is not intended to be used and cannot be reaed upon for ta< purposes. Clients should refer to the aDOKEttt Lat tenoning forms they receise from IRS annualy, such as the Conn 1099 and the Forms 480, for tax reporting information his the practice of UBS to file the applicable tam reporting forms with the US sterna Revenue Sei(e and PR neastay °torment wain such banns accutatety class fy chi/Jena AMP Cl Interest as is exempt or lamb* imam Pease consult your Inds/dial tax preparer. November 2015(S) Year to date (1) Taxable interest 0.30 9.60 Total current year $0.30 $9.60 Prior year adjustment 0.00 1.93 Total dividend & interest $0.30 $11.53 Cash activity summary Your Honda' Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for deists &dances in your Sweep Options are indudedin the openng and closing balances ad ut. FDIC insurance 4Viel only to deposits at U85 Bank USA, not to deposits at LOS AG, Stamfoed Branch 01 bank deposits pacedibeoush the UBS Interne: and Depose Account program. SIPC protection applies to money market sweep find holdings but ml bare deposit. Seelmportant information about your statement on the iat mV pages d this document for decals November 2015 (5) rear to date (5) Opening balances Additions Deposits and other funds credited $15,875.44 0.00 $71,570.66 86,559.08 Dividend aid interest income 0.30 11.53 Total additions Subtractions Checks and bill payments $0.30 -2,38429 $86,570.61 -142,393.65 Card payments -25348 -1,954.39 Other funds debited 0.00 -555.26 Total subtractions -$2,637.77 -$144,903.30 Net cash flow -12.637.47 dosing balances $13,237.97 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 5 Opening UBS Bank USA Deposit balance Oct 7 -$58,332.69 $13,237.97 $20,126.38 Closing UBS Bank USA Deposit balance Nov 5 $15,210.54 Number of days in nterest period 30 Average daily balance $16,749.68 Interest earned $0.30 Annual percentage yield earned 002% SDNY GM 00023676 CelP7C00330564395SNPMC0193349 00000 1115 030575004 Y123576550010000 Page 3 of 8 CONFIDENTIAL EFTA 00134296 EFTA01276067 *UBS Resource Management Account November 2015 My Choice Rewards Points from UBS Account name: Friendly account name: : Account number: Rewards pants are reflected as of the 26th ot the mcnth or the pow business clw if the 26th IS h on a weekendtondos. Rewards paint activity cmens can be found On vatavuhs.tomfonlinesesvices November 2015 Year to date Opening balance 3,954 1,433 Points earned 0 2,521 Closing balance Your investment objectives: v::L. • the following investment objectins for this account If you haw questions about these ubietbves, disagree with them, or wish to change them, please contact your Fivancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in important information about )our statement at the end of this document. Your totem objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibi'tty consideration • None selected 3,954 3,954 Your account instructions • Vow account cost base default closing method is FIFO, First in, First Out. Your Kneed' Advisor. SCOTT STACK MAIsY LYLE CASRIEL CNP70308005643956NPVCOIS0349 C0006 1' 15 030575004 Y123576550019SONCGM000236,99e 4 of a CONFIDENTIAL EFTA 00134297 EFTA01276068 UBS Resource Management Account November 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: indiv CheCk/Car Account number. Some paces, Income and current values shown may be Eppioxiinak. AS a intl. gains andlosses may mot be accuidlely reflected. See Amnon infoanabon about your statement a the too 01 the ctcumeM fOr Rae infornason. Cash Cash and money balances Cash and money balances may Ind trip. avalkile cash balances, UBS Bank USA &pont account balances, UBS AG Staniord Branch deposit aaourn Glances and money main mutual fund sweep batances. U95 Bank USA deposit account balances are Insured by the FOC ninon applicable limits, but are not protected by 9PC. UBS AG Stanford Branch deporat JICcount balances as not insured by FDIC and are rot protected by SIPC Money mutat sweep balances are protected by SIC but as not insured by the FDIC. Ste the important information about your statement at the endofthis document for detaas tout those telances. Hiring UBS BANK USA DEP ACCT 15,875.44 13,23797 250000.00 Openng Wax. Closing balance floe per share Mope on Nov (S) co Nov 30 ft) on Nay 30 0) rate DMclend interest pedal Your rinandel Advisor: SCOTT STACK MANILYLE CASRIEL Days it period Cap room 5) Your total assets value on Nod 30 IP Percentage of Cost BIrrated your &count OOPS (51 annual income (S) UnrealiZed wen or IOSS (S) Cask Cash and money bSanas Total 813,237.97 100.00% $13,237.97 13237.97 100.00% 13.237.97 Account activity this month Otte Acuity Description Amount (I) Dividend and interest income Taxable inrerea Nov6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1110915 0.30 Total taxable interest $0.30 Total dividend and 'merest income $0.30 Date Actisty Descnpbon Amount (S) Nav 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -556.98 Nov 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22 Nov9 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,787.09 Total bill payments 42384.29 SDNY GM 00023678 Bill payments CtietC0033055439S7 Ne7003‘97349 OCCO3 IS 030575004 Y123576S50010000 Page 5 of 8 CONFIDENTIAL EFTA_00134298 EFTA01276069 UBS Resource Management Account November 2015 Account activity this month kootnuedi Transaction Posting oate oate Oescnotion Amount (S) Card purchases U3S Von debit XX>C0 3536 G MAXWELL Le35 Visa debit. XXX4 0963 G MAXVVELL Oct30 Nov 03 ESPA CORP NEW YORK NY 47530590001 5700107 168.00 Total dlarges $68.00 Nov 20 Nov 24 ESPA CORP NEW YORK NY 475326900017600052 189 80 Total charges Total card purchases ono $157.80 Account name: Friendly account name: ir Account number. Your Knancial Advisor: SCOTT STACK MANYLYLE CASR1EL Date Demnption Amant (S) Card payments Nov 18 CREDIT CARO PAYMENT -95.68 Total card payments 495.60 minmurn Payment Cue Payment Doe Date Crew line Avalatre C feat Une Outstanding baance UBS visa Signature credit card(s) payment information for December 23. 2015 $6809 Dec 23, 2015 135,00000 532,825 36 12,174.64 This crew cad is Crueller, in UBS Pay creoi Cad feature and vil autcmatcaty te paid /ran you' account. Your Payment Is scheldled tot Decreete, 18, 2015 We provide Misinformation on your UBS Visa Signature credit cads slee, as acOJttesy to you The UBS Visa Sratu re (Ted! cad and account are issued by UBS Bank USA. UBS Bank USA sends you the ottioal statement for this account and you shod mate your payment accordng to thed instru(tion. We do not Ind ode your outstanding crew cad !sane in the rake of your account with U65 Financial Services Inc Date Actnnty Oct30 Balance forward Delfirplial Amount 11) Money balance activities $15,87544 Isbav 4 Nov 5 Nov 6 Deposit Nov 10 Withdrawal Withdrawal Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11103/15 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/15 UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/09 15 -597.20 -68.00 030 U85 BANK USA DEPOSIT ACCOUNT AS OF 11109/15 -1,787.09 continued next page CNP7C005005643958NP7OCOIS0349 COCOS 1115 030575004 Y123576550 01 ggeitiyG m0002361~ 6 OF 8 CONFIDENTIAL EFTA_00134299 EFTA01276070 *UBS Resource Management Account November 2015 Account activity this month (continued) (We Money balance activities (continued) Nov 19 Nov 25 Nov 30 The UBS Bank USA Copoot Accourt i; your primary sweep colon Account name: GHISLAINE MAXWELL Friendly account name: Inch,' Checkkar Account number. Your ft nandal Advisor: SCOTT STACKKUNO/LE CASRIEL Afton!, D(1(101101 Amount (t) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11118/15 -9568 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/15 -89.80 Closing UBS Bank USA Deposit Account $13,237.97 SDNY GM 00023680 C HP70380305643959 NP7003197349 COCO 1115 030575004 Y123576550 010000 Pogo 7 of 8 CONFIDENTIAL EFTA_00134300 EFTA01276071 Your notes CNP700O)305643960NP7003193349 00003 ill 3 030575004 Yi 2357655001 iftliklY_GM_00023604ge 8 of 8 End of statement for account number- CONFIDENTIAL EFTA_00 134301 EFTA01276072 Important information about your statement U36 Financial Services tic. the F im or UBS Financial Senekes). is a merrter of all orincial seosft ammo* and colors exchanges. LASS Frerxial Selects and LEA Bank USA we rdrect subsidises of LES AG and affiliates of LES Saurian U.C. The Fim's financial statement is available upon reopen. The tease:Kul* on ices a. a: UBS ainencul Sauces 1200 Barba Boulevard Weehawken, NJ 07086 This statement represents the ally official reard of you LBS Fhancial Seniors account. Other march, rapt official tar documents. containing cordlidew data should rot be relied Ian If you bedew there is an ems or emission, please *pea h irrnadiately n wrung to the Branch Manager of the office seam you account. Athaate al hoses shown are ntended to be accurate. statement datashould not be used for tar purposes Rely sae& on yeauend tax Icons. Form 109. Sat 10425. etc.) whin prepargyour La return. The Fine is required by low torepon to ihe IRS all ta.abk divider.* report** nontaxable Thadends and Mt interest end en acuities had nyour scant, net proceeds on sate transaMexe, and cost base ioncertain covered sensitise. Communicotions with the Fim • Please re-confirm ary Oral corm's...atoms in awittb to father protect your WV; irolsfrgyat ricfies seder the Secactias Mentor Protection Ace (WA). • II the Craw ial haitution cn thrtcp left of tie Irat of this statement is not U3S Financiel Sark's, LSS Financial Seraces caries yas account as clearng brcker by acrangerrent well the nolcated insubson We irdoemed you of this relatorchP when you opened this OCCOJII. In tie taw, your Ss& and securities are located a UBS financial Services and rot te ironadacreg broker, ardo3u taxi mace a repon of ay ma or cminion to both firms. All accent statements shall be deemed ccenpate and accurate i not objected to in wring within 60 days. • Please diect customer complaint or twines to he Fem.Clem Relations Depavnent a 201.352.1699 or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in wring to U3S Financial Services hc, Client Relations Dela-Mena, P.O. Box 766 Union City, NJ 07087. • h caw of emn, or pastime about an electronic fach transfer (FM bit payment a UBS VoSeclebie card transactions, call 990-762-1000, certif.to UBS Financial Services lx., 1000 Hater felt*, 6th floor, Weehawken. NI 07086, MTh RIA103EA Seises. Cal a wee as loon m yea can if you ilia your statement or receipt 4 atm or if you need more tilantaten Boca a trander on the slaement or reaps. The firm or Card ewer (as applablM must hear from you no lay then CO days afar tie Finn sent you tie fin staterma on ash* the aro- or ;abbe, spewed. - NT, ,,,!r ani n t,-N-or r — Desote the error or tie trawler you se uture bosh, and explah as dem& as ycu cal shy you beam t is an error a why you mod more rdemotion — Proade the dollar amount of doe suspected emu. The Firm a Card Issuer MI inanigate your ampairt and MI correct any error promo*. I we take more ton 10 Lianas dap to do The, we will cried' your account For the angst you Mile 6 hems so tot you will have Meuse of the money tang the tier* h takes us to complete Our thiestigation. PleaSO make all checks payable fe the Fan or tie froncial institution rdcated on tie front of this statement hadditionto regutar accost fees accounts my be subject to mavens-a lees, Throws for late payment for margin purchases and chuges kr unpaid snorts n cashaccounts. Accounts that at tea* erred to other InStalitiOnS May te subject to a trawler fee UBS Sweep Option LBS Offen options kr sweeping cash balances, balances to ba-k cheeses at UBS Bak USA and LBS AG Stanford trench (Bank Sweep Programs), money market mutual fads (Money Fin*) adtheentemot cnal Deposit Account (0A)fa customers with an international imam Managemert Account. Through tie Bank Sweep Prone* cash balances TO swept to 1185 Bak USA up to an estiteashed emit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC rimed in accordance with FDIC nat. For mere itemation pear romfdic got. Deposes at LES AG Stanford Bra-ch ad shares of Monty Funds at rot insured by the FDIC. Through the Ok asailible bete Whalen are swept to depose accounts at UBS AG New Yak Each and LBS AGC wan Braxh These deposits are not interred by tie FOC. Balances held at tie LES AG Cayman Each ace tempo's* apostate the sooereign rift of the %men blends, and them is no wart/rase er other obligation of LES AG to repay Re balances while ti the LIES Cayman's Brach. books. Deposits at MS Bait USA and each UBS AG Branch are not protected by SIC. Money Fund shres are protected by SIPC See #U35 Financial Services Account Thatcher.- bebyr. Upon your repaint, balancie in the Bank Sweep Awn or CA may be withdrahn and sham of a Money Fund near be liquidated, ad the proceeds returned to you a mat sautes account. FIS114. donne:an about available sweep *piens, incleSng anent tarat rates and yields, a available at masubsanisweepyel*, from your Financial Advisor or by callng 800-762-1000. WE Financial Senior mount protection The Fim e a member of taw Searilin Investor Protection Caporal* 6IPC). which protects securities scants of is members up to SSOO,C00 (mixing S2 t0,000 for claim for cash). The SIPC aeon protection limits apply to all acorns that you hold in a panicutr csocity. The FM, *gets with certain anbates, has also purchased waparreental protection. The madman mount payable to al *Babb chat, caeca/etc arch this praecicn is 1500 millon as of (*center 10, 2013. Subject to The poky radians ad Imitations, cash a the Firm esfather protected fa up to SI 9 million el the amregate for all pit amounts heed in a particular capacity. A WI copy of tee poiqr wordig is available upon request. The SIPC petalin and the supplemened prelation both do not apply to* • Certan financial assets controlled by (and incised n your account value) bat had away born LBS Financial Services (e.g., amain (Bash at UBS Bat (il cash at LBS AG Samford bunch, (id ilsomarce prectecte. including variable annuities and OM torn of rrub.al finds where such shares are registered drecdy n the nane of The account holier on tie books and records of to applicable *sr a transfer agent). • Casein minimal contacts or trattnent interests (*Q.. limited partner:him and pause plarmants) teat are rot registered under the Securities Act of I933; ad • nodilies contacts (e.g. foreign "charge and pa bus metal artrate) includinp futures antucts ad commodity option COntraCIS. The SIPC pasta) and tie supplemental protection do not apply t0 these abet" even if they °their/1Se appear on your seaternenn. The SSC peotecan and the .."Carreental protection do not protect agents changes in the makes vale of you investments Meths as a result of market moternent, Issuer batruptcy otherwise) More information is amid* upon repast Yoe may obtain more information about SIC, hoaxer* the 51K Brochure, to contacting 51K at 202-371-8300a by estrig the SIC website al waw.elpeffig Dividend Renvertment Program (DRIP) The ate reflected is an meter price You may obtan the actual price from you Financial Advisor. Orey tole dares re purchased Leda DRIP; partial shares wil be sold rd the each wit be deposited h your account. The dividend reinvestment pricesupplied byte suer may offer (Min the market price at which tie partial shares are sold CaatMlieu 019 whole urns may be hada your account. if you at witted to a panial unit as a result of a &Wird pwrnerd otherwise, me Firm ell Star sell anal units at menet ;eke a accept an intent determined lag a agitated cloarg agency. and credit you accase InvesThaent objectives The rwestmere *mama ad nil profile are speck to each account and may mybetween Please ache. the Firm reformat in saw of any Mendicant change in pa Mama situaicn or ncestmeet objectives. For each CONFIDENTIAL account hekl, you choose One of the following tresment objectires' • erodes, Cunene/mom.. limb.* as seekng the generation et income crib.. • Adieu* Copt*, Approciatan: Inurement( soaking yowl" of prncpal rather than the proration of p. • Produce Combination of arcane ad Capital Appreciation hamments sentry both tie generator of ncome and goerth of pritpll. Overall Bilk profiles • Coast:van* Seeks to maritain intel prix.pat with low risk and volatility lo the ayoun overal, ern that means the accost does not generate Madcane mane or returns and may rot keep pace with inflation. • Makes. Wittig to accept sane rift to pinepal and tolerate some voaatairty to seek hirer returns. • Aggressne: Wiling to accept high risk to principal aid hip ...Agility to seek high returns over time. Statement Thouseholdbe We may consolidate at related account statements wit tie sane *dress n the same envetce. Accost may be related Ice this purpose brace they have owners who also maintain pit accost relationships with ocher dents at the same address. This pracke 6 known as • tosel-oldrg R you prefer to receive rdiedual statements MAled n leplate envelopes — you my decline hauseholding by sating you F handed Achitor. Friendly account name The hardy account name reflects information tat you entered on the firm's onine services tribute. It a a customizable 'nice:arm • chosen by you to anise you rah your recordkeeping it has no legal effect an your account. You Can (ham? yar Riendhccount Mtn*. trawls Onlre Services Or by contactrg you Finamial Aorta. Asannt overview • SSA of you accountdpornaMio Net of assets and • Amt. Inds* avail* cash balances, vales la restricted seosty less), and Global tine Deposits, u-realzed make to market, and coyish assets not held by the Finn Does rot include unrenced wavelet assets at the end of the pior and anent statement periods, or porase inieStilWitS, treated stock options and 'amiable stock options • Li its Includes debt balarces, oublarding rnagn Ion, credit we, Ova scant bale-ices. • CashAtoney balances. Total of uninvested available cash balances, plus UBS Irk USA deposit barces.UBS AG Stanford Bench depose balances and money market MALI land sweep balances, at da dole of the statement period. Noreccarnodry free credit balances in your accost ere rot segregated from other balances *dine Fan may use any of these funds in the ordinary course of its laziness. these funds a* payable upon your alma*. This total is included in tie <want period closing value. SDNY_G M_0002 3682 EFTA_00134302 EFTA01276073 Important information about your statement (CM limed) Lending information Fre Mated informalin on the Fins lending practices and doclosue refer to you Cent Relfienthip Asfeernml or Is«ctrit Arenlent and the General Team and Con:lib:4S LOS Shannon of Credit Prank,. mailable in 49resterifs and Canckeures mine obi romiacceingrie . 'few meets You stmemeed bombes securities ri d other assets held in the moral at the and of the SIMMS% period. You may ask for debeety of lolly paid sourein at ern time. You may remise scotches used as loan collateral after ppaaytg rryy balance dim on them. Any securities Wei ekarRI to the Firndring the statenunt period are Medal frueket vale as of the end of the staemerd Pend • Cost batik In damming the cost base of the tamesresoled n this statemat, where induced with the nob. 'I,' LOS f ionise Soria, Ms relied en info/mann cbuined tom sources other than UBS channel Services. including nip:nation Iron another fire one that you may have provided to you Menial editor. The Fin don not indigonitedy May ix guarantee the rcuarya valdity of try damnation provided by touch On than 1.65 Financial Services. h ablers aftnugh LOS Financial Sauces generalk plates the Marimba at it it received. the Finn does not porde at assurances that the inforinakin under "Cost basis' and "Urrealced gait loss' is acute as of the date of this statement. As wch please do not Si on this Motivation to make thrchwe a sale decisions, for me p.rposos otherwise. Accounts transferred to the new my reflex °artless Mammon onk for the period d time they are held a the Firm Morehistorical nformalien can be oiled by your Anoxia Advent. • Urns. Med gehalones When data is avoitable, estimated urrealized goad losses are calculated for Medial searty lots. The transaction data for marital loss mayor may not rifled carmosicre. durgn Arida- vacuity reorganitann runs. Diidend and other reinveament lots and systmatic perches. km are each ccertned to display one aveleced let The Trade date' cokann presents the «gnat transaction tude date • Callable securities Bends and ;referred stock that the issuer cats for tab redemption wit be selected /martial& by lot Wm among all SeOfireS of that issue held in our rime or 'moron* mix fa at clients Call feasse infonnakn is obtained from third panes and es accuacy is not guaranteed. Other call lenses may most whch could afoot yiekt conk* inerrnaltit will be pained upon request • Certificates of deposit (CDs). COs are FOK inured up to $290,000 n princPal and accrued ireeresi per depose« and per depositoryManakin in accordance wth FOIC tubs. • Prietthalue Prices displayed for wardes and other products may be higher a lower than the pin that you wouldas-mak, tome n the market Prince obtained from Mon thrd pay sources which We bekve to be reliable, but we do not guarantee thee ateu racy. - We fame* use the dosing pice when aveikabb or the mean of the bid and ask prices fee aided securities ad optionsor onb bid prices lee OTC securities. — Less acting traded woven maybe picot using a vakiation model a the most merit Foie we obtained and may not reflect an actual ma-ket peke cc van. — Certain positions may appear without a price and will anon as 'eke was not avalable• A we re unable as obtain a price for a sootily — Cre/SOSIIS ce unifies detxminated in curencies other than U.S. doers are reflected IA the «change rate as of the statement date. - For «Wan stositits racing in nonconforning demninatems dice an CluantitY (f ace value) may have bon adested to f militate «cher vabakin. To dam niffent quotations, Men agaiabk, coma patr Fnancial Adds«. • Private kreestmento and streamed amoebas. Private inesenwe mosaics (ix Wig Mot denotation program and real estate imestmerd trust securities) and miscued products are general g Mfiti Algid Censn structured poducts haw not been registered with the Securities and Exchaw Corrmissim cr ender ay state securities laws. We monde Minuted yaks for private irlytillnern fenfitieS and Mowed products fa inkorreatorul Papaws only. Acre-racy is not guaranteed — Thew taken maydiffer substantial/1nm pion if any, at *hilt a private immanent sentry or %waived «MAT may be boxfil or sold and do not necessarily represent the yak* you my roam upon liwifition. - lhid parlyestinges of value aro as °faunal date and are applied to UBS Fnaxial Service on a angular base by an independent valuation I Wm. - Issuer, genial pain. Of sponsor estimated values. if any, are supplied Coln, rot, by the ewer. 0ntral parolee a spans« and may be calculated based on different iitematon tan that used by third petits to dew thee Mowed vats. - Tauten obein addekrul riformation regarding the methodologyused to Minim the estimate value and the date of the donation that is the basis for the minute by contacting your Financial Advisee. - Mid party estimated values may be reflected as 'Not need' n several situations: wen an independent valuation him has not SuPfakd dr is unable lo assign a vala when we become aware that a material event has occurred that may call a perviaaly repined Wm ineci quest:" awhen a van mexf1/41 be hiahlispeculatim clue to the note ad The Sfallity. — When neither an issuer, general partner or sponsor estimated vain nor a thrd-party estimated valor is provided, the maw of the security wit be diaerent Iron as purchase We- — 'Clihrbscions to date' may include return of capita income cc both. — 'Crignalsrd represents the mita alerts; price per cant and may nee leant you cost bass • Resticled severities. Antrkted segrikes recall( av not and, eligble for public sale. Le3S Financial Seines use, the Markel rite d the unrestricted stock of the same eater as an fl uted value la the restricted stock for purposes of the sidemen' onk To the indent that restricted securities' are Migbia to cab, the wake mend may be stbstantialk less than the Oputed value shown • Est. (Mirneted) income, current yield, and ref An minx. of arrual income it based on current dvidend and interest rates, msuning the securities will be held for cre year from statement date or well maturity. TM eginam is only a gudelne, accuracy and continued insane we not gueranteed — Estirmted anal Mane and coral yield for cedar types of securities could Maude a return of «fecal or Capital gailS n shish case the est. income OM tuner* yin() would be overstated. — (saluted arnuel income and omit yield and the actual income and yield might be barer or higher than the estimed amounts. — An ensnare of arrualeed income (dividend and« intemo stoke by the tarn make %sheaving. balance is based on the last dividend a Merin Perm made by the issuer and mums the seas besidaposts will be hell for one yea from the statement date Or until maludy. Accuracy ad continued yield are not guaranteed • Amu net held by UBS Financial Services. Certain assets are not held by the Pim and not even the Fern's possessem or control. These assets are deployed on vas statement for informational pirposes only. Positions and values presented are provided by the awing fem. lin Financial Services is not respatuble for ten jar:mud«) and does not guarantee its accuracy. These assets are rot protected by Seta*. Fan's paplonental SIPC courage. • Revenue Swung and additional compensation. — In addition to CCOrniSSCaS on mks and 12b1 lees received an arnedon toil the «WIWI« of nykul find to ors climes we andor our af (nate receive "Pm, sharing pa tern frtnIdigrbuton anew Wines of the mutual funds that we sell. These mosses are based on two Meant conwnents 0 the amount of salts by U3S of a pankula mutual kind rank to our clients. and GO the mot yak* of a particular mutual fund 1 anitu shoes hied a the link — We and cis aHaate ate roam netwokng and combs processing lees in consideration It, tondo agent cones that we smith to the mutual finds these feesgenerally are pad from investor assets in the mutual fund and are a fond deep mount based on the rumber of accounts at the bthkethleake holding meta lunch of the fund family CONFIDENTIAL - h addition to commeskfis received in connonn wth the sale or distrbution of an-Lay contracts and sat erieitrninl Kat units 10 Our thefts, we ant/Cr err affiliate drew rowers chug cenfiensmicn from merry of the insurance con-pans urdenweing the annuity {overacts. all dates of the Murree coenpanies or sponsors of the on immanent trusts we donut, — Cur aff aisles also men tradig ccermosions and other comp/make' from meal lurch and insurance companies whose products we eklaulti — We receive an anneal fee horn LOS Bak USA ad UBS AG Suffield Branch of up to $25 per account sweeping to the bats undo the UBS Bank Sweep Protraws. Activity hlennationtegardng commasken and other charges nand n correction with the occutcen of lodes, ineLdng option transactions has been included en confirmations previous)/ furnished to you. ad .WI be provided to you prearestly on reepeSt. Short selling eou ate engaged in shoe sellieg a security, you may incur a charge die to cenan beercwing costs for that panular security. Open «den Awarding opts. Cr Wzdtiacancellee «den that were not mousedbythe gatemen date, open buy rd sell stop orders are reduced by the snout of diadends or rightson an exavidends or <weights dote unless instructed otherwise by you. You are responsible foe orders that ye executed due toyer failure to cancel emhn9 open orders. Privacy To <Main a copy of our current awn eritscy Notice. please contact your Friartial Aden"- re vier ors swine.; at gene ant Onifreivaestolev UBS remcial Services is rat a bat the RMAv Bushes, Services Account BSA and IRMA are brokerage accounts Mich provide access to bracing smites and products through arramonents win aSI haled bats and other thrd-party bares, and provides access to insurance and a-nuty products issued by snail dieted thrdpany 'memo companies through Munn* agency subsidiaries of UBS Financial Services It Imegnum, nsurance. and army products: Not FDIC mind • No bank guwantem May lose value RMA khan Manage nest Acosta. Business Services Amami 95.4,, AMA ad nternaziecol Resource Management Accost are registered service marts of UBS Mamie Services tic Visa Signnue is a registered service mark of Visa Imanationie LOS V63 Strohm credo cards ad tes Vet debt cards are it by 1185 Bank USA with perission horn via U SA Incorporated. USS Financial Services Inc. Fey 201511 SDNY_G M_0002 3693 EFTA 00134303 EFTA01276074 SUBS 085 Fnancial Seniors nc 299 Park Avenue 25th Floor New York NY 10171.0002 Fwen309725i29 tits xi2 vs 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv.CheckiCar Account number: Your Financial Advisor: SCOTT STACKIAANhYLE CASR1EL Phone: Questions about your statement? Call your Financial Advisor or the RMA aesourceU lie at 800-IIMA- WOO, account 029323576 Resource Management Account December 2015 HI AN MAX Lt Value of your account on November 30 (5) Your assets on December 31(3) 1 3,237.97 1 ,93/ 36 Vislt our websIte: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $13,237.97 $1,932.36 Tracking the value of your account S Thousands 716 Sillialitsilitlimilliii rewrai3/444, 13.2 Dec 2014 Nor kits 1.9 aMale Dec 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $71,570.66 Net deposits and nrithdrattals -569,650.14 Your nvestment return MO:lendand interest income 811.84 Change in market value 5000 Value of your woman on Dec 31, 2015 $1932.36 SDNY GM 00023684 Member SIPC ENP70C04038075129 NP7000311876 00306 121 S 030$75C0e Y123576550110000 Page 1 of 8 CONFIDENTIAL EFTA_00 I 343041 EFTA01276075 SUBS Resource Management Account Decernb?r 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Account name: Friendly account name:1r Account number: Percentage of your account V. ELL A Cash and money balances 1,932.36 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 51,932.36 100.00% Value of your account S1,932.36 A Eye on the markets Index Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -0.39% -0.32% 0.55% ENP70004038075130IPTC003I18760C0CIS 1215030575051 Y123576650 I titaiyGm00023elitge 2 of 8 CONFIDENTIAL EFTA_00134305 EFTA01276076 SUBS Resource Management Account December 2015 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. December 2015 (3) Year to date (I) $13,237.97 $71,570.66 225.00 86,784.08 -11,530.92 456,434.22 0.31 11.84 $1,932.36 $1,932.36 Dividend and interest income earned For purposes of INS Statement taablty of interest and drAdend InCOnle haS been determined flan a US lm rePoning 1:erSpective. Based upon the residence of the account ncader account type. or prodixt type, some interest ands dvidend payments may not bo subject to United States (US) ardor Naito Pico (PR) Income taws. The (tent mord* statement is not intended 10 be used and cannot be weed upon for tar purposes. Clien1S should refer to the al:ate:lel& mooning forms 'hey receite frorn tee annudly, such as the Forms 1099 and the Forms 493, for lac reporting information tt is the practice of UBS to file the fiCstigfitle 18( reporting 100115 vAth the US InterM Revenue ServiCe and PR TreaSury DeCOMTent and in such towns aCCuratety dasIfy caw:tact ardor interstate. carrot or tenable 'mane Pleat Consult your indvdual tax preparer. December 2015 (S) Year to date (1) Taxable interest 0.31 9.91 Total current year $0.31 $9.91 Prior year adjustment 0.00 1.93 Total dividend & interest $0.31 $11.84 Cash activity summary Your Mnandal Advisor: SCOTT STACK MANNYLE CASRIEL See Account activity the month tot deists Mance' in your sweep °nouns are indudedin the openng and closing balance: yaw. FDIC insurance Jacket only to deposits a U85 Bank USA, not to &pouts at LOS AG, Stamford Branch or bank deposits paced inmost) the UBSInternahond Depose Account program. SleC protection applies to moor; market sweep find holdings but not bare deposits Srelmportane informatian about your statement on the last two pages cf this document for detals December 2015 (1) Year to date 04 Opening balances $13,237.97 $71,570.66 Additions Deposits and other funds credited 225.00 86,784 08 Dividend and interest income 0.3! 11.84 Total additions $225.31 $86,795.92 Subtractions Checks and bill payments 1,435 24 -153,828.89 Card payments -95.68 -2,050.07 Other funds debited 0.00 -555.26 Total subtractions -$11,530.92 -$156,434.22 Net cash flow 411,305.61 -$69,638.30 Closing balances $1,932.36 $1,932.36 UBS Bank USA Deposit Account APY Interest period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 $15,210.54 Closing UBS Bank USA Deposit balance Dec 6 $12,472.08 Number of days in nterest period 31 Average daily ba lance $13,406.68 Interest earned $0.31 Annual percentage yield earned 003% SDNY GM 00023686 DaT0004009375131 Me7030311876 00003 1715030575031 Y123576S50 110000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134306 EFTA01276077 UBS Resource Management Account December 2015 My Choice Rewards Points from UBS Account name: Yourlquancial Advisor: Friendly account name: SCOTT STACKMANYLYLE CASRIEL Account number: Rewards pa ms are reflected as of the 26th or the month or the poor bug ness daj if the 26th tan on a weekerxr holiday Reward. 0ignI activity cetais can be found On wwwunscoratonariestrviCes December 2015 Year to date Opening balance 3,954 1,433 Points earned 325 2,846 Closing balance Your investment objectives: You haw• identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 4,279 4,279 Your return objective: Current income it capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. ENPMC04C08075132 NP70003118760CO3 t215030575004 Y123576550 1 1 4 191refiMC1002361,44 4 of 8 CONFIDENTIAL EFTA_00134307 EFTA01276078 *UBS Resource Management Account December 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indio CheCklCar Account number. Some 0nCes, income and current values shoat, may be apt:m*104k. AS a telt& gam and1055<s may not be accurately refkcled. See smporum inionnabon about your statement a the end of tuts dxumeM for more infornason. Cash Cash and money balances Cast, and monly balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Stallard Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vathn applicetAe limits, but are not patented by StPC UBS AG Stanford Branch deposit acnoum balances an not insured by FDIC and are not protected by 9PC Money Market sweep balances are protected by SEC but ale not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those Sanas. Hddng UBS BANK USA UP ACCT 13,237 97 1,932 36 250.000 00 Goering bdaxe Cloung tulence Pnce per share Average on Dec I (I) on Dec 31 (I) en Dec 31 (S) rate Dnidencl Interest period Your Finandal Advisor: SCOTT STACK MANILYLE CASRIEL Days In period Cep annual (S) Your total assets Value On Dec 31 (5) Beicentaged Cost ESbrnated your accent oasis (S) annual intone (5) tirreatied gam or loss (5) Cash Cash and money balances Total $1,932.36 100.00% $1,932.36 1,93236 100.00% 1,93236 Account activity this month You hart Osafed fora St 50.00 Anna account fee waver. Date Adinty Description Arrount(S) Deposits and other funds credited Dec 9 Deposit NON-LOCAL CHECK 225.00 Total deposit and other funds credited 5225.00 Die Adidty OescrPtion Amount (I) Dividend and interest income Taxable 'Mete/ Dec 7 Interest UBS BANK LISA DEPOSIT ACCOUNT AS OF 1004(15 0.31 Total taxable interest 10.31 Total dividend and interest income $0.31 SDNY GM 00023688 D070004C08075133 (07C003118760C00.3 1215030575031 Y123576550 110000 Page 5 of 8 CONFIDENTIAL EFTA_00134308 EFTA01276079 *UBS Resource Management Account December 2015 Account activity this month tcontnveth Check minter Date Description Amami (I) Checks 005015 Dec 14 THOMAS J MAGNANI DDS -220.00 005016 Dec 8 KIMBERLY CAINACCA .6,682.49 005018 Dec 4 MORGAN & BROTHER MANHATTAN -169.00 008264 Dec 7 AR ENTERPRISES LLC -2,070.00 Total checks 49,14149 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecIdCar Account number: Your Ii Banda Advisor: SCOTT STACK MANLYLE CASRIEL Date *chitty Description Dec 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 Dec 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -4O.22 Dec 9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent 1,696.55 Total bill payments Amount (I) Bill payments Date text-it:mon Dec 18 CREDIT CARD PAYMENT 42.293.75 Amount (I) Card payments -95.68 Total card payments nmum Payment Due Payment Out Date Cred1 the 495.68 Ayala* Credit Lire Outstanding bdaxe INS Kea Signature audit card(s) payment information for January 23, 2016 373.59 Jan 23, 2016 935,003.00 $32,570.96 92,429.04 This crecit cad is enrolled in UBS Pay Crecit Cad feature and will autcmaticaty be paid from your datum Your payment is scheduled for January IR 2016 We provide this information on your UBS visa Signature credit cads sole), as a courtesy to you. the U8S v1sa Signature (fedi card and account are issued by UBS Bank USA. UBS Bank USA sends you tit official staler -ere for this account and you shoUd make your payment extorting to the✓ instructons. We CIO not induce your Outstending credt card romance in the value c4 your &Count oath UBS manic's Services Inc Date Activity DtSCrelicn Anount U) Money balance activities Nov 30 Balance forward $13,237.97 Decd Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 12/03115 -597.20 Dec 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 -169.00 Dec 7 DepOSit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 0.31 Dec 8 Withdraws UBS BANK USA DEPOSIT ACCOUNT ASIDE 12/07115 -2070.00 continued next page EfiP70C04008075134 HP7000311876=08 1215 03057soa• Y123576550 I 0 1514yGivi0002360IP 6 of 8 CONFIDENTIAL EFTA_00134309 EFTA01276080 SUBS Resource Management Account December 2015 Account activity this month (continued) Date Activity Description Amount (t) Money balance activities (continued) Doc 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 12/08/15 -6,682.49 Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/09115 -1,471.55 Dec 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/14/15 -220.00 Dec 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12118/15 -95.68 Dec 31 Closing USS lank USA Deposit Account 11.93236 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Check/Car Account number. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Tne 0B5 Bant USA OeI:OSit ACCOunt Is your primary sweep cption Summary of approved payees and recurring payments Baled on you; instruCtfOn.t the foNowel payee: and returrog ppm ergs art considered 'approved parses' As a result (lbw may authorize addkicoaltranskrs folks. payees verbady and (2) you ore 40 Auger rerevong :Welch's' confirmations bit payments to dice payees. Pao* cbsception Cohn Cowie FAST REPUBLIC BANK The payees and recurring payments Aged belOw do not include Bil)Payments VertiOng funds Tansfen and certain other transfers benveen accounts at (/85 fl y.% have addiWnal payees and/or recurring instsuctons on Me you we recent separate conlernatons from your financal Advisor. To update or cancel any of these ostructions. please contact ,your finencial Adws or Pstansernent Amount (S) method lyrsEvent Frequency Last used Stan date End dale date varied Federal Funds Payee on filo Upon request ria itch Oct 01, IS SDNY GM 00023690 ENP70004C09075135107030311876 00038 1715030575031 Y123576550 110000 Page 7 of 8 CONFIDENTIAL EFTA_00 I 343 I 0 EFTA01276081 *UBS Your notes au,roo,...,.. ,... ,....,,,,,..,...,..,.......G. G. .0 ...9., . of 8 CONFIDENTIAL EFT,00B4311 EFTA01276082 Important information about your statement U3S Financial Services M. the F im or UBS Financial Senakes)t is a merrter of all ennead gorily, canna* and colons exchanges. LA36 Financial Seems and LEG Bank USA we rdrect sibsidiares of LBS AG and affiliates of LBS Senritin U.C. the Fim's financial statement is available upon recang. The Fun's axone.* off ices ye a: CBS tint:cut Since, M. 1200 Harbor Etulevard Weehawken. NI 07086 This statement represents the <My official recad of sea U3SE-roxisl Swann amour*, Other march rapt official tar documents. cornering cane-9 data should rot be relied ken If you berme there is an emx or emission, please capon h irrnediately n *Moo to the Branch Manager of the office going )our account. Arcot al (gores shown are Mended to be accurate. statement data shy* not be used for tar purposes Rely sdey onyeakend lax hafillS, (Le, Form 1099, Stlaff 10425, etc.)whinprepargyour tut return. The Fini 6 required by low to moon to ti• IRS all taxabk arida.* report** rontacable dvidends and taxable Merest eared an acuities held nyokr accent, net proceeds at sal transactime, and cog tom cocertain covered rarities. Commtnications with the Fan • Please re-conf km ant rat corm-mamba* in wring to funher protect your rij ts. ircLeing you rotes soccer the Eames Investor Protection Ad (Bel • t the finer ial fraction en the top left of le from of this statement is not 1.85 Financ41 Strokes, 1.65 Financial Services caries gas account as clearing broker by ana-gerrent wan the rdcated snsoluton We Worsted you of this relatorehte when you opened this OCCOJII. In ti cask your lads and secs-ties are limited a UBS financial Services and rot ter iroccdxfg broker, and you an* mare a report of ay era or cminion to both firms. All accarit statements shell be deemed coospbee ad accurate a not objected to it writi-g within 60 days. • Please divot customer complaints or fogiesto he FimmClem Relations Depament at 201.352.1699 or toll-free at 8C0-354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Frday, a in *Mfg to U3S Financial %Nees Ix., Client Relatire Dna-anent, P.O. Box 766 Union City, NI 07087. • is um of errors or gash:re about an electronic hods transfer WO, bi psyment cc UBS Veaodebit card transactions, call 930-762-1000, ca w ife to UBS Financial Services Ix., 1000 Hatalltd, 6th floor, Weehawken NI 07086, Alt RIA103SA Senates. Cal cr watt as soon as gas can if you hail your statement or receipt 4 *erg or if you need more frkemation Axe a transfer cote clamant or wee. The firm or Card Issuer (as apemblg must hear from you no Int than 60 days after tie inn sent you tie fig statement on whit the error or pecbkos agent — Pioxideyou- nave ad accore number (4 aye — Desote the era or the gander you areUlan. $0.1, and exploit as dem& as you cal shy you belies t is an error et why you need more nforrrotion — Fronde the dollar emote ce tie suspected en. The Firm or Cad Issuer MI inaaigate jots compare and MI earect any clot prompt. I we take nog tan 10 banns deg to do tit she will red( gout accoint For the moult you tills a her* so tat you will hare tie use of the moray dory the Ire it takes us to complete our fumigation. Please make all reeks payable to the bin or tie insteution rdcated on fie front of this statement Is addimm to regular accost fees. awards my be subject to inatentece lees, charges for bte paymmt for marlin purchases and charges for unpaid wants is cash accouns. Accounts that are varderred to other institutions may be subject to a trawler tee UBS Sweep Options LBS offers options ice nymph9 cash balances, balances to ba-k deposits at UBS Bak USA and U35 AG Skimmed branch (Bank Sweep Programs), money market mutual funds (Money Find) adtheMen-et cnalDepost Amman (OA)fa customers with an international Itennotte Management Account. Through the Bank Sweep Program, cash balances ac swept to 11858a-k USA up to an established knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC inured in accordance with FDIC nat. For core fIcrinatif peace sift wvmidic got. Deco* at UBS AG StamladElra-ds and shares of Monty Funds at rot inured by the FDIC. Through the Ok Rohe* beach balances are swept to depose accounts at UBS AG New Yak Branch rd LBS AGC wan Brach These deposits are not rased by the FOC. Balances held at the LBS AG Cayman Branch are tempo's* anoxia to the sovereign rig of the Cana blanch and teem is no garartaa a other <epsilon of LES AG to repay tie balances while nth, LES Cayman's Brach's books. Deposits at U135 Bat USA and each UBS AG Branch are not protected by 5IPC . Money Fund shags are protected by SRC See *U35 Ffuncial Services Accant kotecticri- beer Upon acts regret, balances in to Bank Sweep Programs a OA may be withdrann and shares of a Money Fund me, be liquidated, ad the proceeds retuned to you a your seam/nem:ult. Fitter igoimaten about available sweep options, interline arrow Mend rates and yetis, 6 available at men*, corrisweepaelt from your Francial Advisor or by eating 800-762-1000. UPS Iffnenciel Service' mount protection the Fern it a member of to Starke, Investor Protection Coeporati:n 151K). which protects securities afants of Cs members up to SSOO,C00 fncludny 42t0,000 for dams for cad* The SIPC asset protection limits apply to all a-k-cunts that you hold in a panctAr capacity. The Fern, together with certain altiliates, has also purchased napkins/nal peotection. The megrim anoint mg* to al *Gable clones, coNclink u-dee this protecfcn is 1500 millon as of (*center 10, 2013. Bert tote poky corditons ad Imitations, cash a the firm islute< protected for kp to SI 9 million n the amregate for all pour amounts held in a partkular capacity. A full copy of The poky wading is available 030flretiLieSt. The SIPC protect On and the supplemental protection both oh not aogy to' • Certain f facial assets controlled by (and ficlucad n your account value) bat held away trorn WSFinancial Services (e.g., certain 0) cash at LBS Balk (il cab at LOS AG Slammed bunch, (id Murex* pro: acts, including variable annuities, and fin fares of rot a1 finds where such shares are registered drecdy n the nave of tie account holder on the books ad records of to applicable iaaer a transfer agent). • Certain nom men convects or imemmeni interests (eg.. limited pertnenhe and prose placements) tat ere rot registered ender the Securities Act of 1933; ad • Cornnoditces contacts (e.g , foreign ',charge and prec Cos metal cations), indudi-g futures contract, at commodity option contexts, The SIPC pinta-tan and the supplemental protection do not apply to these asset e'en if they othetrase appear on you sizternents. he SEC peotecinn ad the gaigariental protection do not protect nand changes in the malcm vain of your investments (whether as a result of market moternent, issuer baThruptcy cr otherwise). More inform eion is aorta kpon reanst You may obtain more ht.:an/lion about SIC, iscladirg the 51K Brochure, by contacting SICC at 302-371-8300r by tiring the SRC website at wow.alpe.00p Dividend Reaveetznent Program (DRIP) The cite reflected 6 an grace price You may obtan the actual price from yar Fnancial Advisor. Orty whole tams see purchased carer DRIP; pale shares wit be sold rd the cash wff b deposited a your account TM dviderd rerncestment pricesuppled byte issuer may tafter from the market price at which ter partial tares at sold Cardrielieu poly whole urns may be held el yoke am* if you at weed to a paha( knit as a result of a chiderd p4rnent oterwise, the Firm veil ether sell penal fits at mint peke ce accept an amount determined by a regard closina agncy, andcredit your acorn Investment objectives The megmert *goof ad nsk profile at speck to each accost and may wiry harem Please edam the Firm amerce& in rang of ry significant change in vas knack( situacn or ntestmert objectives. Foe each CONFIDENTIAL account Inekl, you choose one Of the following Mesment objeclier • Produe CurrentIncome. nab as segng the generation d income crib.. • Achim Capttaf Appraciataa Insestrnentt seeking crouch of prncpal rather than the peroration of nod te. • Produce Combination a ircoene ard Capital Appreciation I-segments seekt-g both tie gereratcn of income err: Tort ol [Siting. Oveeell 'ilk profiles • Consecrate Seeks to maritain nein prircjon, with law risk ad volatility to the acoun ograt even 4 that means the accost does not generate sipil cant fame a returns and may rot keep pace with elation. • Modextre Warp to accept some risk to pincPal and tolerate some votatffty to seek hgher returns. • Aggressne: Wiling to actin high lilt to principal and hi* volatility to seek highreturns over tint Statement Thouseholdikr We may consolidate al related account statements wit le sane aldress n the same eartge. Accords may be related Ice this purpose irate they have owners who also maintain pin roam relatiooships with other chintz at the sane address. This crack* 6 known as • kaneholdrg. R you reefer to main indicedual statements mated in separate envelopes — you may decline householdeg by ailing7MS F asocial Acker. Friendly Gowan name The Eerily account name reflects eV (motif tat you entered as the firm's onine services relate. It a a customizable *nielnerne • chosen by you to assist 1,0J rah your recordkeepits t has no legal effect an your accost. You Can thaw your FnenAtaCC0tut ninon. thtugh Online Services a by contactrg you Finatial Acesa. ACCinnt overview • Moe otter accountisorgofo. Net of assets and • Arita totes avail* cash balances, yaks ha restricted storey lest and Global tine Deposits, u-realred marks to market, and certain assets not hell by tie aim. Does rot include *arced sensateassets at the end of the primand anent statement periods, or prvate rareanwits, vented stock options and erecuatie stock anions • Lieeitos Includes debt bilacm outstarding magi, Ions, credit 11w.Ottet accord balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit balances, LBS AG Stamford Branch deposit balances and money maket MALI lund sweep bilancek at the clew of the statement period. Noncoennodry Vet credit balances es your accouv are rot segregatedfrom other balances ad tie Fit, rnay use any ol these funds in the ordinary course of itslaziness. These funds at payable upon your domed. This total is included in tie <mime period closig value. SDNY_GM_00023692 EFTA_00134312 EFTA01276083 important information about your statement ken [hued) landing information Fee deeded informal:xi on the Fm's lending practices and docknuen, refer to pot Client Retaiathip Agvennini or Amman Averment mil the General Team ad Conditions U/aS Slater/WM of Creed Wan Xes available in Are enS andOesslasuros at wriwob• somncrommistinarrep. You ants You statement Manes securities and other assets held in the acotant at the end of the Staining period. You may ask for debrery of lolly paid spurees al art/ time. You mairecent secuthes used as loan coasted after paying any balance dr on them. Any securities Ira oft "Ito the Filmding the statmwnt period are Feudal market vale as of the end of the firemen Period. • Cast Wt ik In date-tithing the cost laser of the sautes inguded in this statement where indcated MA the rester IA* inancial Services An relied on information cbtained Soon sources other than UBS Fluvial Series, inchrling nf «motion Iran another him or that you may have provided to yips Fnancial Adam The Firm don not indtpenitelly wily a "manly the souarya oddity of any information MSS by solaces Ow than LIBSFinixial Satires. Affelia attlxtigh LOS financial Singes gdwalk madates this inkling:an as it is rooked. the In does not semi* any envenom that the edarnation under "Cost basis' arid "Urrealced gar/ loci is same as of the date of this statement. As such please do not reb on this Information to make ;heehaw a sale decisions, for Is papaws a otherwise. Accounts transferred to the firm may ref Lea °artless ricrmatth onb for the period ef tire they are held at Be Firm More historical raconalon can be added by you Anoxia Advent. • Unrealised gainfiosses When data is avoitable. enervated a-realized gore losses are calculated for rdevindl seater lots. The transaction data for cxlivilaal lots mayor myna relied cornI6OCCO, (Karon ado vacuity reorganization events. Diidend and otter reinvestment lots and systernatk pathise Ions am each contned to display one 3Yff aced lot The Trade date totempresents the aging transaction trade dale. • Callable margin Birds and prefaced and that the issuer cab fa ea redemption wil be selected meanly by lot Iran among all Revues of tut issue held in out mime or n nominee nine la at clients Call batre information is obtained from third parties and es eau", is not guaranteed. Other call fearer may eszt whch could affect yiekt armlet inkatulto will be provided upon request • Certificates of deposit (CDs). CDs am FDIC inured up to 5,29D.000 in princgal and accrued interest per depose« ard per Otos:eq.-Petition inaccordance wow FDIC rules. • Price/value Prices disptrytd lot udrites and abet pccdaels may be higher or lower than the ineke that Au would amal recta" n the market Feces we obtained from vaned tied party sources which sw bekve to be reliable, but ow do not guarantee the. accuracy. — We acme* use the dosing price when avaibbio or the mean of the bid rd ask prices for fished securities ad colonsor «dr bid prices fa OTC securities. — Less acteeb traded wuritin maybe priced using a vakution model or the mon recent pie we obtained and may not reflect an actual market vice cc vaen. — Certain potations may wear without a price and will thaw as 'price was not avalable• ft we re unable to obtain a price for a warily — Deposits or senates desxminated in currencies ocher than U.S. dears se reflected at the eichange rate as of the statement date. - For oaten stories tracing in nonconforming derxeninanent peke and MigidifY Gate vas) may have been adysted to f militate beeper wthation To obtan current ottani:ins, *Awn avaiabk, contact vFnancialAdeisa. al • Private thmsbnents and structured products. Mate immanent purities (ix lading drect partkination program and real estate intestmern trust securkin) and stucued products are generally hethb Algid Caton structued ;mists have not been regiteced with the Securities and Exchange Corrmissip a triter any state securities lam. We provide estimated vas for private nrestrent swathes and strums«) products for infer deiced deposes only. Accutcy is not guaranteed. — Thew vats maydialer substantial/ from prim if any, at *hi:haves. invest/ern seority or strwtved swirl may be Easfil or Wad and do not necessarily represent the via. you my receive icon &audition. — lhid partyest:noes of rake re as Pawner. date and are applied to UBS Financial Services on a regular basis by an independent vaistion I ern. — Issue, general partner a sponsor estimated values, if any are added to the Fan by the our. vernal barrier Of spans« and may be calculated based on &erre information kern that used by third pangs to dame the. minuted vales. — toucan obein additiorul Monnation regarding the methodology used to determine the *Pima* of value and the date of the adoration that is the basis f or the estimate by contacting )cur Financial Advisee - Thin party nursed vibes may be reflected as 'Not priced' h several snaked: when an independent valuation Inn has not sispkeda is unable 10 assign a mew when we become aware that a material event has awned that may call a psevisaly reported value into quest:set a when a yak* scull he Mithis Speculative due to tie naive a the seaway. - When neither an mud, general palmy a sponsor estimated wake nor a tined-party estimated value is Orovdect the value of the cavity nilbedifferent Iran its pasha One — 'Dad:unarm to date' may kick)* return of cvheal income cc both. — 'Diocletian see' represents the nihal alerts; ace per unit and may fyll reflect you cost basis • Resticted nominee Restreted securities generalb are not &nerdy eligble for public sale LOS Financial Services uses the owlet peke of the unrestricted stock of the same issuer as an awed value la the restricted stock few purposes el tier me...monk To the eiders that moo-kW securities are *liable to ;Se, the wake received may be abstalthalb less than the irkuied value Oven • Eel Datimeted) insane, cumin yieldt and rata An minted arrual income is based on eurrorrt dnidend and merest rates, assuring the securities will be held for one yea' from statement date or wail maturity. This est:nate is only aguideline, accuracy and continued insane we not gunanteed — Estimated anal imam and <urea Yield for cedar tapes of securities could include a fella, a PmCP4I Of cal:4094ns it wends case the en income Owl curate yekO would be overstated. — Estimated annual hour* and hawk yield arid the actual income and yield Mote be lower a higher than the estmred arnxnts. — An estmete of a-rualited income fdiederd aka'« interest) dirded by the mired matt rebored.' nye balance is based on the an dividend or Myren Pennant made by the issuer and awns the sear am/deposits will be hell for one year from the statement date a until matt:tr. Accuracy and continued yea me net deiranteed • Assets not head by UK Financial Servkaa Certain assets are not held by the Firm and not wen the Fern's possession or control. These assets are deployed on you statement for informational elapse Colt Positions and vakses presented are provided by the issuing Inn. lin Financial Services is not respymble for du information and obes not guarantee is accuracy. These assets re rot protected by Sat or the Fines swolemental WC coverage. • Revenue shoring and additional compensation. — In ad6tith to commission on sibs and 12b1 lees received n arnecton with tie thstribstion of nasal funk to our chits we and« our affair. receive revergathOnn9 Menet from distribution and" advisors of the mutual finds that we sell. these arnowas re bawd on two canteen: components 0 the amount of saki by LOS of a partisger mutual fund fatal to our dents. and 40 the asset value of a particular metal fund faniys shares hail at the firm — We and or SIAM also recent networking and awnless el/Welling lees in consideration err under agent wires that we «on& to the mutual lux: new f ee gawally are pad from investor assets in the mutual ftrd and area lead dots amount based on the renew of accounts at the lakesidealte holdng mutual tomb ol that fund family CONFIDENTIAL - h addition to commescris received in connection nth the safe or distrbriicn of an-uty contracts and lad ewestrnint m at units to Our Clients, we an MX al affiliate receive novena slusig ccepermation from may of the insurance companies aldermen; the annuity contracts. all bates of the Murree convenesor sponsors of the tent ineesunent trusts we drnityte. — Cur affiliates alsomod* trading carrnesicris and other commix-mak° from mutual furls and insurance companies whose products we &WWI. — We receive art email fee horn LOS Bare USA aril UBS AG Stangoed Branch of up to $25 per scam sweeping is the banks under the UBS Bank Sweep Frograns. Adivity hforrnation regarOng commissions and other shapes inn-wired n comedian with the execution of lodes. incLdng opeion transactions has been included on anlimutions venous)/ furnished to you. and will be provided toyou prountly on reopen. Start selling f you are engaged in short sting a security, you may Isar a dirge doe to cenah borrowing costs kr that pan kular satiny. Open aeden Regarding open ce • esweltilcancellect ceders that were not 'tweed by the statement date. open buy ad sell stop orders are reduced by the ant of deidends a rights on an excfividends or weights dote unless instructed otherwise by you. You re responsible for «dem that re executed due to your failure to cancel iMierg open orders. Privacy To cbtain a copy el our current Cline lirecacy Notice, please contact your Financial Aden"- a vim our ease.; at yearn ids roeannvecenne UBS Financial Services is net a brit the RMA, Business Services Account BSA and IRMA ere brokers ge accourds which provide access to baiting services and products through arrangernents Win all elated barks and other thrd-party banth, rd VOW*, access to mance and bray products issued by waft dialed thadparly insurance companies through insurance agency subsidiaries of UBS Financial Services ax. Inestintni, nsurame. rd annuity aoducts: Not !PK nand • No brink guvonteee May lose yak* RIO Resource Managernent Account. Business Services Account 85A. AMA and international Resource Management Accost are registered service marts of UBS Alumni Services PC Visa Sign/tux is a registered service mark of Vat. hatimationa LOS Visa Strafe aede cads and L Vas debt cards are awed by UM Bank USA with permission horn use USA worporried. UBS Financial Services Inc. Rev 201511 SDNY_GM_00023693 EFTA_00134313 EFTA01276084 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CN4700569994somisxi Ye 0 Account name: GHISLANE MAXWELL. Friendly account name: Incliv.Checkkar Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASFOEL Phc•ne Resource Management Account January 2016 HIS IN MAX LL Questions about your statement? Value of your account Call )Oar Financig Advisor Or the RMA Resotsrceline at 800RMA.1000, on December 31 (1) on January 29 (1) account 029323576 Your assets 1$32.36 aoo 1AsIt our websIte: Your liabilities 0.00 0.00 swevnubsoomilinantialservices Value of your account $1,932.36 $0.00 Tracking the value of your account 1 Thousands 716 elit3 /4 11111114414114113 /4 %.84.1%.444%,% ; Dec 2014 oerzoi 5 Sou ran of your account growth during 2016 Value of your account at year end 2015 11.93236 Net deposits and withdraNals 41,932.38 Your nwsMent return Disedend and interest income $0.02 Change in market value $0.00 00 Value of your acootmt tan 7016 on Jon 29.2016 $0.00 SDNY GM 00023694 PA•mbor SIPC 04170003305669045 W000187084 00003 0116 030575004 Y173576550100000 Pogo 1 of 6 CONFIDENTIAL EFTA_00134314. EFTA01276085 UBS Resource Management Account January 2016 Your account balance sheet Summary of your assets Value on January 29 (1) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiy ChecIdCar Account number. Eye on the markets Index Your Ksandal Advisor: SCOTT STACK MAMLYLE CASRIEL Percentage change January 2016 Year to date S&P 500 4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 1.38% 1.38% CNP70009005699946 NP70001070134 00003 MI6 030575004 VI 23576550 1091ffiyma00023608ge 2 of 6 CONFIDENTIAL EFTA_00B4315 EFTA01276086 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheCkkar Account number. Change in the value of your account Cash activity summary January 2016(1) Year to date (I) Opening account value $1,932.36 $1,932.36 Deposits, including investments transferred in 4,422.65 4,422.65 Withdrawals and fees, including investments transferred cut -6,355.03 -6,355.03 Dividend and interest income 0.02 0.02 Closing account value $0.00 $0.00 Dividend and interest income earned For purposes Of Ms statement, tatabity Of interest and dividend income has been determined ficrn a US Is lelkotIFF3 CersPectht. timed upon the residence of the account header, account type, or proclixt type, sane interest ands ancient, payments may not be subject to United States (US) arda Porno Pico (PR) Income tams The (lent month$, datemem is not intended lo te used and carrot be retied upon for tar purposes. Clients should refer to the ataCetie tar reporting fora they 'era* from LISS armualy, such as the fauns 1099 and the Forms 480, for tat reporting information n is the practice of UBS to file the reporting fOrMS MTh the US Mterna Revenue ServiCe and PR Tle8Sury DecelartM. fend in Sul h to accurately classify cibidends arclrer interest as I& exerrpt or tackle 'mane Please consult you incleclual lac preparer. January 2016 (1) Year to date (1) Prior year adjustment 0.02 0.02 Your ?I nandal Advisor: SCOTT STACK MAULYLE CASRIEL See Account activity this month for deists &dances in your Sweep Options are includedin toe °prong and clangMance: rd ,t. FDIC insurance apples only to deposits at UBS Bank USA, not to &pouts at UBS AG, Stamford Branch or bank deposits pacedthrouch the UBS intemahond Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bank deposits Seelmpxtant a-dor/nation about your steemert on the tat to pages cf this document for deists January 2016 (5) Year to date (S) Opening balances $1,932.36 $1,932.36 Additions Deposits and other funds credited 4,422 65 4,422.65 Dividend and interest income 0.02 0.02 Total additions $4,422.67 $4,422.67 Subtractions Checks and bill payments -6,259.35 -6,259.35 Card payments -95.68 -95.68 Total subtractions -$6,355.03 -$6,355.03 Net cash flow -$1,932.36 -$1,932.36 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $12,472.08 Closing UBS Bank USA Deposit balance Jan 7 $1,335.18 Number of days in nterest period 32 Average daily ba lance 82,276.85 Interest earned $0.02 Annual percentage yield earned 0 01% SDNY GM 00023696 GIP7C00300568•3947NP7003187084 00000 0116 030575004 Y123576550100000 Page 3 of 6 CONFIDENTIAL EFTA_001343 I 6 EFTA01276087 *UBS Resource Management Account January 2016 My Choice Rewards Points from UBS Account name: - Jr Friendly account name: Ir Account number: Rewards pains are reflected as of the 26th of the month or thepro:business day if the 26th fats on a weekend hdiaw Reward. ppnl actunty (*Ibis can be louna on e.med.uosawaronrinesammes January 2016 teal to date Opening balance 4,279 4,279 Points earned 112 112 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these Coble<hues, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 4,391 4,391 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None !elected Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Your Anuncio Advisor: SCOTT STACK MANY LYLE CASRIEL CNP70006005689948NP7000i$7084 C0008 0116 030575004 vt23516$50 4ictliWGM000236g444 4 of 6 CONFIDENTIAL EFTA_00134317 EFTA01276088 UBS Resource Management Account January 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indio ChecWCar Account number: Some pnces, income and current vaues shown may CeappiOvinVale. AS a rest*. mdlosses mai not be &muddy reflected. See rmporunt infoanabon about your statement a the end of ths dxumem tOr mote Inform on. Cash Cash and money balances Hddng IBS BANK USA DEP ACCT Goering toderiCe CIO9ng bateiCe on Mtn t (S) an In 29 (5) Nice per snare on Jan 29(1) Average rite [addendinterest wed Your Financial Advisor: SCOTT STACK MAN' LYLE CASRIEL D8yS penao cap amount (3) Account activity this month Deposits and other funds credited 1832 36 0.00 250000.00 Dale Activity Description amount (5) Jan 12 Transfer JOURNAL FROM VI 23575GHISLAJNE MAXWELL 4,301.97 Jan 15 Transfer JOURNAL FROM YI 23575GHISLAJNE MAXWELL 95.68 Jan 27 Transfer JOURNAL FROM YI 23575GHISLAINE MAXWELL 25.00 Total deposits and other funds credited Rate Activity DeVrOliOn 90422.65 Amyl (f) Dividend and interestincorne mscellaneous Checks Jan 4 Interest 1)85 BANK USA DEPOSIT ACCOUNT AS OF I 331115 0.02 Total misallaneom Total dividend and interest income Check minter Dote Plano:on 80.02 $0.02 *mown ($) 005019 Jan 26 NYS DEPT OF LAW -25.00 005020 Jan 11 AD. ENTERPRISES LLC -120.00 005021 Jan 11 INSURANCE OFFICE OF CENTRAL •2,399.00 Total checks Date Mikity Destilption Ian 6 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -556.98 Jan 6 Withdrawal ACH WITHDRAWAL UMTECHEALTHOKE 42.54490 Arnowit Dill payments -40.22 continued next page SDNY GM 00023698 C riP7C0C4005669049 NnTOCOI 07084 00000 Oils 030575004 7123576550100800 Page 5 of 6 CONFIDENTIAL EFTA_00 1343 18 EFTA01276089 *UBS Resource Management Account January 2016 Account activity this month contnueth Account name: GHISLAINE MAXWELL Friendly account namatIndiv CheckrCar Account number: Your linandal Advisor: SCOTT STACK MAAY LYLE CASRIEL Date Adisty Descnpion Amount (S) Bill payments (continued) Ian 11 Withdrawal ACH WITHDRAWAL AMEX EPayment -3.118.15 Total bill payments 43.715.35 Date Description Amount LS) Card payments Jan 15 CREDIT CARO PAYMENT -95.68 Total card payments 495.68 Jammu"; Payment Due Payment Due Date Coed' kne Avalatie Coedit Lone Outstanding Wan(' UBS Visa Signature credit card(s) payment information for February 23. 2016 177 38 Feb 23, 2016 135,00000 532,526 13 92,473 87 This credt cad es enrolled in UBS Pa/ Great Cad feature and vall autcrtatcaty be paid Iran your account. Your payment is scheduled tor February 18,2016 We provide this information on your UBS visa Signature credit cads catty as a ccunesy toyou The U85 'Asa 5ratu re cleat card and account ae issued by LAS Bank USA. UBS Bank WA sends you alma statement for this account and you shodd make your payment acconing to then instructions. We do not inditee your outstanding credt caulMance in the 'Oil* cf your account with UBS Financla Services Inc Dae Activity Descrohen arrount (I) Money balance activities Dec 31 Balance forward 61.932.36 Jan 4 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/15 0.02 Ian 7 Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OF 01, 0516 597.20 - Ian 12 'Withdrawal U85 BANI: USA DEPOSIT ACCOUNT AS OF 01/11116 -1,335.18 Jan 29 Closing UBS Bank USA Deposit Account $0.00 The UBS Ban) USA Deposit Account is your primary sweep option CNP7C008005689960NP70C0187084 00038 0116 030575004 " 23576S50 lo9Stiitir GM 00023611,0 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 343 I 9 EFTA01276090 Important information about your statement LES Financial Services rc. (the F in) or UEIS Anemia! Sevices)i is a nerd:et of all prima» heady, cannottly and colons exchanges. LBS FnancialSenices and 1.1136 Bank USA ere rdrect sibsiduries of LES AG and affiliates of LBS Secuitin U.C. The Finn's financial statement is available upon reopen. The Fin's mecca:. off it,, are a: LBS Finaxul Some, Ix. 1200 Harbor Eastilevard Weehawken, Iti 07086 This statement represents the only official record of you LES Feylcw Senn account. Other mouth, enplu official to dxunents. containing coriliden data should rot be relied win If youbelieve there is an ertar or mission, phase report It inmedialely n writing to the Branch Manager of the off ice wining you account. Ael-ctigh al figures shown are Intended to be accurate. statement Plash:old not be used fa ta purposes Rely Web. on yeacend tax Icons, (i.e., Form 1099, 5498, 10425, etc.hrAwnpreprrirgyour tak return. The Firm b nguired by law to report to Mr IRS all taxabk *tide,* report** ~teat* ckticknds and tat Merest end on vektankes hid nyotr accunt, net proceeds on sale transactexts, and cost boo ca certain covered »mein. Communicatione with the Fain • Please re-conf irm eery oralsorrow-nations in peen to further protect yourrilitst inapingyour pops prole te Scanned Investor Protection Ad (WAS • II thefins** ittlitution ca the top la of the kcal of this statement is not LES Financial Services, LES Financial Seines canes you account as clearng broker by arrangement well the ndcated nstrturon We informed you of tus retitorehta when you opened this OCCOJII. In this cast your ends and secuities are located a 11E5 financial Senates and rot the iroodxrep broker, and you nut mice a report of try error or omission to both firms. All accant statements shall be Paned conobte ard accurate i not objected to in writing within 60 days. • Please diva customer complaints or roans to Ow Fim's ClintRelations Depannent x 201.352.1699 or toll.free at 803.354-9103, 8.00 A.M. to 6:00 P.M ET Monday through Friday, a in invici-g [PLEB Feentral Senices hc, Client Relatin Depatmerk P.O. Box 766 Urson City, NJ 07087. • hum of *ran or nesters about an electronic fu-ch transfer WO. bi payment or UBS Vorirdebil card vansactions, call 930-762-1000, «wit. to UBS Frontal Services Ix., 1000 Hatcr Blvd, 6th floor, Weehawken W 07086, Attan RIA4854 Stones. Cal or winter as soon as yea cat il you nit yar stammers or receipt is sung ai you need more edonnatian abash a traner on the st te or reap. The Finn or Card ewer (as eppluble) must hear from you no bier tan CO days after tie aim sent you tie fist statement an whirr. the ern or retbkin append. - rna,,, an1 nt,-r+or - Matte the error or tie isander you ere nose titt, and explah as chat' as you cal why you belies e is an error or why you need more nforrridion — ProWde the dollar arnOtt of the suspected tutor. The Firm or Card Issuer MI emanating ccmpeaint and MI carat any error promptly. a s>e take now tan 10 business days to do drit we w11 crock your account for the anoint you that b eh error, so tat you Mil ham tie use of the morey Oxing the tinw II takes us to complete out insliption. Pleasemake all checks payable to the km or te financial ~Won rdcated on tie front of this statement haddilin to regla accord fees, anoints may be abject to mergence lees, chirps for We pansy for tarens purchams and chums kr unpaid anorm n cash accomts. Accounts that are varderred to other innalittOriS May be subject to a transfer fee. LIDS Swap Optima U36 offers options in nymphg cash balances, balances to bank deposits at UBS Bek USA and LBS AG Stanford branch (Bank Sweep Program), money market mutual fuxb (Money Futt) and the Internet cnal Depose Auxin (CA)tir euromen with an Intentional Reran* Ma agemern Account. Through Pe Bank Sweep horn cash balances re 9~1 o UBS Bak USA Up to an estialshed unn ad then to UBS AG Stanford Branch ix a Money Fund. Deposits at UBS Bank USA are FDIC enured in accordance with FDIC rules. Fa more information pease wmvIdic got Deposes a LESS AG Stamford Brach ad Ones of Morey Funds an rot nosed by the FDIC. Through the ok mailable to cash Winces are swept lo depose accounts at UBS AG Hew York Enrich ard LES AGCabwan Brach These deposits are not roared by te FCC Balances held at the UBS AG Cayman Brad" are tempicanly noosed to the sovereign irk of the Comm blends, and thee is no guaurtwe a other obligation of LES AG to repay te balances while <tithe Lei Cayman's Brad's books. DepOsib at LES Bait USA and each UBS AG Branch are not protected by SIPC. Money Fund shays are protested by SIPC See #1135 Fiwicial Senates Account Rosetrim' bebor. upcn p.r tenant, balances n te Bank Sweep Rogan; a OA may be withdrawn and sham of a Money Fort/ may be liquidated, ad the prime* returned to you a your season acoxnt. Rote< bionnaten about available seep omens, nØ0 anent renrest rates and yklds, available at membscordsweePpeld% from your Frondal Ad‘4sor or by talIng 800-762-1000. UPS Financial Semi= wan protection The inn mamba- of do Scones Investor Protection Comoratin (51K), Path protects 'acuities a-conts of its Renters up 101108803 (nclidng 1292,000 for claim for cash). The SIPC awn protection limits apply to all xconts that you hold in a panicula- capacity. The inn, together with certain affiliates, has also purchased ',whiteout protection. The madmen mount payable to **labia chore% cotitcleek oder this protection is 1500 millon a of December 10, 2013. Stbject to the poky coniitons ard Imitations, ash a the Fitm isfurther protected for co tot] 9 million in the ~gate for Apes worms heed in aparticular capacity. A ful copy of tie poky wading is mailable upon request. The SIPC protect sn and the aupplementil protection both do not *Pk fo' • Certain financial assets controlled by (and educed ri your account value) bat held away trorn UB5 inaxial Seines (e.g., certainty cash x LES Barb. (i) cash at LES AG Sleekedbunch, (id been* procixte, including variable amok". and Gil shares of Fruits' hods where such shares are registered drecdy n the rune of the account holier on tie tooles ad records of te applicable kaser or um-diet agent). • Certain Coveirnew contracts a hontnerd interests (eq., limited partnwshix and private placannts) dat are rot registered under theSecuritiesAct of I933; ad • Commodities contacts (e.g, temp exchange and pmOsmetal ottrattA inducing futures antracts a-cl commodity option contracts. The SIPC pouch:en and te suppementil polecton do not apply to these abet, erer.A hey OtelvtiSt appear on your >istemenn. Irr SEC protectin ard the ~anntal protection ds not protect wan changes in tie maim vats of yxr imestrnents (whether a a result of market momment, issuer brkruptcy otherveittt More information is and* won recent You may obtain more information about SPC, >lading the 51K Brock" by contacting SlfC a 202.371.8300a ty letting the 51K scenic at WWW.4404081 Dividend Itenvertanont Program (DRIP) the pen reflected n an aiwage price You may obtan the actual prete from you Financial Advisor. Or Pot dons re purchased wider DRIP; partial elutes will be std ard the cash wX bet deposited h your account. TM dvickrd reinvestment pricesupplied byte issuer may offer from the market pice at which te partial shares ae sold Caraleitilieu CM, whole units may be held in you non. if you are entitled o aw-MI wit as a result of a Linferd lawman et oterwiSe, the Wen ell either sell banal Was at mint ake or accept an amount ~mined by a repOceed clomp agency. and credit you acorn lov hent objectives the nvestmen Owns ad nsk profile xe speck to each account snd enty aury between Please sine the Fern porn,* in *vitro of av si nilkant change in you financial situaton or rnesvnent objertims. For each CONFIDENTIAL account Mkt, you choose one of the following i-resment objection' • Predate Curentintome. minim as seekng the generation of income crib.. • Ann Capeal Appreciate:in: Investment leaking growl. of precPal rather than the gem/ration of nota e. • Produce tonemeson of !none and Capital Appreciation hiertments seekeg both tie gerwaton of income and goo/the! brixpal. Overall dab profiles • Consevanrt Seeks to marnain wth ber tick and volatility 10 the acorn naafi, even if tut means the non does rot generate signd Cant morn, o mum and may rot keep pace with inflation. • ~defer. Warm, to accept scene rid. 10 PrIcOal aid tolerate sorre volateity to seek hirer returns. • Aggressne: Wiling to accept high risk to principal and high Mail* to seek high returns oser tine. Statement lloweholdissr We may consolable al related account statements with IN sane address n the same envetpe. Accents may be related lor this putpose brume they have owners who ako maintain ard accord relationships with other chants al the same address. This practbe is known a • householong ' II you prefer to reset., ednedual statements mated 41 separate envelopes— you may decline houteholding by titling sou Fnencial Meister. Friendly account name The Frierdy account name reflects inf («nation that you entered on the inn's onlne schist's mimic. It d a customizable 'nidrune' chosen by you to au* yaa vedl you r«Ofdk«Pif; KM no legal effect Ca your account You can Page you Thercltiaccoint names, Pour octane Services or by contadrg your Fina-cial Advisor. Amman overview • Patio Paonaccountiwrnfo Net of assets and • Anal 'colas scald* cash balances, mans Ice restricted wary lest), and Global Pine Deposits, streak Fed mats to 'Turkel, and caftan assets not held byde Fim. Does rot include unpiced swungassets at the end of the primand amenstatement periods, or goal* irwesurents, invested stock options and merman stock maims • Inertaires Include, debt bale-tan auntie-ding mar lord, ire, text accoent balances. • Cash/amity balances. Total of unimested available cash babnces. plus UBS Bak USA deposit bala-ces, LEG AG Stanford Branch deposit balances and massy make stut lund sweep bin* at ta chi* of the statement period. Nortcommodity We credit balances in your accost are rot segregated from other balances and tie Fins may use any of these funds in the ordinary tours of Meanness. Thee funds we payable won your derna-d, This total is included.. he ounent period closi-g value. SDNY_GM_00023700 EFIA_00134320 EFTA01276091 important information about your statement (Ca'trued) Lending information Fce delayed informal« on the Finis karing practices and data -fen, refer to you Clem BelaIcalsip Agemen) or trues tenement and the General Terms and Conditions MS Statement of Cm« Practices avatrle in Agreements end Disclosures at laws ern r om /area end wriarese Your wets Yoe stalflt itemizes locurinn ard other assets held h the ~I at the end of the moment per«. You may ask for dekveryd luty paid securities at am tine. You may rinks secunties used as ban collateral after paying any balaxe due on then. Any secures In Jo FEU to the Fern 6.nm; the natemmt petaled are Modal medet vale as of the end of the statement Pend • Cest bails In &Waoren; the rob lesa of Me secures en in this statement «ere indcated veer the rear. '1, ' UBS financial Services I« relied on forma on ebuired from sources other than UBS fFinntialSerkes. 01Cluirrny nip:meek:err« another lima that you may have provided to you Financial Meta The Finn does net indeperdemb. verily guarantee law accur. a of ry Wormation Podded bru lanes «me than 145 Franhal Seduces h ~km although 165 Financial Senates general& west« this natnnilian as it is rec~ the tint does rot provide am assuancts that the horenasalen inder "Cost basis' and "Urrealced gadtoss' is acute as of the date of this statement. AS sack please do not rely on this *Norman« to make path« a sale decisions, for is pupae a otherwise. Accounts hardened to the Firm may reflect °artless Hamm« only for the period tire they are held x the Finn More hishrkal nionnalon un be added by your &uncial Adopts. • Unrealised gehefieteee When daa is anotable. estimated u-realized gangkisses re osculated for «Mire securey lots. The transaction data le< nctiviliat lots mayor may na relied <cerinnsion changes anta tensity reagantaron events. Dridend and other reinvestment I« and systematic such« lots ye each oxibned to display one awns« lot The • Trade date tel.« presents the «yid transaction trade date • Callable securities Bon* and crelmid stock that the pour cats for erle redemption will be selected (spaniel& by la Irra among all secures of that issue held nou mime of n nomixe mine la or clients Cell boa nlonnation is obtained horn third pine% and es accuracy is not guaranteed. Other call leaves may «se «chi could affect yell carpet* inkinulan will be provided upen request • Certificates of deposit (erta). CO. are FOK «a« it to $290.000 n prixPal and accrued interest per der:idea ard pr depaSOCeyingatiSin in accordance with RAC rules. • Priedvallue Prices dispIxed lar "rain and or« an:ducts may be higher or lower than the trice that Sou woudachakt rem« n the market Ft« re obtaned from venous rid pry sources sheikh tee bekne to be reliable, but we do not guarantee the moray. - We firtwAY ose thedash° pike when avadebie or the mean of the bid ad ask prices fa listed ~ties ard ØØa only bed prices for OTC stunted. — Less ache& traded securities may be priced wing valuation model a the most recent pie we «tailed and may noe reflect re actual maket pike a vable. — Certain pations may appear «Nu a price and will show as 'peke was not available' d were unable lo obtain a pekefor a sairity - Deposits a se«. bes dencmhated is preemies ocher Man U.S. dotal re reflected it the exhand rate as of he statement date. - Fer cat« martin awing in nenconforming dtnaninitin. Sake ard «nay (face valsa) may have beta adpsted to fetter. Peeper dluaton. To obtain orient oxidises, «en «dab*, contact your financial Arise. • Private kweetneente end auseoter ed products Private immure* situ-dies (inckeing diet panicpation program and real estate investment tun saunters) and «mired products ere general& hey* aphid. Cm« structved products haw not been reordered with the Securities ond Exch~ Cormissim a urder any state securities laws. We prouder estimated yaks la private ~relent securities and struttuld products fa itnItitarfal pflOWS Only. Accuracy it not guaranteed. — Wiese values maydiffer substantial& from prices if any at vibe:hawk" iwearneril sektrity or «dyed prod« may be borsht or sold ad do not necessarily wain the vie» you tray wane upon liquidation. - rid party «titres of aka re as of a «tan dale and are applied to UBS Enancial Services en a regulse basa by en independent valuation I alm. - Issuer, general partnci or sponsa estimated values. if ant re suppled tether Finn by the our, Breral partner or sponsor and may be calculated based en &feed nfirmaton ban that used by third pasies to dense the. «ended vales. - toucan dean additenal Sarmatian regarding the metode used to diteemine the aboard value, and tie date of the donna:xi that is the basis f or the «Male by contactiug your Financial Adma. - Mid party esterixed values may be reflected as 'Not priced' is several stuations when an independent valuation I« has not Ste>ded or is unable in an*, a value, when we become awry that a materiel event has calmed that may call a previously rivaled value ido quenket a %%non a vale ~be Mihilspenslanst due to the roam of the seculty. - When neither an as«, general palm a sponsor estimated value net a the-Marty estimated value is provided the value ril hes smarty sail be dill rent Iran its arch« price - 'Oserbukins to date' may nixie «um of capita. norne or both. - «dial on, we' represents the Initial «erg price per vne and may roo reflect yam cost basis • Restricted swathe Restricted ~Ws general& re not Cunenlit degble for pudic salt 1.65 Financial Services uses the market prke of the unrestricted stale of the same issue as an emptied value for the restricted stork few purposesofthå Water's,' one/ To the wtent rat rest ice« securities are NOE for a the wake received may be substantbl& less Menthe knatied wake shown • Eel (estimetad) incane, cumint yield, and rater An «hub of atrual income is bated on currant dvidend and interest rates, awning the securities will be held fa one year from statement date a trail maturity. lis 011irlale is Only a gudelne, accuracy ed continued moan at not guaranteed — Estimated annual inane and cured Weld for certain tapes of seorites could -made a return of pupal or capital gains en which case the est income OM current yak') would be overstated. — Estimated arrsal road and «vent yeld and the actual hoorer and yield might be berenx hirer the the «muted arnxers. — An enmate of arrualited non* (diederd awl'« inter«) &wise by the online market veer^ away, balance is based an the last dividend a nintg Priam made by the issuer and asarres the sec rreadepods will be held for one year from She statement dale or urul nnabrily. Accuracy and continued yield ere not gamma«. • Assets net held by UBS Financial Services Certain assets re not held by the Fim and not wren the firm's possess« or control. These assets re deplayed on yoke statement for informational Napo« only. Position and values presented re provided by the issuing Inn. 1.65 Financial Services is not responsble for tnt information and does na guarantee ås accuracy. these assets are rot protected by SVC a Me Finis sisplemerial Slit coverage. • Revenue during and additional compensation. — In addict, to tommeson on veks and lib-1 lees received n corned« wth tie distrquion mutual find, to ose deres we indite our Were receive revemettinn9tteteneett front dOtrenetces arch" arisen of the mutual finds that we sell. am ids are bawd on two deferent cowponies: (I the amount of sales by tell$ of Jr precola muna fund frni& to our dents. and X) the asset vak» of a particular mutual find lamiye heeded x the lien — We ad or Menlo ate receive nettorkeng and arnbus processing lees in omsklerateer tor transfer agent strokes the we provide tore mutual find these fees geneedly are pad from investor assets in the mutual ftrd and are a fried doter amount based en the romber of accounts at the biohnelealee baking maul funds of that fund family CONFIDENTIAL - h addition SOCirnrfOnin niCtned n connection wth the sale a distrixtion of arm.* contrails andast emednieill Wig unit IOW Chants, we antra nor affiliate wad new«. awing coo enrien fram many of the Murano script« urderwrieird the arniny contracts. all åates of We insurance cowmen or sponsors of the in iniestment trusts we deserbate. — Cvvr all Ames also receive trading ccernsinkns ant other compensate, from mutual funds and insurance companies whose products we damlette. — We receive an email fee from LES Br* USA ard UBS AG Surlad Branch of up to $25 per aconnt sweeping to tnt banks under the UBS Bag Sweep hoyret. Activity hlarristiortrecsrdng unseats:ors and other dirges inarred n correction with the execution of tors. isclAng option transactions has been included en ardimutions previously furnished to you. ani vell be crowded to you promctyon rawest. Shirt Sling f you re engaged in shoe selling a security, youmay nos a dirge die to <en« barcwrg costs ferret pan kular secure)'. Open at Bearded or« or 'goodliacancellee ceders that were not esecuted by the premiere date. open buy rd sell stop orders re reduced by the awe of diode«, or rigfrsts on an ex-dividends er wrichts date unless instructed otherwise by you. You re responsible fa orden that re executed due to your tefure to «el "sling open orders. Privacy To obtain aØ of our o.erent Chet annoy Nonce. draw contact your Financial Asir« a vet web at ay« tibtromMeivettstalieo UBS Financial Semites is in:tabs* RMA, Business Services Account BSA and IRMA are «Swage accounts which provide access to barking services and products through arrangements we aft Mel banks and other thrd-pany tents, red weeds access to issuance and annuay products issued by unaffiliatedthee:loamy insurance companies through insurance agency subsnieties of UBS Fhanciel Services 1x. hewn«, nuance. aid fl utyproducts: Not FOX rand • No bank guarantee* May lone vakte RMA. Resctexe Management A«cent. Butinns Services Assail OSA, BMA and «metro-al Resouce Management Accost are mastered service marts el UBS Financial Orrice. tic Visa Sagnahre s a sego-wed senke mark of Visa lemenatiord LOS Visa Sgrutue <re& cads and U35 Vat debt cards re awed by LES Bank USA with plane« horn visa U SA secomaned. 1135 Financial Services Inc. Pee 201511 SDNY_GM_00023701 EF1'A_0013432 I EFTA01276092 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York IV 10171.0002 CNP70057492110216X1 Yi 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv ChecKar Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReSourCeline at 800-RMA- 1000. account 029323576 Value of your account Your assets 4sIt our websIte: Your liabilities vmw.ubs.corntlinancialservices Value of your account Resource Management Account February 2016 HI AN MAX LL on January 29 (S) on February 29 (1) 0.00 28,649.36 aoo 0.00 $0.00 S28,649.36 Tracking the value of your account 1 Thousands Sources of your account growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits and 71.6 withdrawals 526,716.98 Your knestment ream Dbklend and interest income 10.02 Chance in market yaw/ 4000 Value of your aware DK 2014 Dec 2015 kin 2016 fro 2016 on Feb 79.2016 $21649.36 286 SDNY GM 00023702 Mamber SIPC GNI:II:fa:6005749211 NP7000202277 00003 0216 030575004 Y123576550100000 Page 1 of 6 CONFIDENTIAL EFTA_00134322 EFTA01276093 *UBS Resource Management Account February 2016 Your account balance sheet Summary of your assets value on February 29 (1) Account name: cplaj4 ' rl.L. Friendly account name: Incliy Account number: Percentage of your account A Cash and money balances 28,649.36 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 528,649.36 100.00% Value of your account $28,649.36 A Eye on the markets Index Your Knandal Advisor- SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, LAS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 Year to date -0.13% -5.09% -0.03% -567% -1.80% -889% 0.71% 2.10% 01P7000600574921 2 N1'7003202277 00003 0216 0305750N T12357655010My_Gm_000237Vir 2 of 6 CONFIDENTIAL EFTA_00134323 EFTA01276094 SUBS Resource Management Account Account name: GHISLAINE MAXWELL friendly account name:IndivChed4Car Account number. Change in the value of your account Cash activity summary Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value February 2016 (51 Year to date (I) $0.00 $1,932.36 53,614.54 58,037.19 -24,965.18 -31,320.21 0.00 0.02 $28,649.36 $28,649.36 Dividend and interest income earned For purposes of tNs statement, unatilty of interest and tredend income has been determined ficM a US tat rePortirc Ceradne, traced upon the residence of the account header. account type, or product type, sane interest ardor dvid,nd payments may not be subject to United States (UA ardor Porno Info (PR) income tarn The dent mom* Ratement is not imended to be used and cannot be need upon for to purposes. Clients should refer to the alligratte tat mooning forms they recent from UBS annualy, such as the foam 1099 and the Forms 480, for lac repotting information his the practice of UBS to file the apiskaue to reprong tOrMS with the US InterM Revenue Senate and PR Tre£6uN Department and in such fOrrns accurately classify Orden Aram interest as I& exerrpt or tenable ircenle neat consult you I indgclual lax preparer. February 2016 (3) Year to date (1) Prior year adjustment 0.00 0.02 Your finandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity this month lot deta Is Mance' in your Sweep Options are included in the opening and closing balances vas. FDIC insurance gsolief only to deposits at UBS Bank USA, not to &pouts at LOS AG, Stamford Branch or bank deposits placedthrough the UBSInternahond Depose Account program. AK protection applies to money marhn sweep fund holdingsbut ml bare deposits Seelmportant inaormation about your statement on the tat two paces cf this document for detals February 2016(S) Year to date (S) Opening balances $0.00 $1,932.36 Additions Deposits and other funds credited 53,614 54 58,037.19 Dividend aid interest income 0.00 0.02 Total additions $53,614.54 $58,037.21 Subtractions Checks and bill payments -24,869.50 -31,128.85 Card payments -95.68 -191.36 Total subtractions -$24,965.18 -$31,320.21 Net cash flow $28,649.36 $26,717.00 Closing balances $28,649.36 $28,649.36 UBS Bank USA Deposit Account APY Interest period Jan 8- Feb 4 Opening UBS Bank USA Deposit balance Jan 8 $1,335.18 Closing UBS Bank USA Deposit balance Feb 4 $0.00 Number of days in nterest period 28 Average daily ba lance S143.06 Interest earned $0.00 Annual percentage yield earned 000% SDNY GM 00023704 ChIPMOOKIDS749213MPT0037022r/ 000O3 C016 030575004 Y173576550 100000 ►aye 3 of 6 CONFIDENTIAL EFTA_00134324 EFTA01276095 *UBS Resource Management Account February 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards prams are reflected as of the 26th of the month or the pool busness day if the 26th fah on a weekend hOliday Remora paint activity details can be found on vrnw.ute.coratonlinesewices February 20I6 Year to date Opening balance 4,391 4,279 Points earned 373 485 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fivancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consderat:on None selected 4,764 4,764 Your account instructions . Your account cost base default closing method is FIFO, First In, First Out. Your Mounds' Advisor: SCOTT STACK MANY LYLE CASRIEL CW70309005749214 NP700O202277 COWS 0216 030575004 Y123576550 100,gaitwGro00023A5sge 4 CONFIDENTIAL EFTA 0[1134325 EFTA01276096 *UBS Resource Management Account February 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account narrie: lack, Cheds/Car Account number. Some (Wes, income and current values Shona may be EpploainWe. ASS int*. gam did losses May nal be accutalely reflected. See Aporunt infosmafron about your statement a the end of ttus dacurnem tOt mote information. Cash Cash and money balances Cash and morty balances may include. avalade cash balances, UBS Bar* USA cUpont account balances, UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the FOC nlIhn applicable limits, but are not protected by StPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and are not protected by Silt Money market sweep balances are protected by SVC but ate not insured by the FDIC. See the important information about your statement ale the end of this docunent for deiaih about those Sancti. Hddng UBS 8ANK USA CEP ACCT Openng balance Cloung lorlaxe on rob (1) on Feb29(S) Price per :ha:e on Ceb 79 (I) Average late Dividend Interest period Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Dais in period Ka, snow') ft) Your total assets 0.00 28,649.36 Value on Feb 29 (SI Percenfa?? your account COSt Estimated oafs CP annual income (51 250.000 00 Unrealized gain or loss (S) Cash Cash end many Isalasas Total 28,649.36 100.00% 28409.36 100.00% $28,649.36 Account activity this month Date Adiboy Description amount (S) Deposits and other fonds credited Feb 4 Transfer JOURNAL FROM Y1 23575GH1SLANE MAXWELL 597.20 Feb 10 Transfer JOURNAL FROM Y1 23575GHISLAWIE MAXWELL 1,440.89 Feb 10 Transfer JOURNAL FROM Y1 23575GHIStAINE MAXWELL 866.88 Feb II Transfer JOURNAL FROM Y1 23575GHISLAINE MAXWELL 50,000.00 Feb I1 Transfer OURNAL FROM Y1 23575GeiSLAINE MAXWELL 709.57 528,649.36 Total deposits and other funds credited Crs rurratier Date DestnrcLon 353.614.54 Amount lb Checks Feb 10 ACH WITHDRAWALCK4 I04ICAPITALO -709.57 continued next page SDNY GM 00023706 C WM:0033057492i S NP7003702277 COCCI 0216 0305750CM Y173576550 100020 Page 5 of 6 CONFIDENTIAL EFI'A_00134326 EFTA01276097 *UBS Resource Management Account February 2016 Account activity this month (contnvedi Account name: GH1SLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your 15 asocial Advisor: SCOTT STACK MAAILYLE CASRIEL Check natter Dae Cascaption Amokett (SS Checks Cr nnucd) 001042 Feb 10 ADAM KOFFLER -866.88 001043 feb18 INSURANCE OFFICE OF CENTRAL -21254.96 Total checks 422.831.41 Dae Actluty Feb 3 Withdrawal Bill payments Feb 3 Withdrawal Feb9 Withdrawal Total bill payments Die Description Feb 18 CREDIT CARD PAYMENT -95.68 Desophon Amount IS) ACH WITHDRAWAL UNTECHEALTHONE -55698 ACH WITHDRAWAL UNTECHEALTHONE .40.22 ACH WITHDRAWAL AMEX EPayrnent -1.440.89 42.038.09 Amount (SS Card payments Total card unfits 495.68 ?Amnon Payment Due Payment Due Cole Credl kne Avalatie Credt Une Outstanding Wave UBS Visa Signature credit card(s) payment information for March 23, 2016 184 45 Mar 23, 2016 135,00000 $32,219 12 12,780 88 This credit cad is enrcned in UBS Pay °telt Cad feature and wall autaracaty De pict Iron your accoure YOur payment IS scheduled for match la 2016 We provide this Information on you UBS Visa Signal ure credit cads sciay as a courtesy to you. The UBS Visa Signature craft card and account ae issued by UBS Bilk USA. UBS Bank USA sends you the offioS stalement for Ms account and you shottd make you mires acrorcino to thee instructons. We do not indude your outstanding credt card baance in the vat* at you account with UBS Frnanclgl Services Inc Cote ACtrvity DeSoplion Amount (S) Money balance activities Mn 29 Balance forward $0.00 Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50,000.00 Feb 19 Withdraws UBS BANK USA DEPOSIT ACCOUNT As OF 02/18116 -21350.64 fob 29 Closing UBS Bank USA Deposit Account The UBS Bank USA 0e609t ACC0Unt IS your primer sweep cpteon $28.64936 CHP7C003005749216NPVCO202277 COM 0216 030575004 Y123576$50 IONNW_Ght 00023Mge 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134327 EFTA01276098 Important information about your statement U3S Financial Services M. the F im or UBS Anemia Sentes), is a nester of all orincial sexily, cannacky and coigns eighates. LA36 Frencial Semites and LES Bank USA at rdrect *Midis on of LES AG and affiliates of LBS Segritin U.C. The Fim's I horde' statement is available upon reopen. The Ferns agate • ices ye a: Fininoul Seances 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the ally official record of you U35E-uncial Services accosts. Other mach rapt official to docurneas, cordaning conflicteddam should rot be relied Ian If youberme there is an emote or emission please stood h irrnediately n asking to the Branch Manager of the office omit you account. Athaeti al tiptoes shown are intended to be accurate. statement datashould not be used fa taa purposes Rely sae& on mmend lax loons, (i.e., Form 1099 Sat 10425, lack whin preptregyour to return. The Fim 6 required by low to report to Ow IRS all taxabk dividend;, report** nontaxable Mridends and tad* intend eared on Roadies I-tidily:iv accent, net proceeds on sae transactors, and cog tut on certain covered soma kn. Commemications with ihe Fins • Please reconfirm any oral cormn.ncabons in wring to higher protect your rips, ircLeing yeanotes under the Seguin Investor Protection An (StAl • II the finamial hoeution on the top left of the front of this stammers is not U3S Financid Services, LSS Feencial Sates cadet your account as dearew tinges byarea-cement well the *gated insuknon We Wormed you of this rebnoreka when you opened this attars. In ti case, your lads and seoseies are located a UBS financial traces and rot tie ironcdaceg broker, ad you nut mare areport of ay ma or emission to both firms. All accent statements shall be deemed complete and accurate t not objected to in writag within 60 days. • Please dim customer complaints or ecueies to he Fits C lem Relations Depavnent at 201.352.1699 or toll.free at 80:X3SO-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in writag to U3S Feencial Service hc, Client Relations DePamment, P.O. Box 766 Union City, ell 07087. • in cam of errors or pastas about an electronic fads transfer WT bit psyment cc UBS Vontdebit card transactions, call 990-762-1000, cc nrite to UBS FigncialSenices Ix., 1000 Hatcr1314, 6th goon Weehawken NI 07086, dart RIA103SA Senates. Cal cr watt as soon a mu cm if you tit yore statement or receipt 4 vacua or if youneed more itemation axial a Wanner ante statement or wept The firm or Card boar (as applubld must hear from you no lea thin 60 days steer tie inn sent you ter fig statement on Mich the arcs or prcbkin gland. — Prow de you- nave a-d actor., number (4 anY) — Desote the era or tie gander you areafar& /OS, and explah as <leek as ycu cal shy you beline a is an error a- why you need more Mormation — Prohde the dollar amotrit of the suspected ewer The Firm a Cad Issuer era inegipate sue amp/airs and MI cared any tiler primp*. t we take nag Man 10 teams days to do tit we mil met you waft For the mart you that 6 herr* so tot you will hat the use of the mosey dreg the time it takes us to complete Our inestgation. Please make all chedis payable to the Ern or to thencial ea:Out:on rdcated on the front of this statement hadditn to regterm accost fees, accounts may be subject to Ina-senate lees, charges for ode hamlet for mania purchases and chums kr unpaid amounts a cat accents. Accounts that at varderred to other Mations May be subject to a trawler tee UBS Sweep Options UBS offers optift Ice simming cash belargek balances to bag deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual fads (Money Ftrit) at the Internet gnat Depose Aomori (DA)fa customers with an Mernatital Recant Management Account. Through tie Bank Sweep Program cash balances Se swept to U85 Bat USA up to an established knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at 885 Bank USA are FDIC rimed in accordance with FDIC rules. For more Manta gem kit wmfdic Deposes at LES AG Stanford Brant at shags of Mona Funds at rot instred by the FDIC. Through the Ok erailible to cash banes are swept to depose accounts a UBS AG New Yak Wench add LBS AGC am* Brach These deposits are not Bored by tie FOC. Balances held at the LES AG Cayman Burch are tempaanly aposed to the sovereign rig of the Comm blands, and tone is no stoat, a other obligation of LES AG to repay tie balances while ca the LISS Cayman's Brecht books. Depose at LES Bat USA and each UBS AG Branch are not protected by 5IPC . Money Fund shoes are protected by SEC See *U35 Feoncial Services Accord Potecten- bean. Upon yea reµaat, balances in to Barg Sweep Prop:ans.:FDA may be withdrawn and shares of a Money Fund may be liquidated, ad the pram* retuned to you a your seamen acomft. Rata Siormataln about available sweep option, ackdag oarent Merest rates and Wasik 6 available at wynotbscorrisweemeelt, from your Frontlet Advisor or by eating 800-762-1000. UPS Financial Service' amount protection The Fern e a member of The Stevan Investor Protection Commotion 6IPC), which protects securities atants of its members up to SS00,0:0 (ncludrg $29,000 for dams for cash). The SIPC asset protection limits apply to all mounts that you hold in a panicula- capacity. The Fern, toped-et nth certain affiliates, has also purchased ofplarental protection. The madmen, mount ma* to at *Gable clogs, cotaleek ader this protection is 1500 millon as of December 10, 2013. Wong to the poky corditons ad Imitations, cash a the aim is furter protected fa eq to tl 9 million el the amregate son all our amounts heed in a particular capacity. A fat copy of tie poky wadeg is mailable coon request. The SIPC protection and the supplemmli protection both do not apply to* • Certen financial assets controlled by (and exited n your account value) but held away from 085 Financial Services (e.g., certain (0 cash at LBS Bag, (il cat, at LES AG Stamford bunch Ed Mame progicte. including writhle annuities. and fig shares of trawl finds where such shares are registered drecdy in the nave of to account holler on the books and records of to applicable Mar a transfer agent). • Certain minimal convects or banners interests Eg., limited partneri% and private placements) tat ere rot registered under the Securities Act of I933; ad • Cornnodities contacts (e.g, foreign exchange and am ids metal antrats). included (aura contacts at commodity option contracts, The SIPC Biotech* and to supplemental peolecteon do not apply to these asset Wen 4 Sty °Struts< appear on yea team*. The SEC peotecien ad the TWOlarentalprotegion do not protect against changes in the mater vale of yea investments (whether as a result of market moiernent, issuer bagruptcy otherwid More Of arrotion is avert.° tam rayon You may obtain more istangsion about SEC, kits* the 51K Brochure, ty contacting9PC a 202-371-8300a by useng the Sec **bade ar Dividend Refreshes,* Program (DRIP) The gene reflected is an average price You may obtan the actual price from you' Financial Masa. Or whole tarts ate purchased ado DRIP; pang shares wil be sod and the cat wh be deposited f your account The dodged reinvestment pricesuppled byte issuer may Offer (Menthe market pice at which to partial shares at sold CadeMliou Cn9 whole units may be hello yctr accoug if you at earned to a paid cast as a result of a &tad want et otherwise, the Firm call ether sell halal Was at mina pi-Xmas/meet an amount determined by a ntwood closet away. andcredit ma morn Investment objectives The reamers *worm ad nsk profile at speck to each account and may say Mayan Please algae the Firmworry*/ in sang of any signilkara change in your Mancha situate, or nestle* objectives. Foe each CONFIDENTIAL account MK you choose One Of the following eiresment objester • Preclue Conant/axone. I imbue as seang the generation of income any. • Achim Opt*, Approciatan: Immanent,. soaking growth of prncpal rather than the peroration of • PrOtinCe COMOinetOn of arcane nor Capital Appreciation hesiments seated both gie gereratcn of income an: gwerthol tettintl. Overall tiek profiles • Consetvage Seeks to maroon initial prec.pad with bet risk aid volatility lo the acorn ograll teen t that means the mars does not generate signet cant home a roam and mg rot keep pace with Station. • Modeearec gang to accept same rig to pincPal ad tolerate sore Mighty to seek hyl-er returns. • Awning Wiling to accept high east to precipal and hi* volatility to seek high returns over env Staternent Thouseholdigr We may consign:law al related account statements with Be sane *dress n the wire envetpe. Accosts may be related Ice this purpose became they have owners who also maintain pie room relationships with other dents at the sane address. This pracke 6 known as • houmeoldrc t you prefer to receive edisedual statements mated ei separate envelopes— you may decline hauseholding by canna yOUrFinancial editor. Friendly amotart name The Riad& accost name reflects int amnion that you entered cri the firm's ontne services wassee. It a a customizable 'nisi:wire • chasm by you to rid you nets your recordkeeping d has no legal effect al your attar. You can (hennas FnenAraCCOLW names. tea 4n Onfre Services a by contactrg yes Fina-cial Advisor. /CCM/ overview • Mae otter accounthonfro. Net of assets and • As,et lockets salable cash balances, calms la restricted seamy list), and Global tine Deposits, u-reakied males to make, and certain mots not hell by the aim. Does rot include forged oatcakeassets at the end of the pior and anent statement periods, or poem eroestnwes, knotted stock options and tegnaLle stock options • Liabiges Includes debt bilirew Quints-ding may, Ion, credit rre, dmo Want balinces. • CashAtonee balances. Total of tminested available cash balances. plus UBS Bag USA deposit basses, AG Stanford Evan* depose balances and money malts itutud fund sweep bilancek at re axe of the statement period. Noricoarnogy Vet credit balances in your accost are rot segregatedfrom other balances ad to Fern may use any of these funds in the ordinary course ch its ttainess. These funds se payable upon your domed. This total is included in to cumnt period closig value. SDNY_GM_00023708 EFTA_00134328 EFTA01276099 Important information about your statement lCon &Wed) Lending inIonnotion Fa °tate information on the Fm's lending practices and disc keute refer to you Clem Relateethip Agrotnwe or Am the Agreement and the General Tema ad Conditions UBS Stumm of Credit Practices available in Agreements andOixdosurto at xxocrute romeetwretelnen° 'feu wets Vote staternerc Omen secret.° at other emu held n the amount at the end of the StMOMent period vou may ask for delivery of Itily paid securities at a tire. You ma/ recto. tomtits used as loan coatert ter paying any betake due on them. Arty Wonted traMemd to the Fire ding Ihe statement period are lived at market volt as of the end of the stamen pent. • Cost basis. In detterraning the cost basis of the states incited an this statement where indicted wilt the ninths U3S Financial Services fin relied on information obtained born sources olive than UEIS Financial Senate-eluding nftnnation Iran another rim a that you may hawprovidedto you Enamel Adviser. The FM dew rot irdeperdently verify er gasmen the tun or sub:Bye any dormaon provided by sates other than WSFa-uncial Services. In attach atheugh LOS /instal Setts generally updates this inlermatit as t is recce** the Frit does rot tote any actuates the the aunt" , tier -Cost basis` and "Untalced gat-Moss' is accurate as of the date of this statement. As such please do rhe rely on this Monett to make pacts* or tale decisions. for ua papooses or otherwise Accounts transited to the Fine may °tea ger/loss dermalen coo for the period of tine they are held a the firm More historical nfoinuut can be added by you awned Adieu • Unrealised oohs/Iowa When data is available. talented unrealized gait kisses are alcuthed for ndirdeal wore/ kits. The transaction data for rekvithal lots sty or ma/ not reflect cormessions: clumps exit security roomette en not Ditend and other reinvestment lots and systematic puts? Ms are each cceg>neol to display one averaged lot. The • Trade dale cotmn presents the chant transaction trade date. • Callable securities Bends and profaned stock that the Kelte cats for ea redentitaan will be selected rriestaby by Ice Ircm tug all tones of that awe held is our Mane or n nOnnt nano for os client; Cell intro nlonytalizn is obtained horn third pates arid es accuracy is not guaranteed. Other call features my eat whch could idea yteld antele rionnalen sill be tended upon request • Certifierites of deposit (CDs). COs re FDIC Mood up to S2 99,000 in princPal and accrued interest per decant' at per depository inOlthen inaccordance wit 10K hies • Pricarvalue Pries displayed for Stout*, and Other reCCIXIS may be higher or lower than the price that you would achaay receive in the market Paces at cleaned from various thrd pity sources which we bete to be telltale, but ow do not guarantee their acaracy. - we 90neetY use the dote price when avalabb or the mean d the fad and ask prices for listed secuites and options cr only bid prices for OK swathes. - Loss eche& traded stuntin may be priced using a rattan model or the most recant pees/ we Waned and may not reflect an actual maist price or value. - Callan potsWS may appear virtu, a price and will show as • pike was not evelable it we are untie so detain a pree for a wanly - Deposits or senates denominated in our:emits other than U.S. dollars are reflected a the °change rate as of the stalemem date. - for thin securities *song n noncentamng denernintent price and apathy (lace value) may hiveN.1 adyasled to facilitate peeper vaketion To obtrin current Cluatalisnt. when evadable, contact was / natal Whist. • Private irwestments end structured produds. Private investment secures decent pancpation progam ad real estate intestmerd mast Waite') and gruCtured proiasts are offserally (4* liquid cent., structued prochris hate not been regetered with the Securities and Ewhate Con-miss= or under any state Senate.; Laws We protde estimated vats fee pfive• investment securities and ittuatted products for Wormaterul MOOS.% Only &canary it nor guaranteed - These vaknt mat differ pi:Partial& frOM paces, it any, at whiti a prtvre Mennen' sensity or outer/ product may be boujot er saki sod do not noctsurify represent the rake you my wen IWrilation - Thid party estowes of value re as of a cenan dale and are Pa:0yd lo UBS Financial Services en a legate tits by an indepoten valutiontirm. - Issuer, general partner of spent( *stinted watt if my, are applied to theft by the tar. General pater or sponsor and may be calculated based it dfferert Notation Iron that used by thirdparties to dome Ow estimated rakes. - 'tau obtain addrtieral iefeefeten regarding the methodology used to Weimer...the estimate of vale and the date of the demerit that is the base for the eantale by contacting your Financial Advisor. - Thid party estimated velel Tay be reflected as 'Not priced' h several thatkrit when an independent relation Ian has not °OS:fledOr table se assign a vat weaned become aware that a material mil has got tot may call a valescelY reported value it gusto\ or when a would highly Speculative do to the nitre cl the secuity - %hen net her e issuer, gruel palne sponsor estimated value rice rathrdan estimated value is fro it s the value of the taffy will be different from its outhat price - 'Deirbesiere to date • may mask returned capita* income cr both. - 'Choir:ultra See' represents the meal offering price per Wit and May Mt reflect you cost base • Resbicled nosities Restricted studies general& are not trimly rigible for pubic Salt LEIS Financial Services uses the Martel We. Of the unrestricted stock of the same issuer as an imputed value for the restricted stock for purposes of the a•toment °my To the Mont that rewicted securities are eliabb to sale, the rake received may b substarrial& less than the irrputed vat* shomn • Est. (estineted) hewn. ants yields and rates. M estimate of annul 'worm is based en currant dvidind and dere° rates, assuming the securkes will be held for one year from statement date or trod maturity the estimate is only a gudelne. accuracy at continued income we not guaranteed - Etauted annual income and <WPM yield for eerier types of senates could nclude a than of Withal or caps.' gains n ankh case the eel income (rd cures yekt1 would be overstated. — fainted annual notne and cutest yet() and the actual Mane and yield aright be lower or higher than the estrted amounts. ▪ An estimate of avualeed income (dicdend ardor altered) if &tit by the <tent merle rebtraveraw balance is bast on the last dividend ▪ ^Wen payment made by the issuer and assures the sectriesteposss will be held for one year icon' the statement date et until mat y. Accuracy and continued yet are not wetted. • Assets not heed by UBS Financial Services. Certain asserts 30 not held by the Fim arid not viehn the Fin's possesses" or control. These assets se displayed on hes statement it negational purposes only. Positions and values presented are provided by the issung Ion, Lan Financial Services is not respcenble for IM irlennaut at does not guarantee as accuracy these assets are net protected by SRC or the rim, supplemental SIK coverage. • Revenue during and additional compensation. — In aderticn to conwrssens on saes and 12b.1 lets received in cohecton web the distribution of mutual lira to outwits we ander our true receive revenue sharing permit fern di:era:um ardor advisers of Me mutual funds that we sell. These anuses are bated on two dtf.ent components U the amount ol sales by LOS of a Particular mutual fund family to our cheats. and 6i) the asset value of apt:cube mutual fund lamills shires held at the fern — We and cas that. ato Wen* ntiverkng and °thus totting lees rt cceederaten ft transfer agent servcot the we provide to the mud finch The, fees generally are paid from investor assets in the mutual turd and are a Wed dollar amount based on the muter of accounts at the betenckaln heldng mutual funds of that fund family CONFIDENTIAL - h addition to commissions wart n CCeintsiOn wit the tabor distrbisien o' army Contracts and unit investment that tits tocarelents, we ands Oct affiliate rent* reverts stung tepees:Won from Many of the must certants underwriting the they contracts. all hates of the insurance ampaners or sponsors of the tre in ettinfm wets we destitute. — Cur affiliates also receive acting commeekre and other componsten from moue' tuts and insurance companies MOY? putts we distrisse. — We receive an snarl fee from LOS Bs* USA and UBS AG Surdixd Branch of up to 125 per account swooping to the bras under the UBS Bank Sweep Program Activity Mornutionfecardng tromissons and other charges noted n cornet en will the maven of Wades, inching option transactions has been included en confirrtions whets& furnished to you. at MI be provided to yOu prctiprix on request. Sheet Swig :pa art engaged in short sting a wunly, you may nem a dirge die to thin borrowng costs for that Pt 'cuter Securer Open orders Regarding own cc 'coaddileteertbe orders that were not coated by the Parte date, open toy at sell slop orders are reduced by the amount of dradends or rides on an ex-dividends et hut° dote unless Mooted otherwise by you. You at rethenoble foe ceders that at executed We to your tett to cancel erntin9 open orders. Privacy To obtain a copy of to currant awn Privacy Wit. Please contact your Financial Adrisor ca visa os oast www nibs tOm/orivanetalprit UBS Anted Services is rot a bank We RM& Business Services Account BSA and IRMA are brokerage scout which provide access so baring services and products through arrangements with titled banks and other thrd-paty bats and wow* access to nsuance and annul), Proctet issued by wall/feed thrd.pany insurance companies through Marko agency subsidiaries of UBSFitancial Services W. IMeStrnent, rOuranCe and arrurty products: Not FDIC raved • No tuk gusset* May lose vibe RhIA Restace Management A«etnt. Stress Services Account BSA, WA at international Resource Management /come are registered true mart, Of UBS financial Services he Visa SKILitUre 6 a registered se vice mark of Visa hernationat LOS Visa Sgnattre code cards and 185 Visa debt cads are tat by UBS Bs* USA Mtn p.anitspon Iron, Visa U S A actuated. IAS Financial Services Inc Fey 201511 SDNY_GM_00023709 EFTA_00134329 EFTA01276100 UBS U85 Felancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 crariooissiaioicanxi3 YI 0 Resource Management Account March 2016 HI AIN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Incliv.aleckitar Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Phone: Questions about your statemett? Call your Financial Advisor or the Value of your account RMA Itesourceline at 800-RMA- 1000, account 029323576 on February 29 (3) on March 31(4) Your assets 28,649.36 12,09856 Visit our webs1te: viww.ubstorNfinancialservices Your liabilities 0.00 0.00 Value of your account $28,649.36 912,098.56 Tracking the value of your account Thousands 716 12.1 Dec 2014 Dec 2015 Fel> 2016 /.481 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 41,932.36 Net deposits and withdrawals 410,165.67 Your VMStMent return. Diwdend and interest income 40.53 Chance in market value 4000 Value of your arcane on Mu 31.2016 612.098.56 SDNY GM 00023710 Member SIPC OO70o09306518207 W000309999 03006 C016 030575004 v123576s50 101000 Page 1 of 8 CONFIDENTIAL EFTA_00134330 EFTA01276101 SUBS Resource Management Account March 2016 Your account balance sheet Summary of your assets value on March 31 Percentage of you xcount A Cash and money balances 12,098.56 10000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Corr noddies 0.00 000% G Other 0.00 000% Total assets Value of your account $12,098.56 S12,098.56 100.00% Account name: GHI$LAINE MAs.VVEU. Friendly account name:I iv. ar Account number: Your current asset allocation A Eye on the markets Index Your Financial Advisor SCC YLYLECASRIEL . Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important informal an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% Percentage change March 2016 Year to date 6.78% 1.35% 7.04% 0.97% 6.59% -2.88% 0.92% 3.03% ChIP7000300561820EINP7003309909 000050316 0305750(ht V12357655010MilteGm0002371pRO 2 of 8 CONFIDENTIAL EFTA_0013433 I EFTA01276102 SUBS Resource Management Account March 2016 Change in the value of your account March 2016 (Sr Year to date (I) Opening account value $28,649.36 $1,932.36 Deposits, including investments transferred in 0.00 58,037.19 Withdrawals and fees, including investments transferred cut -16551.31 -47,871.52 Dividend and interest income 0.51 053 Closing account value $12,098.56 $12,098.56 Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheCkkar Account number. Dividend and interest income earned For popoStS of tins statement, tembIty of interest and °stoma income haS been determined lien) a US tin rePortieg Per/Pettily. Based upon the residence of the account holder, account type. or product type, some interest andor cividend payments may not be subject to United States (US) andor Puerto Rico (PR) income tails. The tient moon* statement is not intended lo to used and cannot be reset upon for tar imposes Clienls should refer to the altoKatie tar reporting fount they receise from IRS annualy, such as the forms 1099 and the Forms 480, for tax reporting information tt is the practice of UBS to file the .104001itte lac reporting forms with the US InterM Rotate Strait< and PR TleaSUly DeparaTent. and in such to accurately 0469 fy dsidenctardrce interest alaz exempt or 'ambit Dreg** meat consult yew indydual tax preparer. March 2016(S) rear to date (S) Taxable interest 0.51 0.51 Total current year $0.51 $0.51 Prior year adjustment 0.00 0.02 Total dividend & interest $0.51 $0.53 Cash activity summary Your Pi nandal Advisors SCOTT STACK MANLYL£ CASRIEL See account activity this month lot deists Bdances in your Sweep Options are indudedin the openng and closing balances vz1 la. FDIC Insurance nIies only to deposits a U85 Rank USA, not to deposits at Ss AG, Stamford Branch or bank deposits placed through the URSInternahond Deposit Account program WC protection applies to monry market sweep find hddinos but mt bank deposits Seelmportant information about your statement on the last MO pages cf this document for detals Mardi 2016 (1) Year to date (S) Opening balances $28,649.36 $1,932.36 Additions Deposits and other funds credited 0.00 58,037.19 Dividend aid interest income 0.51 0.53 Total additions $0.51 $58,037.72 Subtractions Checks and bill payments -16,45563 -47,584.48 Card payments -95.68 -287.04 Total subtractions -$16,551.31 -$47,871.52 Net cash flow -$16,550.80 Closing balances $12,098.56 UBS Bank USA Deposit Account APY $10,166.20 $12,098.56 Interest period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 50.00 Closing UBS Bank USA Deposit balance Mar 6 $23,869.59 Number of days in nterest period 31 Average daily ba lance 825,676 46 Interest earned $0 .51 Annual percentage yield earned 002% SDNY GM 00023712 CelP70008305518209NP7003309989 00036 0316 030575004 Y123576550101000 Pass 3 of 8 CONFIDENTIAL EFIA_00134332 EFTA01276103 UBS Resource Management Account March 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are reflected as of the 26th of the month or thepro:business day if the 26th fals on a weekend/Wiwi Renard, point dainty cetals can be found on winv. vaster/dimmest/vices March 2016 Year to date Opening balance 4,764 4,279 Points earned 0 485 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager toucan find a ful description of the ahemaove investment objectives in important information about )our statement at the end of this document 4,764 4,764 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment etiyality consderat:on None selected Your account instructions • Your account cost basis default closely method is RF0, First In, First Out. You rignancial Advisor: SCOTT STACK MA:1MS CASIVEL CNP7000000651821 0 Ne70C0 000 031603057500+ Y123576550 l0gt#,wGike,00237,1ige 4 of 8 CONFIDENTIAL EFTA_00134333 EFTA01276104 *UBS Resource Management Account March 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: lndiv Ched./Car Account number. Some pnces, income and current yaues slioNn may be approArnak. AS a kit& gam mdlosses may rql be &wobbly reflected. See important inrormetiOn about your statement a the end of INS ClacurneM fOt mote infonnaaon. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bant USA depdat account balances, UBS AG Stareord Branch Ca poet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the PDC ?Alton appllable limits, but are not protected by SteC UBS AG Stanford Wane n deposit SCoum balances am not insured by FDIC and are not protected by SIPC Money rnatket sweep batances are protected by StPC but and not insured by the FDIC. See the important information about your statement at the endof this document for death about those balances. Goering tdence Cloung beluga en et per share Avatar Hddng on Mar I (S) on Mar 31 11 on Mar 31 (S) tae LII3S BANK USA CEP ACCT 28.649 36 12,098 56 250.000 00 Dna:knee Interest period Your Ill nandal Advisor: SCOTT STACK INANLYLE CASRIEL Days period up/mount (1) Your total assets Value on Mat 31 (S) 7trCenta?? Cost ESbillated your acounl tests (S) annual income (5) trnreatied con or 1055 (5) Cash Cash and money Weems Total $12,098.56 100.00% $12,098.56 12,096.56 100.00% 12,096.56 Account activity this month Date Plenty Description ArriOunt (1) Dividend and intenstincomt Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0416 0.51 Total taxable interest Total dividend and 'merest income Check number ale 60.51 $0.51 DeSCribtOn AirOull (5) Cheeks Mat 3 ACH ViITHDRAWALCK41044CAFITAL 0 -2,583.08 00 040 Mar 3 ANITA CELA -1,600.00 001045 Mai 8 INSURANCE OFFICE OF CENTRAL -6,014.00 continued next page SDNY GM 00023714 CHP7C0033065182I 1 Nn7003 CONFIDENTIAL 00006 0316 030575004 Y12357655010100) Pap S of 8 EFTA_00 134334 EFTA01276105 *UBS Resource Management Account March 2016 Account activity this month «ontnuedi Checks I:or•o Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheddCar Account number: Your Maenad Advisor SCOTT STACK MANLYLE CASRIEL Check nutter Die Descnpson Amain CS) 001046 Mar 7 ADL ENTERPRISES LLC • I ,500.00 001047 Mar 7 ACL ENTERPRISES LLC -1,560.00 C01048 Mar 30 ADAM KOFFLER -447.89 Total checks Date Achim Description Mar 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 413,704.97 Amount II) Bill payments Mar 2 Mar 9 Total bill payments Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent .2,15146 Die Descnption Mar 18 CREDIT CARO PAYMENT -$2,750.66 Arrowit IS/ Card payments -95.68 Total card payments larunurn Payment Due Payment We Date Credl the 495.68 Ayala* C real Lire OutStandina baaree USS Kau Signature audit card(s) payment information for April 23, 2016 583.67 Apr 23, 2016 135,000.00 132,285.13 92,714.87 This crech cad Is treated in UBS Pay Credl Cad feature and will aulanaticaty be pad Fran your account. Your payment is scheduled for Aprl IS, 2016 We pronde this information on you UBS visa Signature credit cads sole/ as a courtesy to you. The U8S visa 99181u1e (fedi card and account ae issued by UBS Bank USA. UBS Bank USA sends you tie &Boat statement for this account and you shorld male your parent acordno to the, inttrucirom. We 00 not indult 'Our Outstanding credt card balance in the value of you &Count wan UBS Financial Services Inc Die Activity Dew relic., Arrount (S) Money balance activities Feb 29 Balance forward 08.649.36 Mar 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 03102116 -597.20 Mar 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03703/16 -4,183.08 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/04/16 0.51 Mar 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/07/16 3,060.00 continued next page CNP700003C6518212NP7000309989 00006 0316 030575004 YI23576550 10MINYGM000237,89. 6 of 8 CONFIDENTIAL EFTA_00 134335 EFTA01276106 $UBS Resource Management Account March 2016 Account activity this month (contrrued) Date Activity Des<uplico Amount (I) Money balance activities (continued) Mar 9 Wandrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03t08r 16 -6,01460 Mar 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03(09f 16 2,153.46 Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/18016 -9568 Mar 31 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/30/16 -44789 Mar 31 Closing U.S lank USA Deposit Account $12,098.56 Account name: GH1SLAINE MAXWELL Friendly account name:lock, Chedr,/Car Account number. Your Pi nandal Advisor: SCOTT STACK MANEYLE CASRIEL The UBS Rant USA OeC091 ACCOun1 Is your primary sweet:J(01*n SONY GM 00023716 C HP71;00930551821 3 NV7003303909 00006 0316 030575004 Y123676550101000 ►age 7 of 8 CONFIDENTIAL EFTA_00 134336 EFTA01276107 *UBS Your notes CONFIDENTIAL EFT,00130337 EFTA01276108 Important information about your statement 135 Frontlet Services K. (the Fern or UBS finercial Stokes). it a member of all principal washy, commodey and optima enhances. UBS Financial Seniors and U65 Bank USA re rdied subsilenes of UPS AG and *eats of 1185 Seaman LLC. The Fim's Wendel statement h available upon roams The Fowl extanice off Ms we a. U85 Fina-kel S4CM99 lx. 1200 Harbor Boulevard Weehawken, NI 07086 This flattMelt represents the coney off icial record of you' LBS Financial Seneces account. Other Nord; e,cep official tac dawning contanng confliong daa should not be relied wan II youbelieve there is an error cr amnion please report t immediately n writing to the Branch Manager of the office webs) your accord. Allheup al figares shown are Mended to be accurate, statement data exuld not be wed for tar prposes Rely soky on yerend tax krms. Ge Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law to report to the IRS all tatable dividends, report/kb noretarable anima and usable Merest erred en securities held h you account net proceeds on see broactions, ad con basisoncertain covered stories. Cavoresdatkins with die Firm • Please reconfirm en, oral commoneationa in wr erg to further protect your ritds indudrg your rigis under the Seosiies Intestor Protection AC (SPAT • If thefinancial ittitution cn the top let of tie front of this statement snot UBS Enna' Servees,U3S Financial Sonia. carries you account as clearing broker by arra-gement wth the edcated instituter, We informed you of this relahonshio Weeny%) opened this axon. h the cast your lu-a and storities tee boated at UBS financial Services and rot ter rbecdaceg broker, rd you nut make a opal of any error or omission to both firm. Asdeserted tithe ocean aveerrents, I/CUM-69 weeny us of any errors or fraud invohing dada reflected on your statement within 30 days after k was mailed or made avadt.h. All statements shall be <berried complete a-d acarate ne al other respects if not objected ton *rang within 60 days. • Please divot steamer complain. or irquies to dm Firn'sCleM Relation; Depatnere at 201.352.1699 cr toll-free at 8C0-354-9103, 8t0 A.M. to 6 CO P.M ET Monday through Frday. or in wog to (BS Financial Semites K., Client Reit/iced Depalment, P.O. Box 766 Union Caw, NI 07037. • he case of errors organism about an electronic ftrds transfer (EFT, bi payment or UBS Via , debt card transactions, call KO-762-1000, or vane to UBS Fnanoal Semites Ire., 1000 Harbor Mai, 6th floor, Weehawken NI 07086, Attie RMACBSA Sermes Cal or write as soon as you can, if you tine ps staerrent or receipt 6 wrcrg or if you need more infomaitcre tail a twofer on the statemmt or men* The Firm or Card bear Fes ealicable0mml her troMyOu no later than 60 days after the Frm sera you the list statement on which the erns or Problem award, - Proud, pow name ad zoom+ number OF ay) - Cesabe tie error or tie trawler you weinure about, ad mann a clearly as ycu cT why you believe a is anon or why you need more reformation - Pa:id. the dolor anent et the suspected era. The Firm or Card bsuer we hoestgate your compare and wal conrad my error promptly. For alleged errors Moans? UBS Viavdebil ea-dna-oath:re if we take more than 10 towinnsdays to &this, we will credk for &Lova for the amount you that 6 in error, so that you we have the use of the money during to en* takes us to complete our imetiption. Please mike all checks payable to the Finn or the lianmi insteuleon ideated on the kart of fib statement In addition to regular account fees, accounts may he abject to maSenrce lees. chaps for We paerrent Ice securities purchases and charges For unpaid emotes n cash acosi.nts Accounts that ate transferred to other insladens may be subject to a Vander lee. UBS Sweep Options U65 offers options Ice sweipig cash balances, balances to bark deposits at UBS Ba-k USA and LBS AG Stanford branch (Bak Sweep ProgaM), mope/ Mind mutual bra Money FundOrd the Intonational Depose Accord MAX or customers with an Inter-rational Rescue, Managemerd Account. Through the Bat Sweep Program; cash balances at swept to WS Bank USA asp to an established honk ad then to UBS AG Stanford &inch. or a Money Fund. Deposit, at LBS Bank USA are FCC hared in accordance whh FCC mks. For more elf emotion prate lest wmvfdic goo. Deposes a LBS AG StamfordBranch ad shares of Money Ards are not inured by the F . Through the 0.6, available to oath balaxes are swept to depose axgras al UBS AG New Yak Branch and U35 AG Cayman Branch These deposits are not ensured by the FCC. Balances held at the UBS AG Cayman Sarah are tomporrey noosed to the sovereign rick of the Carnal Mack, and there is no garrote or other oblgation of UBS AG to repay Ifs bins while cn the LEG Cayman's Brach'sbooks. Deposits at LBS Bark L6A and each UBS AG Barth are rot protected by 51K. Money Fund shires are protected by SIN. See 'S. Financial Services Accord Prolecten' below. Upon your request balances .1 the Bank Sweep Programs or DA may be vistedrawn and shares of a Mcney Fent may be lioactated, and the proceeds returned to you or season accord. Rather riormalcn about available sweep options, nclairg omen iroerest rates and nelds, is mailable at wmv.ubscorriaraepyalds, from your Fnancial Advisee or by calling 800762.1000. UBS financial Swigs account protection The rim 6 a member of the Settrain hosts Fkotection Corporation (9PC). which protects seo.reies acccu-ds of its menters up to 5500.033 (including 5250,000 for dams for cash). The SIPC asset protection limits apply to al w.co.nts that you hoed n a paniciaer copecks. The Fill; together with retain affiliate, ha also purchased supplemental protection. The rrarimun amount payable to al Sgt.* clients. colaecleelyu-dw this protection is 1500 trillion as of December 10, 2015. abject to the poky cc Aden ad Imitations, oath a the rim is further protected for up to $1.9 million h the a9Tegate For all aos accounts held in a pa-iinebr caucity. A f W ccpy of the poky wading es made* won request. The SIPC protection ad the applermntal protection both do not apply • Certain financial assets controlled by (and rklad h your account value) but held away from U35 Fine-oar StMCCI (t 9., certain 6) cash at UBS Bark USA, 60 cash at UK AG U S.brardnn, 6.0 imum-ce prozbetn, including variable enmities, and (iv) shares of MASI 9MCIS schere such shares are registered drectly in the name of the account holder an the books and (Korth of de applicable MUM' or tinier agent), • Certain renew,' contract or investment interest (e g.. limited partnerships ad rage placements) that are rot regctered under he Securities Art of 1933; and • Commodities contacts (e.g, foreign exchange and prestos metal oortraeg include-9 futures contacts and commodity coign contracts. The SIK protector and the supplemental proteclon do not apply so these assets then they othenieise appear on yourabetment.. The SVC protection and the applemental protection do not protect against changes in the motet vale of you investments (whether as a result of market movement issuer ba-kruptcycr ethernet More information is avaleare earl rapist You may obtain more infamaion about 5K, Mixing the 51PC Brochure, by contacting 51PC at 202371.8300or by ening the SIC meting at wrew.adoctrug Dividend Reiwaremont Program (DRIP) The price reflected is an average prke. You May obtain the actual vice bon yos &uncial Adviser. Orgy ash* shares are purchased under DPW; panel shoeswe be sold sal the cash wil be deposited hypo account The dvidenl rernestenere pdee applied by the nn-or ma/ rifler from the market prke at which **partial shares are sold Cosh.traliou Cntr whole units May be held io vas account. If you are entitled to a partial unit a a result of a cfnideni poignant or isionerth the Fan well ,the sell partial arm at mad et price or accept an canard determined by a registered deri-g agency, aid credit year avant Investment objectives The nvestment oblectnes and risk profile are speck to tech account and may vary between ear /mama Pleat advise the Firm prompt& in wring of icy CONFIDENTIAL skpacare change n your financial situation et immanent tektites For each accord held yeti duos. one of the foRwerg eminent objectives' • Prather. Current (neon*. I ...nem et Seeks-DBthe generation of icome only • Achieve Capital Appreciate& Innestments seeking growth of prncpal rather than the generation of income. • Produce Condemn:0km of Income anclCurfal Appreciation. Investments Seeki-g both alp generation of neone and growth of prix061. Overall risk profiles • Conserunw Seeks to maintain nine pri-cPad with low rid rd mlatilny to the acco.rd theca even if that means the accost does not generate signdica-4 more a reams and may not keep pace with inflation. • itioderav Wiling to accept new tidy to principal and tolerate sane volatility to seek return,. • Aggressiee: Willrg to accept hkh risk to principal at high volatility to seek high returns o'er titre. • Investoren! Eagetvitty Confederation: If selected a portion of the porno'', for that account may prelude complex strategies, tinted liquicky ridges vobtiley. Statament dhetatetholdher We may consolidate al related account statements with the Wm address in the same erweba eq. because they have owners who alto maintain joie account relitionshigs web otter dents at the Sarre address. you prefer to receive indisidual statements mailed h separate <metopes, you may decks hooey:tag by calling your Pi-uncial Ikkesor Friendly account name The Friendly account name is a cusiomeable *niiirrane dawn by you to min you with your recordleepin; It has ng legal effect on your account Yoe ca-e change your friendly accord names, through Onlne Sereices a by contacting yes Fhantalsdescr. ACCOL•it Onninvil • V ai• of your woraftipornberk Net of assets and harken • Asia Includes available cash balance; wattsfor restricted secures, (est,), and Global Tine Deposits, unreand marls to market, and certain wets not hold by dm Fim. Does rot include unwise., seaseitemets at the erd of the rnor and anent statement period; or ornate r oments. wrested stock OPOOM ad termede stool options • traturtoes rcleies debt banes, oastardeg margin lora crude lint than account balances. • Oath/money balances. Total of uninvested avalabb cash balances, pin dema balances at UBS Bank USA, UBS AG U.S Branches aid =my mates mutual trod sweep balances. at the cbse of the statement period Non-conmedity free cede balsas in your avant ate not seregreed from other balances and the Fern may use ngr of these finds tithe ordnay course of its busress Rest funds repayable ban your demand. This total is ex Ldod in the anent period closng vela. SDNY_GM_00023718 EFTA_00 134338 EFTA01276109 Important information about your statement (tetanus) landing emanation Fa &laded priforrnation on the Fires lending radars and admixes refer to yaw Client Relaterehop Agee-nen, or Accost Agreement ad the General Toms and Conditions. UBS Statement of Credit Prattes avaibble in Ageemena and braid:urea at javw uhsromtannunteiritrins Pons. Yew seat Your staemem itemizes acuities and other assets heti tithe attack at the end of to stammer* period. You may ads for delay of k4, pad searain at art time. You may receive racuritie; pad as loan collateral after prying any balance due on them. der/ securities translated to the Fim dreg the statement period are hada marled vase as of the end ol the stemma period. • Cat boa. In deternning the cost basis of the sashes included in this gamma, where indicated vet the nutter 'I,' LES Fnancial Servtes has relied on information obtained from sources other than LES animal Services including information fran another fin or that puma haw provided to ictr Financial Adoisor. The Firm does rot indaerdently way Cr 0a/ratan* acaracy a %stag or ay idonnation provided by sans other than LBS Financial Seneca h atitiat *hooch LGSFimicel Sakes generally tidates This edcrmatim as it is receded, the Firm does not provide any assurances tut the ntormatia order Cost base red"Unrealgedgeriloss* is accurate as d Dr date of thk statement. As such Please dorm rely on this nformetion to make Pwctese or sale decisions, fa tar wrote; or °Itemise. Accounts tra-derred to tie Fein may reflect Ora loss illennelian only for the period of the they are held at the Fim More hixorical inamaten can be added by you Financial Advisor. • Unrealized gandlowes Wren data arailiok esteemed se-mated airraosses are aerated kr inadalseasky lots. The transaction data for i-dvidal as may or may not reelect commissions, Cd= ander acuity reorganal cn events. d and otter reinvestment lob ad systematic paha lots are each ambened todispbyone awraged lot 11-* 'Trade date' cola° prevents the original tansaction trade date. • Callable nowities Bonds and ;referred stod that the ewer cats for errlyredmption veil be selected inpartialg by lot from amang all scarves of that issue held in our name or in nominee am for or <lents. Call lease infanta:In es obtained from third pities aid its accuracy is not garantea. Other call leans mbar which could affect weld complete Hymnal en will be prodded upon request • Certificates oh/epode Pal CDs are FDIC rowed Lp to $250..000 in principal and accrued interest per depositor ad per depository institute\ h escadrilles wits RAC rules • Prialvalue Prcesdisplayedfce securities and otter prolacts may be higher or lower than the price that you would blurb receive in be market. Pk.' we alined from vaious third party sources whia we believe to be reliable, but we do not g.sn'tee their accuacy. - We wirer* use tie closirg price when avaiabe or the mean ol the bed Mask paces to lined tweaks and option a only bit prices la OTC - Less mark t raded securities may be priced using a valuation model ate mon recent pale °Waned and may not reflect an actual market price a vas - Certain porterts may appow withal a price ad will tow a •pirte was rot available' if we re unabie to obtain a price for a aosity - Deposits or sem**, denominated ncurrercies ober tun US dollen we reflected at the ewfwige rare at of the tlattnient date. - For wain searhees racing in noniconf ormi-g denominations price ad qua-MyDace vale/ may have been adjusted to facilitate proter valuation. To Ostia anent quotatia, when anikabb, contact ear Finarael AchisCr. • Private investments and structured products. Private nvestrant salsifies inclArg Oral participation program and real estate interment cut warned and gnawed Freda are 9a-vgalV Email Orlin strudved prodaces have not been registered with the Securities and Exchange Cambia a alder iffy sae secuncies laws. We prokkermated vats, for pare investment washes a-d *tutored products for ntormationd putoses only Accurary isnot guaranteed. - These lag-les may dater stbstirtiaty tan prces, if any, at eatioth a prate ish*SWIlell Cr Slake Seal, illed product may be bouat or sold and do rot neveralbr reirvateril the yaw you may receive sOon liquidaticn. - Third party *Xmas of vale re at of a oenain date and we suppled to UBS Fina-cial Services on a regular base by an independent volution lion. - is9JK, general pane or sponsor estimated vales, if any are applied to the Fin by the issuer, general partner or spasor and may be catufated based on Metro information ban tot used by hidpetit to derive their *stinted valise. - You can obtain additional ilamation regardig to metro:blow used to determine the estimate of value ad the date of the teormalon that is the basis for the estimate by contaang your Placid akar. - Third party emirmed vela may be reflected as 'ea aced' in several "Waited when an khan: ant valuation Imo has not 'Maeda" 6 triable to assign a vale, when we become aware that a materialevent hat °caned ha my call a peroutbr reputed value into question, or when a value would to highly speculated due to tie nature or the stoutly. - When neither an issuer, general panne or sponsor *iterated value nor a thickparry estimated vale is provided the bleat* security will be diarent ban its orate DriCe. - 'Distribution to date' may include ram of capital, mane or both. - • Orgnal ism see • represent the maul &ferne3 price per une and may not reflect your cost basis • Restricted securities Restricted securities generalb ac rot curentg etigbk kr public salt EBS Farhat Saxes uses the motet price of the unrestncted stork of Or sme mar an an mated value for the restricted stook for papaws of this statement only To the Went that melded Jetsam are elgble fa sale, the uala naked may be stbstamally less than the imputed value *own • Eat (aetimeta) inseam went yields and rotes. An tante of naval name is based on current &ricked and interest rates, burning tie marries will be held for one yes from statement date or Ira rrutunty The andie a crily a quaint, accuracy ri d continued income are not burr anteed — Estimated anal scone ad carom yield for certain tees of seats could include a return of papal or capital gait n which case the ex income (end awed yiell weld be overawed. — Estimated areal acre and curers, yield and the actual acme a-d Deli might be aver or higher than he him:lade-amts. — An estmate of arnalded income (dive:lewd andor intoner) divided by the tiara maw valid average balancers based on the last divand or niece* payment made by the issuer and attunes the searkeddeports will be held for ore year ban the statement date or until fatuity. Accuracy ad continued Web are not parented • ASSetS not hekl by WS Financial Servioes. Certain assets we rot held by the Fein and not wan the Ferns possession or corwol. These awns aw do:keyed on yes statement for informational purposes only. Paitions and values presented are provided byte issuing f km. UES Financial anises is not responsble for to ilormation and does not granite b accuracy. These 4:441S we rot protected by SPC or to Farris supplernentoISIPC towage. • Revenue daring and additional corporatists — In addition to commissions on sales and 12b-I fees received in correction veer the disobution of rruttul bra to our clients we maw our aflame receive revenue sharing payrterat tan dixdbutore ado advisors of thearia funds that we sell. These intents are based on two Wawa comxnents 0 the arrant of sales by UBS of a p.trular mutual fund family to our <lents and the asset value of a abode- mutual fund famikb shares held at the fan — We and as abate ate recce* netwosking and ormtus processing fees n consideration for bane agent sates that we Nan:kbthe ruled funds. These fees generally are pad from investor asset in the mutual kind and are a had ads smut based an the water of accounts at the broke dealer holdng mutuil finds ol that fund family CONFIDENTIAL — In addition to co:immesh-A received it connection with Be sale a dstrbution d snub contract and met Moaned but unit tooter cleat at adorar affiliate Reale resora shaag corransation tom may of the insuance companies trarnraing the treaty contras, ate d the insurarce corpries or sponsors the um ivretallent flat, we distriaJte. ▪ PS affiliates also recta trading commobt and other corrpensaton from mutual fink and inarance companies whose product we daubs. - We make an arid fee horn UM Berk LEA and UBS AG Stamford Ekanch of da to 425 For account Vntripiv to the bats under he UBS Bat Sweep Precaff6. Ad Information regardngparasias and otter charges incurred in cornectia wth he exeoan of wades, inducing option transactions ha been included al confirmations perousbr fuenshed to you, and well be provided to you pravaly on rodent. Short selling If ;co are engaged in short selling a w.uney, you may incur a large due to Catlin tOTYPWillg costs for that pakular scanty. Open orders Regarding open or • gacktillanceka olden tat were rot executed by the statement date, open buy and sel stop order, a maned by the mount ot didands or riats a an adividera a anats date unless ingruted otherwise by has You are responsble for orders tatare executed da bayou' Isla to cancel "klieg open orders. Privacy To obtain a copy of ay current Client MacyNam, please contact yar F narxial Advisor a vat our make wsw ".hr ensg•eiv•evn•irev UBS linnet Sakes a not a bark The RMA. Business Services Accept BSA and IRMA a brokerage accounts which provide access so baring services and products through arraignment wan a Sated bald ad other third party barks, and parkin access to insura-ce and Ana Products issued by unaHiliated third-pry instance companies through iturace agency subsicianes of LESFano& Sakes Inc. lammed, ;nuance. and a-ruky products. Not FDIC instred • No bank guwantee• May lose value AMA. Resource Management Ann nt. Business Services Account BSA, IRMA ad international Resource Maagenent Accant an registered service marts of UBS Financial Sierras tic Visa Serature is a regarcd orrice ma of Visa International 1/135 Vita Sonata cede cads ad UBS Visa &be ova are issued by UBS Bark LEA with Demotion lrom Vna U SA Incorporated. UBE Firewicied Services Inc Rev. 201603 SDNY_GM_00023719 EFIA_00134339 EFTA01276110 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70056751450416 Y1 0 Resource Management Account April 2016 HI AN MAX LL Account name GHiStANE MAXWELL Friendly account name: Indiv.Checkkar Account number. Your linancial Advisor SCOTT STACKMANLYLE CASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account RMA itesourcetine at 800-RMA- 1000, account 029323576 on March 31 (5) on April 29 (5) Your assets 12,098 56 26,421.11 Visit our websIte: www.ubtcomt l inancialservices Your liabilities 0.00 0.00 Value of your account $12,098.56 $26A21.11 Tracking the value of your account S Thousands Sources of your account growth during 2016 Value of your account at year end 2015 41,932.36 71 6 Net deposits end withdrawn 124,487.92 Your iwestment return. Dividend and interest income Chance in market value 40.83 5000 26.4 1.9 12.1 Value of your ocean on Apr 29. 2016 SDNY GM 00023720 $24421.11 Dec 2014 Dec 2015 Mar 2016 ea 2016 Member 5IPC OW70009305675145 NP7000I91096 00006 0416 030575004 Y123576550000300 Pap 1 of 8 CONFIDENTIAL EFTA_00 I 34340 EFTA01276111 SUBS Resource Management Account April 2016 Your account balance sheet Summary of your assets Value on April 29 ($) Account name: GPI Friendly account name:Ind. Account number: Percentage of your account A Cash and money balances 26,421.11 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets S26,421.11 100.00% Value of your account S26,421.11 A Eye on the markets Index Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% Percentage change April 2016 Year to date 0.39% 1.74% 0.62% 1.59% 3.00% 0.04% 0.38% 3.43% CNP7C003005675146NP7003191098 00036 0416030575004 Y123516SS003alyyGitoco23711que 2 of 8 CONFIDENTIAL EFTA_00134341 EFTA01276112 Resource Management Account *UBS ,:( ip Change in the value of your account April 2016 (1) Year to date (S) Opening account value $12,098.56 $1,932.36 Deposits, including investments transferred in 29,635.54 87,672.73 Withdrawals and fees, including investments transferred cut -15,313.29 -53,184.81 Dividend and interest income 0.30 0.83 Closing account value $26,421.11 $26,421.11 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Ched4Car Account number. Dividend and interest income earned rot outposts of Ws Statement, tzaablty of unveil and drildend income has been determined tern a US lm ItPodirg Cenbecthe. Baud upon the residence of the account holder, account type. or prcdtcl type, some interest antra( dvidend payments may not be subject to United States (US) ardor Porno Rico (PR) income tzars The (lent monthly statement is not intended to be used and cannot be retted upon for tar purposes. Clients should refer to the apt:lc:Cie tar reporting forms they recent from LES annudly, such as the fomn 1099 and the Forms 480, for tar reporting information. It is the practice of UBS to file the 8CpliCatte tar reporting forms with the US Intern0 ReWnue SerniCt and PR Tteasury DeCOntrent. and in sigh forma accutatecy dasIfy chic:lends ardor interest as l& ertrrpt or tarot* 'mane Please consult yew inciadual tax preparer. April 2016 (1) Year to date (S) Taxable interest 0.30 0.81 Total current year $030 $0.81 Prior year adjustment 0.00 0.02 Total dividend & interest $0.30 $0.83 Cash activity summary Your /9 nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity rho month lot deists &dances in your Sweep Options ate included n the cpenng and dosing balances Aut. FDIC Insurance nab only to deposit at u85 Bank USA, not to deposits at LOS AG, Stamford Branch of bank deposits paced !Novo the UBS Intemaiond Depose Account program. SIPC protection appfies to money market sweep find holdings but not bank deposits Seeimportant inSormation about your statement on the tat two paces cf this document for deists April 2016 (1) Year to date (S) Opening balances Addittorts Deposits and other funds credited $12,098.56 29,635.54 $1,932.36 87,672.73 Dividend aid interest income 0.30 0.83 Total additions $29,635.84 $87,673.56 Subtractions Checks and bill payments -a152 79 -55,737.27 Card payments -95.68 -382.72 Other funds debited -7,064.82 -7,064.82 Total subtractions -$15,313.29 -$63,184.81 Net cash flow $14,322.55 $24,488.75 Closing balances $26,421.11 $26,421.11 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $23,869.59 Closing UBS Bank USA Deposit balance Apr 6 $8,831.66 Number of days in nterest period 31 Average daily ba lance $12,567.70 Interest earned $0.30 Annual percentage yield earned 0 03% SDNY GM 00023722 CeIPW:00330567514 7 NV70:0191098 00006 0416 030575004 Y173676550000000 Pegs 3 of 8 CONFIDENTIAL EFTA_00134342 EFTA01276113 *UBS Resource Management Account April 2016 My Choice Rewards Points from UBS Account name: Friendly account name: 'u Account number. Rewards pa ms are reflected as of the 26th of the month or the pro: business day if the 26th Lets on a weekend rtiliClay Reward. Mon Wanly CletalS Can Ct found on vAYwU0S.(0(P/ONVitStneKeS April 2016 Year to date Opening balance 4,764 4,279 Points earned 285 770 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. Toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 5,049 5,049 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibAty consderat:on - Hone selected Your account instructions . Your account cost bast default closing method is FIFO, First In, First Out. Your Kneed. Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C0060C66751486wa7Col9i 098 00006 0416 030676004 y123546650 COgifitpefilk000237128ge 4 of 8 CONFIDENTIAL EFTA_00134343 EFTA01276114 *UBS Resource Management Account April 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecklCar Account number. Scale ones, income and current vaueS Shona May be apprOxiMble. Asa result. gains XidlOssts Mai 001 be Econalely refkcled. See mtporunt intarmotan 'mow your getenrere a the end of the cecurneM for more infounmon. Cash Cash and money balances Casts and moritry betas-ices may include avalaole cash balances, UBS Bant USA depout account balances, UBS AG Starford Branch ckpovt account balances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the MC vAl h n applicable limits, but are not potetted by StPC UBS AG Stanford Branchdeposit arc oum baantes are not tined by FDIC and are not protected by 9PC Money market sweep balances are prolecled by SSC but are not insured by the FDIC. See the important information abortt your statement * the endof this doctrnent for details about those Sanas. Hddng 1.85 BANK USA CEP ACCT 12.098 56 26.421.11 250.000 00 Openng balance Cloung Wax, Price per share Average on Apr 1 (1.) on Apt 29 (1) on Apr 29 (I) rate Dirk:lend Interest period Your Pi medal Advisor: SCOTT STACK MANLYLE CASRIEL Dan in period Cep &haunt CS) Your total assets Vane on Aix 29 (1) Percentdp.'U Cost Btanated your account bass (1) annual income (1) Unrealized gam or 1055 (1) Cash Cash sad money balances Total $26,421.11 100.00% $26,421.11 26,021.11 100.00% 26.421.11 Account activity this month Date Adinty Description AMOunt (S) Deposits and other funds credited Apr 12 Transfer JOURNAL FROM Y1 23575GI-IISLANE MAXVVEU. 718.75 Apr la Deposit Apr 18 Transfer Apt 28 Transfer Total deposit and other funds credited 629.63554 LOCAL CHECK 8,821.11 JOURNAL FROM VI 23575GHISLAINE MAXWELL 95.68 JOURNAL FROM VI 23575GHISLAINE MAXWELL 20.000.00 Dare ninny DesCnptiOn Amount (I) Dividend and interestincome Taxable mtereg Apr 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 0W OE( 16 0.30 contn wed next page SDNY GM 00023724 C HP70003005675149 NP7003I9I 098 00036 0416 0305'75004 Y123576S50 000000 Page S of 8 CONFIDENTIAL EFTA_00134344 EFTA01276115 *UBS Resource Management Account April 2016 Account activity this month (commis) Oat Actnity Orscroticri Dividend end interestiacotro (continued) Taxable interest (continued) Total taxable interest Total dividend and interest income Checks Account name: Friendly account name: it Account number: Your Mnandal Advisor: SCOTT STACK MANLYLE CASRIEL Amowl (1) 80.30 $0.30 Crock minter Cart DeAnpilon Amount (I) 001049 Apr 26 INSURANCE OFFICE OF CENTRAL -2.400.00 008264 Apr 5 ACt ENTERPRISES LLC -2,670.00 Total checks 45.070.00 Ode Aelitity Degnption Amertait Apr 4 Withdrawal AO-I WITHDRAWAL UNTEDHEALTHONE -556.98 Apr 4 Withdrawal ACH WITHDRAWAL UNTEDFICALTHONE -40.22 Apr 11 Withdrawal ACH WITHDRAWAL AMEX EPayment -2,485.59 Total bill payments 43.002.79 Bill payments Date Description Amount IS) Apr 18 CREDIT CARO PAYMENT -95.68 Total card payments 49548 Card payments Mini-nun Payment Due Payment Cr Date Credt int nvalatle Credit tine Outstanding baste UN Visa Signature credit card(s) payment information for May 23, 2016 $89 49 May 23, 2016 $35,00000 $32,064 32 92,935 68 mIs credi card is enrolled In UBS Pay Credt Cad feature ad vat atmomeacaty te pia from your account Your payment is 'chewed for May la 2016 We provide Disinformation on your issued by UBS Balk USA. UB5 Bank instruclOrn. We do not indudy your outstanding credt card baance in the value d you account with UE6 Finarcia Services Inc. UBS visa Signature credit cads sdety as a courtesy to you. The OBS Visa 9cnatu re credt card and account USA sends yOu tfe OrtiOal stalemerg for this account and you shock' make you payment accce0n0 to their e Date Aatiaty Descsption Amount (S) Other funds debited Apr 12 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUNO WIRE TO Morgan -7,064.82 Manhattan AT WMORGAN CHASE BANK, NA Total other funds debited 47,064.62 CNP7C04:0305675150NP70C0191098 EOM 04t6 030575004 y123576560 COretliEYGM000237Pnie 6 of 8 CONFIDENTIAL EFTA_00134345 EFTA01276116 *UBS Resource Management Account April 2016 Account activity this month icontnuedi cote Money balance activities Mar 31 Balance forward Account name: GHISLAINE MAXWELL Friendly account narne:Indiv ChecWCar Account number. Acing), Description Your Si nand& Advisor: SCOTT STACKMANLYLE CASRIEL Amount 11) 512.098.56 Apr5 Apr 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 04/05116 Apr 7 Deposit LUIS BANK USA DEPOSIT ACCOUNT ASOF 04106116 Apr 12 Withdraw& UBS BANK USA DEPOSIT ACCOUNT ASOF 04/ I If 16 Apr 13 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 04112116 -6346.07 Apr I S Deposit UBS BANK USA DEPOSIT ACCOUNT 8,821.11 Apr 27 Apr 29 APr 29 The UBS Rant USA Depoat Account is your primary sweep gown Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04,04/16 .597.20 -2,670.00 0.30 -2,485.59 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0426116 -2,400.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 20.000.00 Closing UPS Bank USA Deposit Aaount $26,421.11 SONY GM 00023726 CNI1004:6005675151NP7003191096 00006 0416 030575004 VI 23516550 000000 CONFIDENTIAL Pogo 7 of 8 EFTA_00134346 EFTA01276117 *UBS Yournotes CONFIDENTIAL EFTA,134347 EFTA01276118 Important information about your statement U3S Financial Services to. (the Firm or UBS Finarcial Serekes), is a member of all principal acuity, ccmrroday and options exchanges. UBS Financial *mien and CBS Balk USA an i-died subsilenes of UPS AG and *khans of 1185 Swishes LLC. The Fim's Mama' statement k available upon recatest. The Font exeosee offices re a. LOS Fine-0315mm, M. 1200 Harbor Boulevard Weehawken, NJ 07086 This aatement represents the onk official record of you' Fhancial Services account. Other recads, exed official *Wainer-its contanng conalinngdaa should not be relied tom II you below there is an error or OmiSPOd please report inmedrawily n ewiteg to the Branch Manager of the office serveg your accont Alitoup a liguree shown are Mended to be accurate, statement detathoukf not be wed kr to purposes Rely soh* on yethend tat kerns. fie , Form 1099. 5498. 10425, etc) when prepamg your lax return. The Fim required by law to ream to the IRS all tauble dnidencts mortabb nonianble clarkkna and *able Merest end en smarties held haat accart, net ponds on see breactions, a4 cost bash ton (Man covered acuities- Czeonstloolleins with the Om • Pleawrimodinn ref oral cornmenestions in *eking to f under protect your fiords. inducing your rid under the Seculies Investor Protection Ad (SPAT • II thefinancial inthation ion the top left of toe konl ol this stamen is not U3S F rancid Strokes, LBS Fitment Simko carries yea account as dewing broker by arca-gement wth the edcated institution We inforrnalyw of this relatOn5ht, when you opened this axon. h the case. your bra and searlfies tre located a LOS financial Services and rot the imodaceg broker, ad you nut ma* amp:et of any a or omission to both firm. As described in to account agreements, you must notify is of arty errorsor triad reolteg chedcs reflected al your statement with 20 days alter It was mailed or made available. All damn shall be deemed complete and accurate ei all other *pats if nod 'Mooed to men; wthn 60 days • Please dkect customer complains or I-vinesto the Ferri C lent Rests Department at 201.352.1699 a toilet* at 903.354-9103, (kW A.M. to 6C0 P.M FT Monday through Frilly, or in and to LES Financial Senices ex., Client Relations Department, P.O. Box 766 Union Coy,* 07087. • In eaoe of Clots or medals about al electronic knob Mania (21). ba paymint a UBS Voareckbil card transactions, call 912762-1000, or mite to UBS FeoncialSenices lx., 1000 Harbor Blvd., 6th floor. Weehankery NJ 07086, AM RIAAISSA Servos Cal cc mile as soon an you can,' you thek mom Owning a receipt k map or' Ku need more edamation docut a transfer on the statement or receipt The Firm or Card Issue (as kookable)must her from you no later than CO days slier tie arm sent yOu die irlt itaternent On With the error or problem append. - Fronde your rum ad axon number Of any) - Decal* to error or the wander you revere about, ind **lain as clew* as you an why you believe a is al env a why you need more ticimation. - Proades the doter arrant d the suspected era The Firm a Card Issuer val h•estigate sosrcamptaia and mil coned thy etror promptly. For alleged mots u-nokring UBS Vent debit cad tra-nati ions if we take mere than 10 busemsdays to do this, we willcredit Ka accord for the anoint ycuthnk is in error, iota you will have the use of die money clang tie tine it lakes us to complete our mestgotion. Please mire all checks payek to the km or the financial rotation related on tie front of the statement In addition to regular accost fees, accounts may be abject to maneename Ms, chrism for lee parent ice securities purchases and charges kr unpaid arralre5 n cash await. Accords that at transferred to other inst Mtions may be subject to a trawler fee UK Sweep Op lone LES offers options ice somping cash balances. balances to bat deposits at UM Bak USA and U35 AG Stanford branch (Bak Sweep Pro:pm), moneymeet mutual bats (Money Funot) red the international Deposit Accord (DAffor c month with at International Amoco Mana;prneed Account, Though the Bart Sweep Programs cash balaices an swept to LES Bank USA to to an established lent ad then to UBS AG Stanford Bna, or a Money Fund. Deposes at UBS Bank USA an FDIC hared in accorda-me withFCC nabs. Format id ormation Maw wwwidic Deposes at LEG AG StanfordBra& ad shares of MoneyFadsate rot hosed by the FDIC. Through tie DA, mailable to cash Mates are swept to depose &cants al UBS AG New Yak Branch and LEG AG Caarnan Ranch Thew deposits are not inured by the FCC. Bali-ms held at the UBS AG Cayman Brandi ate tempos* reposed to the swereion ink of the Colman Wads, and there is no macerate or other obigation of UBS AG to repay to Saxes *Pak al the LEG Cayman's Brach's books. Deposit, at LEG Bark USA and each UPS AG Branch ate not protected by SIPC. Money Fund shres are protected by SIPC. See *U3S Phancial *tikes Accent Protection' below. Upon your request, Wins in tie Bank Sweep Program or DA may be withdrawn and shares of a McneyFurdMity be liquidated, ad the proceeds returned to you or your seaseies accent. Rate ifformation about available sweep *Mans nekadeg wren: inkiest rates and WICK 5 available at wmaubs cote...emelt. from your Fnaxial Advisor or by calling 806762-1000. UN Financial Sendai attain protection The Finn rt. a he-ritor ci the Th-t Ihtottot retTeirtite. Corporation (SIPC), that protects le0-rlieS taCcntS 01 its members up to $502,000 (including 1.250,003 kr dams for east* The SIPC and protection limits aPPIY to all mores that you hob h a parficula caoacity. The Fem, together with certainaffiliates, has also purchased ospanented protection. The madman anoint payable to al *foible dials, collictink ado. this sedation is ZOO maroon a of December 10, 2015. Scbrd to the poky ordrions ad limitations, cash a the km is further protected fa up to 81.9 million n the aggregate kr all your accounts held n spate :dm opacity. A (J copy of thepoky wading h available woon request. The SIPC protection ad the supplemental protection both do not apply to • Crain financial assets controlled by (and i-tiaded n your account value) but held away from UBS Financial Services (e.g., certain (1) cash at UBS ark LGA. 80 cash at Les AG U.S.branthes, (4 inward volts, including inviable enmities, aid 66 tares of Maud funds where such shags re registered deed& is the name of the account holder on the books and records of lie applied* iti.sae a triter agent), • Certain rismb-nert contracts or investment interests (e.g., lirMed partnerships end pirate placements) that are rot regilened >rider the Securkies Act of 1903; ad • Commodities oat* (e.g, faeign wattage and prows metal weasels). including futures contracts ad comradely option contract. The SIPC protection and the supparnen*IproteciOn do not apply so these assets then if dayotherwise appear on Kos statements. The SEC protection ad the alliokreental protection do not protect aganst changes n the market vale of year investments (whether as result of market movement. issue bankruptcy or Menke) More irtormation is avaable taco request. You may Man more Sawn:Ikon about SIPC, including the SIPC Brothise. by contacting SIPC at 202371.8300 or by askew the SIPC webste ar wartadaarg Dividend Reinvestment Prograw imp) the pre reflected is an aw 3.y like. You may Obtan the that price kom yos f noxial Adana. Onk wick sham re purchasedunder DRIP; paint shah will be sold ad the cash wid be deposited es your mart The clacked renvestmert price applied by the ester may • ffer Isom the matt price al whch tie partial dares re sold Caltekelieu Cnk whole was may be held n yam accent. If you an entitled to a petal unit a s result of a doiderd payment or otherwise, the Film will ether sell panel Mb at mallet price a accept an mord determined by a registered cleireg aoreney. ad credit err accord. Inmetment objectives The investment objectives and risk profile are spec it to each account and may maybetween your account Please arse the Firm pap& in wining of ay scondicant change in you Inancial siketron or investment olowetives For eachatom held, you Moose awed the foloweg ;marmot objectives CONFIDENTIAL • Prods, Cuneneincome: twestresents seekno die generation of income at • Aching Cape*, Aponocittion Investments seek eg goat. of misdeal rather than the generation of Mane. • Produce Combautiow of lame aol Capital Appreoaton. Ivesinents seekeg both the occasion of tome rd growthof trinket Overall Sc profits • COnSetVAe. Seeks to martin Mkt pitipal with low risk and volatility to the accord overall therri that means the mom does not generate sign' rant 'ream or mums and my rot lap pace with elation. • Moderns Wiling to accept sane nth to pincOal and tolerate some totality to seek hgher returns. • Aggress/re: Wiling to accept het Sc to ponce* and high solid lily to seal high returns Over time. • ounostenrEd2airy Consideration: I winted, a Pollee of the porHolk f or tat account may Mi le complex Plunges, tented liquidly and Tester volatihty. Statement •hetmeholdier We may concords* all related account statements with the sane adaess is the *me envelope, e.g. because they have Ownirs who AO manta-in *A account ream adios well other dents a the same address. If you paler to recent meleadual statements mailed is separate enselObes, you may declee hotrieholdng by ailing roe Nonni *Snot Friendly award name The Fried* acccu-4 nano is a cuseerrudolo 'nickname' chosen by you to assist you with your recordkeePhO has no legal effect on you account You can change pat triend9 acorn names. through Oritne Service, a by cantata-9 you! Finnoal Admor. Account overview • Vakie of pa aami*onYolo. Net of assets and • Amt head's amid* cash balances, values fa restricted warty (en and GlobalTim Deposer, amazed marks to ma-ket, and eaten assets not held by the FM. Does rod include unpriad seositiedassets at the end rol the poor and orrent statement (*nods, or await imastments invested stock options and eracesble stock options • osibibes Inducts debt balaxes. outstanding margh ban, aedit short accost balances. • Caslthooney balances. Total of unimested avalabie cash balances, plus deposit telexes al URS Bank USA, LES AG U.S Branches ad money market nate' fund sweep balms at the cote of tie statement period Non-comerodby free mot balances inyoh account are rta segegaed horn other balances and the Pim may ea my of these lads h the ordinay course ol is bairn* Thew funds repayable yam your darned This total is included in to anent period closing vain •e dreg information For cleaned onforrnation on the Film's lerdig metres and diselowes. refer to you Chem Rebtionthip SDNY_GM_00023728 EFTA_00134348 EFTA01276119 Important information about your statement (COMItneed) gunmen or aCCOLIIAgreerrenl and the General Team and Conditions LBS Statement of Credit Practices available in Agreement end OS:sures at yggyay tin madanw matrix? am,. Your assets Your statement itemizes *curiae and other assets hell h.Shame-awl at the end of to gamma period. You may ark for deinere Of Su* pad startles al anytime. You may recede securities aid as loin collateral alter paying any balaxe de on them. Amy securities Vann/nide° tie Firm dine the Italentent period are listed at market vases as of the end of the star mere period. • Cost basis. In detenning the cost basis of the securities inciaded in this statement were indicated with the number " l, • .55 F nancisi Seven has reed Cel information obtained from maces other than LES Financial Senices, including eformation hem another fen a that you may l'aVegrovided to yea Inertial Adam The Finn does rot irdeperantly verity swan. the aco_racy a sale dry Wormation provided by sans OW than LES Fruncial Seneca,, h xkitin although UPS Finriciel Services gone ixdates fhb nfcrmatin as it is received, the him does not provide are sources the tie illCrMatian seder 'Cost bade° ad *Unrealized gairf loss is accurate as of the date of tit statement. As oh please donee reef on this nfonvtion to make pew:beset sale decisions fa tax puposes a otherwise. Accounts tesneerred to tie Elm may refine gait loss ilarriatin only forte period et tine they are held at tie Firm More hiaorical a-demean cube added by you Flax's' Advisor. • Unrealised genstlones Yellen data a swilabk, oginated ernmered Guinean re cacti-mod la handle sec" lots. The transaction data for edvicleal lots may or may not ref lea cowmen:xis, security reorganizatin events rZ sector d and °tee reenvesemene lots ri d systemate pschase kits are each combined todices, ant averaged lot The 'Trade date' casein presents the aril transaction wale date. • Callable socurilles Bonds and petered flock that We Mum cab for eat redrawn will be selected triangle by lot hem among all waren of that issue held ie *surname or n nomhee run for or clients. Call lease iduireaten is obtained from third patio and Rs accuracy is not guaranteed. Other call hares may vest which mid aide nit amain inIcematin rain be craided upon request • Certificates of deposit (ON) CDs are FDIC resod Limo 1283,000 in principal and /CMS ream s per deporator ad per depaitory inaituin n accordance Min FDIC nAes • Price/value flees deplete for secumes and oter products may be higher or lower thy, the price that yoa would actually receive in the make. Piet aie obtainedfrom wren hid pare sources whits we teeke to be reliable, but we do not gara-itee then accuray. - We wreak use We Ceske price when avatthe the mean of the bied ad ask price, for hued sautes rid opticre or only bid prices for OTC semen. - Less 3Ctireir traded securities may be priced using a wiluatign model ix the moss recent prce we deemed end may not reflect en actual make price a vase - Certain positins may apex witch a price and will toe a 'pike was rot available' it we ace triable to obtain a price foe a 'sway - Depose a securities denominated ilCUITarCin Other *an U.S dello are reflected at the noun* race as of the gatement date. - der certain searees rang n non-conformrig denornmoons. puce and quality (face side may hive been "Gated to feats paper Moat To obtain anent gussets. when available. contact scan:Oi Aden,' • Private investment' and new:oared products. !ovate flatflment artU I atS (rIC lain) drat panicipatin program and real estate investment sot soothes) and Catered prodxts are gmeralY highly iticuid. Certain sena-tired pales have not been regetered with the Swathes and Each Commesian ce under wry slate securer :ran. In amide enervated sakes for payee investment searitis ird Pastured products for tilariatirul purposes cny. Atarary i WM guaranteed. - These vibes may differ abstakeisey ban prices, il any. at which a pride neeStrnerrl riy Matured product maybe bought or sold and do rot necessztiyrecreserd the sex you mayresew can limidatin. - Third party estmetes of wee are as a a pertain date rd ate supplied to UBS Faarcia Services on a realer basis by an independent saltation firm, - baser. generalpanne- or sponsor estimated vanes. if any, are opted tote Fern by the nsuer, general partner or team" and may be calculated based cn deferent information fran that used by third parties to devise their negated values. - You can obtain aeditorel efamation regarding the metablegy used to determine the estimate of value and the dale of the Hamannthat is the basis fa the egimate by contactig your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situate:at when an 1-dependent valuation tern has net %UMW a is iamb/et° emir a Om. whame become woe that a matenal event has catered that may call a pesos* reported wax rep question, or when a value would be highy speculate.c due to tie nature the !aunty. - When neither n tome general partner or won estiTuted value nor a thrd-paly estimated wake is voided, the vela et the seastty ad Mann:re new its paths. price. - •Daributicas to dace' meiinclude rain of capital, name °rain. - 'Original unit size' represents the bidet offering peke per one arl may not reflect your cost bast - DIP and alined RErt sautes are not listed an a national securities exchange, and se genera* liquid and even it they can besot(. tie prke received me be in than the per chore estimated vitae provided n the atant statement • Restricted securities. Restated searities general), are not °only Ngble for public sale. U8SFinamal Sena: uses to nee priced Ili* unrestricted stock of the sane issue( as an inputed value foe de restricted ad (*means otters statement oe* To the extent tat resealed seas-ties are elqbk to sale, the value received may be sibstanualy less than the ensued wee town • Ect. (scanned) income. anent yields and rotes. M estimate of emu" income is based a current dadend aid intent rates, assuning tie swages will be Feel for co yea from statement ate or until maturity This intend* boast' a gudolne; accuracy ad continued income are not gu warned - Estimated "rug hcane and anent yield far certain types of mar Res could rickide a mitten of paned or capital gains n which case the est income (a-d curve yell would be overstated, - Estineed areal income and cured yield and to actual exam aid peel macet be kora higher than the titillated aribentl. - An raging. of arruaked income (attend antra interne divided by the current market vabeaverage balance is based al the tat divelend or bleat potent mule byte 'suer and amines tie sectreeedeptas will be held foe ore year Irons the statement date or until metre Accuracy ad continued well we not etearateed • Assets not held bytes Financial Services. Cenah ages are rot held by the F im aril not wee the Fsm's penman or control. These asses ire deplete on you statement for informational purposes ore. Positions and values presented we provided byte 'sung fern. UBS Financial Services is not retperwble foe this int °matron and don not guarantee es accuracy. Thine Meats me rot enacted by SIFC or tie Fins sulencrenalSIPC own? . • Revenue fl aw and additional compunsatim. — In addition to con nin:ens on ales and 12Isi 1 lees received n correctionwith tie ditributiai mutual fads to our cents we andix our affieale receive revenue shrine Payments horn di:abettors ardor adsisas of the mead holds that we sell. These arnants are based on two cnermi corrporents (a the octet of ale, by UBS of a POMO mutual fund lame to our clients: and 0i) the asset value of a particular mutual fund famitre shares held a the lain — We and as allege ako receive networking aid orrnbus processing fees in ea-ad.-860n for transfer agent services that we pack to the mutual knee These fees generally are pad from investor asses n the rrutua lead and area foxed dam amount bated au the amber of accounts at the broker-dealer holing mutual fade of that fund family CONFIDENTIAL - h adclaion to cornmissins received n connection with the sale or cietributiOn d may contracts and exit investmeM but uth tools cents. we ande our eine* recerve reserve sawn? CanpertSalbn from many of the insuance comp/lies ardente-lethe amity Centrals, affixes of We nuance correnes or sponsors of tie to irriesemmt tugs we "striate. - Our affiliates abo receive trading occrernesiens ad other conversationfrom maul kit and Striae companies whose products we darlcute. - We receive an anal lee from UBS Bat USA ad LES AG Stanford Bunch of to to 425 per accate sweeping to the barks under the UBS Bank Sweep Program. Activity hi:mean regarckng commksins and otter chars tarred in connecticn with to execute:a of wades, icestrg option transetions has Leenindad an conlimaare prevousy f unshed to you. ri d wet be p-oned to you pro-rptly on roost. Short selling you are engaged in short selleg a security, you may nave a chary) dm to certain tonzwig cotes for net particular ware. Open orders Regarding open or • exchtilecancelled* orders that were not executed by the Stattalitta dew, open buy and see slop orders are waxed by the enure ot diederds cc rig-itsen an ex-dividends a er-rd-rh date unless enructed Phenylse by p.a. You are responsbk for odes that are executed da to yOtie lalure to cancel (nine open orders. Priem To obtain a copy of dr current Client Privacy Notice. please collet you F nerve' Achiscr a net our weenie at tan , oat ram/atatnartfer IBS Fend Se veer a not a ba-k The MIA Buse-ea Services Account 854 and IRMA are teenage accounts which provide access so banking services aid protests tem* arangenwits with aliened bales ad other Ihniparty bads. red provides Mtn to reasa-ce and emu* Proails need by unaffiliated thid-party reuraxe ampanes through ieurate agency subsdianes of UBS Financial Services Inc. henna Murata ad atruely producer Net FOC ensued • No bank guaramew May bse vat* RUA. Resource Management grant Business Services Amount BSA, IDA and intonational Resource Management Amore we registered service maks of IRS Peened Services Fx VOA Sigmase it a regainedServile milk of VILE Inmalinat Senatese credt cards and IBS Visa debt cards are need by CRS Bat USA with Pearl59011 from Visa U SA Incorporated. UM Financial Swine Inc Rev 201604 SDNYGM_00023729 EFTA 0[)134349 EFTA01276120 (SUBS UBS Financial Senices Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Cem70059301490516 Nri Resource Management Account May 2016 HI AN MAX a Account name: GHISLANE MAXWELL Friendly account name: Incliv.ChecIdCar Account number. Your 15 nancial Advisor. SCOTT STACKMAKILVIE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029023576 on April 29 (S) on May 31 (9) Your 355515 26,421.11 173,180.94 Viskour websItin viww.ubstonYfinancialservices Your liabilities 0.00 0.00 Value of your account $26,421.11 6173,180.94 Tracking the value of your account Thc uc..3nGS Sources of your account growth during 2016 Value of your account at year end 2019 41932.36 173.2 Net deposits end withdrarrals $171247.70 Vow mestmen t return Ditidendard interest income Change in market value 10.88 $0.00 715 1.9 Dec 2015 VS.. of yea account on May 31. 2016 $123,110.94 Dec 2014 Avkle, May 2016 SDNY GM 00023730 Member SIPC CsiP7OriC0305593149 NP7000191995 00006 C516 030575004 V123576550000000 Pap 1 of 8 CONFIDENTIAL EFTA_OGI 34350 EFTA01276121 SUBS Resource Management Account May 2016 Your account balance sheet Summary of your assets Value on May 31 ($) Account name: GHISLAINE MAOVEU. Friendly account name; I iv. ar Account number: Percentage of your XCOunt A Cash and money balances 173,180.94 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $173,180.94 100.00% Value of your account $173,180.94 A Eye on the markets Your II Rancid Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2016 Year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% CNP70003005590150NP7CC0191995 000(60516030575004 Y123576550C0MyGm000237§gge 2 of 8 CONFIDENTIAL EFTA_0013435 I EFTA01276122 (SUBS Resource Management Account May 2016 Change in the value of your account Year to date (1) Opening account value $26,421.11 $1,932.36 Deposits, including investments transferred in 162,620.00 250,292.73 Withdrawals and fees, including investments transferred cut -15,860.22 -79,04.03 Dividend and interest income 0.05 0.88 Closing account value $173,180.94 $173,180.94 Account name: GHISLAINE MAXWELL friendly account norm:Index ChecWCar Account number. Dividend and interest income earned rot pulpOsts Of INS Statement tenablity of inletest and d40end income has been determined ficM a US tla *Patin) CerSOKIM. Based upon the residence of the account holder. account type. or product type, some interest ancfor rividend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tares The (lent mane* gatemen! is not intended lo be used and cannot be feted upon for tar purposes. Clients should refer to the arcriCede tar repotting fora they recei* from tits annualy, such as the rosins 1099 and the Forms 493, for lax reporting information. n is the practice of UBS to file the aCpriCatie tar repOrting /Orals meth the US Mierrel Revenue SernCe and PR TteaSuN Oe0ararent and in Such loran accutatety 0459 fy chic:lends erda Interest as 1& exempt or taxable IncOMe. Plea* consult your includual tax prepares. May2016(4) Year to date (S) Taxable interest 0.05 0.86 Total current year $0.05 $0.86 Prior year adjustment 0.00 0.02 Total dividend & interest $0.05 $0.88 Cash activity summary Your N nancial Advisor: SCOTT STACKMANYLYLE CASRIEL See Account activity the month for deta L. &dances in your Sweep Options ate inductedin the openng and closing bel.snces Aut. FDIC insurance goodies only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamfosd Ranch of bank deposits placed !Wogs the UBSInternahond Depose Account program StPC protection applies to money market sweep find holdings but rot bank deposits Srelmpixtant Warman:on about your statement on the last tom pages cf this document for deists May 2016 131 Year to date (S) Opening balances Addkons Deposits and other funds credrted $26,421.11 162,620.00 $1,932.36 250,292.73 Dividend aid interest income 0.05 0.88 Total additions $162,620.05 $250,293.61 Subtractions Checks and bill payments -15,59918 -71,336.45 Card payments -261.04 -643.76 Other funds debited 0.00 -7,064.82 Total subtractions -$15,860.22 -$79,045.03 Net cash flow $146,759.83 $171,248.58 Closing balances $173,180.94 $173,180.94 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 18,831.66 Closing UBS Bank USA Deposit balance May 5 $14,523.28 Number of days in nterest period 29 Average daily balance $10,593.88 Interest earned 50.05 Annual percentage yield earned 001% SDNY GM 00023732 CNP700033055B0151 NV7003191995 00036 0616 030579001 YI23676S50000000 Page 3 of 8 CONFIDENTIAL EFTA_00134352 EFTA01276123 *UBS Resource Management Account May 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are reflected as of the 26th of the month of the poor boa nets dad if the 26th fats on a weekendhalide, Iteivarct. pant activity oetals can be found on www.ubsxorotonairreservices May 2016 Yeal to date Opening balance 5,049 4,279 Points earned 79 849 Closing balance Your investment objectives: • ,!..fied the following investment objectives for this account If you have questions about Ulric vbiectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manage/ You can find a ful description of the atternatwe investment objectives in Important information about your statement at the end of this document 5,128 5,128 Your return objective: Current income &capital appreciation Your risk profile: PC111130( Aggressive Investment eligib2rty consderaton None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out Your Amadei Advisor: SCOTT STACK MAMLYLE CASRIEL CHP7C00800$5901S2 NflOCOI9I99$ COCOS OSI6 030575004 7123576SSOCOMWfijk000237Page 4 of 8 CONFIDENTIAL EFTA_00134353 EFTA01276124 SUBS Resource Management Account May 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indiv CheCk/Car Account number. Sane ences, income and current vaues Shagsin May Ix approximate. AS a teste. 03Ins altllOsses may rbl be eccuialely reflected. See Mtportant infosinefron about your statement a the end Of the cbcurnerd IC» mote inloen on. Cash Cash and money balances Cash and more), balances may Ind u:Se avalaile cash balances, UBS Bant USA del:Oat account baances, UBS AG Stanford Branch &pow account balances and money market mutual lured sweep balances. UBS Bank USA deposit account balances are insured by the FDIC ...Men applicable limits, bul are not protected by WC OBS AG Stanford Brant h deposit account balances an not insisted ty FDIC and se not protected by SIFC Money rearket sweepbalances are protected by 9PC but ace not inSufed by tne FDIC. See the important information about your statement x the end of this cbcunent for details about those biances. Hddng UBS BANK USA CEP ACCT 26.421 II Openngbdarge ClovngNience on May I (S) on May 31 (S) en teler share Average on May 31 ($) DniCknel Interest period Your II nandal Advisor: SCOTT STACKMANtYLE CASRIEL Days rt period pipannual (I) Your total assets 173.180.94 250.000.00 Value on May 31 (S) FeKentage of Cog ES1JrnSed yOur aCCOunt Deus (I) annual income (5) Unreat7ed gain or loss (5) Cash Total 5173,180.94 100.00% $173,180.94 Cash and money balsams 173.180.94 100.00% 173.180.90 Account activity this month Date Actinty Description Amount (S) Deposits and other funds credited May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPM0RGAN CHASE 126,500.00 BANK, N A May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT )PM0RGAN CHASE BANK, NA 35,720 00 Total deposits end other funds credited 5162.620.00 Date Adi.ly Description Amount (1) Dividend and interest income Taxable interest May 6 Interest LIBS BANK USA DEPOSIT ACCOUNT AS OF 090916 0.05 continued next page SDNY GM 00023734 C HP70303305580163 NP7003191995 00036 OSI 6 030579004 Y123676%0000000 Page S of 8 CONFIDENTIAL EFTA_00134354 EFTA01276125 SUBS Resource Management Account May 201E Account activity this month coninveca Date Activity Descrotiyi Dividend and interestiamme (contimisd) Taxable interest (continued) Total taxable interest Total dividend and interest income Oat Achuly Oexnpton An t IS) Bill payments May 3 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -556.98 May 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,300.68 May 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22 May 9 Withdrawal ACM WITHDRAWAL AMEX (Payment -3355.81 May 24 Withdrawal ACH WITHDRAWAL Saks Retail -345.49 Account name: Friendly account name: it Account number: Your Anancial Advisor: SCOTT STACK MANY LYLE CASRIEL Amour (1) $0.05 $0.05 Total bill payments 415.599.18 Transaction Porting date date Descnolion Amount (1.) Card purthases LIES Vas debit )0O(4 0963 6 MAXWELL May 09 May 11 HM PASSPORT °FACE DURHAM 09613 I 070(017 1 4680 1160.54 May 10 May 11 FOREIGN TRANSACTION 096131070001714680 34 82 Total charges $16536 Date Descnprion Amount IS) May 18 CREDIT CARD PAYMENT -95.68 Total card payments 495.68 Card payments Mininun Paarent Use Payment Cue Doe Credt ire Avail, Credit line Outstanding Waxes UBS Visa Signature credit card(s) payment information fortune 23. 2016 190.97 Jun 23, 2016 335,000.00 S32,048 40 12,951 60 This (relit cad it enrdled in UBS Pay Credi Cad feature and eAll autocratical+, be paid from your accoure Your payment is scheduled for lune 18. 2016 We pronde Misinformation on your UBS Visa Rgnature credit cads sdety as a courtesy to you. The UBS Visa Signature dedt card and accoum are issued by ueseausuSA. U es Bank USA sends you the dhoti statement for IM account and you shOrid make your payment according tO thee Instrucipons. We do not ind a your outstanding credt card tame in the value of you acount weli UBS Financia Services inc. CNMOCE005593154 NP7000191995 0003i6 0516 030575004 Y123576550 CeilAY GM000237PAge 6 of 8 CONFIDENTIAL EFTA_00134355 EFTA01276126 (SUBS Resource Management Account May 2016 Account activity this month (COntintiecli Date Activity Desalt:Non Amount IS) Money balance activities Apr 29 Balance forward 526.471.11 May 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0903/16 •I1.897.88 May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0905(16 0.05 May 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909116 -3.355.81 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09111 16 -165.36 May 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0918(16 -95.68 May 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/2016 .345.49 May 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 162.620.00 May 31 Closing UBS Bank USA Deposit Account 1173.110.94 Account name: GHISLAINE MAXWELL Friendly account atone: lochs. Check(Car Account number. Your rinandal Advisor: SCOTT STACK MAIILYLE CASNEL The UBS ears USA 0ep0at ACCOunt Isy0ur primary sweep %Non. SDNY GM 00023736 CNP7000B005SB01SS Nen:X.319199S 00006 0516 030575044 Y123576550000000 Peg* 7 of 8 CONFIDENTIAL EFTA_00134356 EFTA01276127 *UBS Your notes C.................50.8.80.M..........IN, G. .,,,,,Iir. 8 o, 8 EM ot ..... ...co..... CONFIDENTIAL EFT,00134357 EFTA01276128 Important information about your statement U3S Fiuncial Services Pc, (the Firm or UBS Fins-cid Straka°, is a member of all principal %easily, comrrodity and con:earache-ages. UPS Financial Seniors and U65 Bank USA are stied suing/ones of UPS AG and *Axesof UES Sauces LLC. The Fames enamel statement C available upon re4Lest The Fin% mecum off Ms ire a. LOS Fine-03154am, Inc 1200 Harbor Boulevard Weehawken, NJ 07086 This aatement represents the one off icial raced of you' US Financial Services account. Other records, emept official esdownents. contanng conflictingdata should rot be relied Loan II youbare thee is an Mr a OmiSPOn pease report it immediately n sang to the Band, litanacter of the office seam your account. Alltrop a 'ivies shown are intended to be accurate. statement dilatoad not be wed dens purposes Rely sage on yesend tax faros de , Form 1099. 5498, 10425. etc) when Drepathg your fax return. The Finn 5 required by law to toxin to tie IRS all Usable &Mends, mportabb rontauble clarkend and =able imerea end an societies held rimy aocanc nee steeds on see bthiacegro, rd cos* basinscertain coned martin Covellutilealleine with am Finn • Please reicoriinn err oral corrnithations in sting tofurther protect your rights. inducing your IttitS cider the Searles Investor Protection Act (SWAT • d the fina-rd institution on the top let of the had of this steams is not U3S F natal Seryket LBS FrimPal Seams carries yob =aunt as clearing broker by arragement with the racketed institutors We in you of this felatOn5ht, when you opened this axon. h the cast your Ara and smokes tre located a LOS financial Strews and rot the iscdri-g broker, ad you nut make a npat of thy error or omission to both firm. As described n the account agreements, you must no* us of anai errors or fraud iwohing checks reflected cn your stammer* within 30 days alter d was mailed or made available. A itatamili shall be deemed complete and accent. in all other respects if not objected b wrarsg wthin 60 days • Please dact customer complaints or earnest° tie Fars C lent Reborn Department at 201.352.1699 a tolltroe a 903.354-9103, 8,00 A.M. to 6 CO P.M ET Monday through Friar, or in writ ro to1.135 Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Cry, NJ 07067. • in ease of errors or (began about an electronic hula transfer (61). bi payment a UBS Voardebit card vantactiom, call (02762-100B a was to UBS Financial Senices ix., 1000 Nita MA, 6th floor. Weehawken NI 07086, Attn RIAA(86.4 Sevres. Cal or write as soon to you can, dewy/Irk mos staternat a receipt is wrong or if you need more rdamation tout a transfer on the statement or receipt The Firm or Card tear (as applicable)must heir from you no later thin CO days after to Fins sent yOu the tnt staterma on which the error or problem aimed. - horde your none ad scant maker 64 any) - Dewar* the OM or tie transler you revere about, and splain as <km& as you can shy you believe * is an error a why you need more infaniths. - Bade the doer arrant it the suspected error. The Firm or Card Issuer wi hoestigate your compaht and vet correct ry error promptly. For alleged emus imokring UBS Via debit cad tramad Ana if we take more than 10 bus inns days to docks we will credit you accord for the amour ycuthink is in error, iota you wee have the use of to money during the time it takes us to compleee our rwestgetion. Please mite all checks payee to the Fern or the financial riste.nith Stated on he front of the statement In addition to regular asocial fees, accounts may be abject to maivenarce lees, charges for lite payment kr securities purchases and charges for unpaid arnana n cash accounts. Accounts that at transferred to other attains, may be subject to a transits De UBS Sweep Options LIES offers options kr swathing cash banes. balances to bait deposits at UBS Brit USA and LES AG Smoked branch (Bak Sweep Pro:ars), moneymaker mutual krill (Money Funag and the International Deposit Account (Myer c internees with ark Migrational RescvCO Management Account. Though the Bait Sweep Programs, cash barges we swept to LES Bank USA to to an estabashed knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at U26 Bank USA are FDIC hared in accorda-ce with MK Formore informalis please Mit wwwfdie Deposes at LES AG Stamford Brach ad shares of Money Rods are rot Oared by the FDIC. Through the DA, mailable to cash lotaxes are swept to depose &cants at UBS AG New Yak Branch and LES AG Caantri Ranch hew deposits are not surd by Mt KC Balsas hid at the UBS AG Cayman Branch are temporthy exposed to the sovereign nit of the Cairns ktra, and there is no %wave* or other obligation of UBS AG to repay the bins while an the LES Cayman's Brach's books. Deposes at LIES Bark USA and etch UPS AG Barth are not protected by SIK. Money Fund shoes are protected by SIPC. See 'LOS Financial Services Account Protection' Slow. Ups your request balaws in the Bare Sweep Program or DA may be vethdratat and sham of a Morey Fad may be licsidated, and the proceeds returned to you or your searbes ac aril. Flaw rkemacon about available meth optonr, reciting cumin interest rates and Yeldt i available at wmyubscombrieeprekb, from your Fnancial Advisor or by calling 900762-1000. UN Financial Services account protection The Fen, rt a monterilk sb(evinine hrtor Pretectrn Corporation (9PC), which protects ItholieS taCcreS 01 its renters up to 5500,000 (nekclinp 1.250,003 kr dains for cashi. The Slit asset protection limits ;Pith to all fl aunt that you hold in a [Precuts cowers,. the Fen, together web certain aft Awes, has also purchased tiablientaplOteCtiOn. The meanie amount payabb to at eigible rfient collectink under this protection is ZOO milion a of December TO, 201S. Stbad to the poky orditons ad linalations, cash a the Pim is further protected fa up to $1.9 million n the snipes kr all your accounts held n spatially capacity A KA ccpy of the poloy wading is sailible uPon request. The SIPC protection ad the suppkmental protection both do not sloe to • Colin ft-uncial assets controlled by (and rased n your account value) but held awe/from UBSFinancol baces (e.g., certain() cash at UPS Bark USA. OR cash at Les AG U.S.banrhes, (18 autance ;redacts, including variable annuities, and (a Mares of rattail funds when such awn re registered devote in the name of the account holier on tie books ad records of to applicable niter a transfer aged), • Cabin rhesi-nent contracts a Swansea interests (e.g., limned partnerships ad vitae placerronts) that an rot regitened under tie Securities Act of 1933; ad • Commodities COntaal (e.g, foreign exchange and meowsmetal convects). including (duns contacts ad calmed*, option contract. The SIPC sots-ten and the suppantentil protasis do not apply so these assets then if layotherwise appear on you statements. The WC protection aid the Masernental protection do not protect awe changes n the market vela of year investments (whether as result of market movement, issue( barkruptcy or othervae) More irtonnation is amiable spa. request Yoram, cbtan mote irionnationaboue SIPC, noluding the Slit Brodare. coneating SIPC at 202-371-8300 or by irisitiv the StPC wthate at arms:JOAO, Dividend Reiwestment Program (DRIP) The lute reflected is an awir.h.y Bra. You my Obtan the actual via Irornyeur animist Advisor One whole shawl aro purchased under DRW; paid Mann MI be soli ad the cashwi be deposited Di your account. The dirickrd reinvestment price applied by the leer may df ler hem the maket price al wench the partial shun are sold Ceete-itlieu Dne uncle urns may be held , gar amour. tyre am enteled to a pant unit a s nesult ol a &heard parse or chemise, the Film will ether pawltrib at mortar price a accept an /mane detrained by a regiaered clewing agency, rd credit oar accost Investment objectives The investment objection and risk profile a spec ilk to each account and may maybetween yak accounts Pease advs. the Firm promote in wrong of ay Pond Scant change indices Inamcial snuateon or investment objectives For each accane hell, you Moos one of the kabwi-g investment drat/thin CONFIDENTIAL • Produce Current income: basements sexing the generation of scone one. • Acne.. Cepa*, Appreciation. Investments seek Mg crowt of principalrather than the geariais of income. • Produce Conabautibn of income and Capita Aporecratoo easements seeking both re gentians of nccme and 9,0trAh of pampa. Overall elk profiles • Conservabe. Seeks to maintain bed prieip& with low risk and volatility lo the account carat men if that means the accost does not generate signdant acme or returns and may rot reap pre with inflation. • Moderate Willing to accept sane ride to pirrPal and tolerate some totality to seek hgher returns, • Aggress,: Wiling to accept high rill to pnncpi and high slat lily to seal high returns owe tine. • lThornnent 61044 Consideration: t contact, a Callon of the porHoliaf or that account may Swish canpex swinges, tinted liquidly and rater vontiky. Statement •hataisholdier We may armada* al aimed account statemercs with to same all'ess in the same envelope, e.g. because They have owners who a10 maintain pre account near crehips wall other clients a the sere address. If you peeler lo recent indnidual 'bimetal mailed in separate ornelcoet you may droll-a bisr,eholdng by ailing oar Financol totter Friendly amatrd. name The bade xrant name it a custanc*le 'mantra' chosen der ow to assist you with your recordeeePro his no legal ellen on your account You can change tho inende ac.COUll nine,, though Onlne SRIVIC Cr a by canted rg your Financial Admix. Aocount overview • Value of yew accoun4onToto. Net of assets and •'Staines Asset hcbdies ovate cash balances. values fa merited teary the ), and Global Tim Deposit, snared marks to maliel, andcertain assets not held by the Fim. Does roe induce unasked sectritiMassets at the end d the pcior and anent statement periods, or ante iwastorwat tainted stock options and entomb* stork options • tithildes Includes debit balances, outstanding margin bans. credit la, shod account balances. • CasPrinoney balances. Total of uninvested available cash balinces, plus daosit balances al UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep bale-cos. at the doe of tie statement period N:n-convrodity free creek balances in your account are rot secjegaled from albs* balances and the Fin may ire ay of these lads lithe ordnay pure of es twins, These funds repayable fps your darned. This total is included in re arrant period closing vain Lending information For floated information on the Firm's lading padres and dacimre% refer to yak Omni RebtionAlp SDNY_GM_00023738 EFTA_00134358 EFTA01276129 Important information about your statement (contlintet0 Agement or ACCOLal Agfetteli and the General Terms ad Conditions U3S Statement of Credit Practices ;nibble in Agreements and OS:sures at ray f •M frontfarnatiatekrinv apt. YOU, MSS Your statement itemizes *curets and other assets hell the account at the end of she statement period. You may ark for &Wert Of hay paid seoxiies at annime. You may remise securities wed as loan collateral alter paying any balaxe du an them. Any securities transfused to the Firm cearg the statement period are listed at market value as of the end of the statement period. • Cost balm h detonining the cost basis of the securitiesWaded in this statement were indicated wih the number " l, • WS F roma Services has relied On information obtained from sources other than US$ Financial Semites. including if ormition from another rim a that you may have provided to you finmxial Advisor. The Firm does not indeperantly verty a saints the aco_racy a veld*/ day Sarmatian provided by sou, other than 1.65 Financial Seniors adleticrs although UK Chasid Seniors gerwalbt is:dates this nformatim as it is reared, the Fine does not provide art, assuaroes that tie Somalian seder "Cost basis" ad "Unrealized god loss' is accurate as of the date of fhb statement. As such please do rot red on this nfonaion to make pahme or sale decisions for tax purposes a otherwise. Accounts traderred to the Elm may renew ger/loss infarrutia only for t* period of tine they are held a tie Sim More historical ribrmaton <abbe added by yogi Friaxial Advisor. • Unrealized gam/Ions %teen delta s mailabk, sainted smeared guinelown we cacti-mod Is( hartial securer lots. The transition data for haviclial lots may or may not ref kct animist:us, rZ dor securiV reorganizaton beets an cl and other reinvestment lots ad systematk carchn• lots are each combined to display ore averaged lot The 'Trak date' com emn presents the aural transaction trade date. • Callable fl otilla Bonds and calmed stock that the river oats for eat redenwton will be selected inpaggy by lot from arrow all motet of tit issue held inauthentic:Immix. rime for or clients. Call team inkanatia is obtained from third ponies and Ss eccuncy is not ginning. Other call leans ray wad which coed ailed slot canpkle iformatia Witte croaked upon request • Certificates of deposit COX. CDs are FDIC awed with $292,000 in principal and moved keenest per depositor and per depository inaituion h ace dare Mb FDIC rules. • Price/value Prices displawd f or securities and otter prodsts may be higher or lower thin the price that wu would Khaki receive in the make. Rica m obtained from virkus thud panty sources whits we teethe to be relable, but we donor guarantee ther accurmy. - We weak see the closing price when avatar a the mean of the lad ri d ask price, for listed scorers and optima ce only bid prices for OTC securers. - Less 3Ctirair traded securities may be priced using a vista, model a the moss recent axe we obtained and may not reflect an actual makes price a vase - Certain positions may apex **cut a glee and will twee as 'rake was not awelable• if we me triable to obtain a price fora smutty - Deposih a securities denominated iiculTarcin of er thin U.S dollar at reflected at the (whinge rate as of the Palmed date. - fa certain storks rains) n non-conformrig dmornnationx price and quantity ace velu0 my have been adjusted to facilitate paper Sada To cbuin current @maim. when available, contact aca-col ZeinCr • Private investments and gradated products. ravage rriestment saunas (re Ldn° (brad participation program ad realepate investment rut soothes) and structred proixts are general° highly dead. Celan sena-timed peoctxts have not been registered with the Securities and Exch Commission or under ayslate seetheileTers. We Fronde waited values for Mae investment searitis adSutured products for trlansatioml purposes crib.. Atarery Coot °swatted. - These valves may differ abstain* from prices, il any. at which a PraM Mara' rid structured product maybe bought or sold and W. not necessitibi represent the vat* you may receive upon liquidator. - Third party *sautes of vat* are le id a certain date and are supplied to UBS Finarcia Services on a regilar basis try an independent valueion firm. - Isaac general panne- or sponsor estimated salsa ant, are 'waled to the Fm. by the muter, general partner or wawa and may be calculated based on deferent information ton tat used by third parties to drive their 'farmed values. - You can obtain aedirind eformagan regardew the mremblogy used to determine the estimate of Sue and the date of the Hamblin that is the basis fa the estimate by contacting your Racial Advisor - Third party 'gamed vases may be reflected as 'Not priced in several seumiins: Men an Idependent valuation tiro has not flankeda is arebie to astir a van. when we become ware that a matenal event has °cored that may call a preflusay repotted vase rep question, or awn a value would be high° specials due to tie nature of the faulty. - When neither an Muer, general partner or wonsor estimated value nor a thrd-paly estimated sake is provicial, the vale d to smutty will Pe diberent from its paha* price. - • Datributions to date' may indude return of capital, some orboth. - 'Original unit size' represents to hind offering pamper use a x I may not reflect your con beam - Of P ad unlisted RErt securers are rot listed on a national usurers exchange. and are gonna/ liquid and even a they can be sold tie fake received may be lea ton the per share estimated vain provided n the moat statement. • Restricted securities. Restoted seances generals, are not (wren, elgtok tor public sale. UBS financial Sarnia uses the mad price d Ihe unrestricted stock of the sane issuer as an instated value for the restnned stock riwoothoses mart statement oats To the extent tut rented sea:ties are elgble to sae, the value rewired may be tbstarmal° less to the imputed Mittman • Est. festinated) income. arrant yields and rates- An ennuie of amual income is based cn current &Wend ad interest rates, assailing tie swarths will be held for cne aver from statement date or until maturity This intimate bony a gudolne; accuracy ad continued intone are not gu aerated - Estimated areal roane and curem yield fa certain types of washes said include a fetun of packedor capital gent in which ease the est income (ad cureerg yield would be overstated, - Estimated anal income and arrent y ald and to actual ?cane and yieU mitt be lower°, higher than the estimated amounts. - An estimate of arrualized income (dadend anacr interest) dividedbythe current market vala average balance is based an the St &Wend or interest parent mule by the issuer and mattes tie secureetdeposes will be held for ate year from the statement date or until maturity. Accuracy al continued yell are not gawra-deed • Assets not held by U6S Financial Services. Certain cases se rot held by the Fan ad not wain the Firm's sonatinas se carol. These assets are &payed on vox fl own for informational purposes onty. Positions and values presented we provided by tee Swing firm. UBS Fivncal5erwces not remcnkble for to information and don not guarantee es accuracy. Thee, assets are riot protected by SOK or to Finns supplementalWC coverage. • Revenue sharing and additional compensate:a — in addition to commissions on SAFI and 12b.1 lees received n correction with tie distribution c4 mutual fads to ow dents we anchor our Adak receive fmnoeshellY) Payments Iran distributors ado advisas of the maul funds that me sell. These arna_nts are based on two &fermi corrporents (i the amass of YIN by UBS of a particular mutual fund f amibi to our clients and Or) the asset value of a prior lamutual fund famikes shares held a the Iran — 11W and as allatte abo receive networking and ortnba accessing fees in consideration for transfer agent WYSE" that we provde to the nutuil knit These f ees generally are pad from investor asses n the situation:I and me a Scud clods amount based an the nut of accounts at the brokerulealer tubing mutual funds al that fund family CONFIDENTIAL — h addeion to cornrnissists received n connection with the sale or destitution of may contracts and wet investment but units toms clients. mo ands( our affiliate mese reserve sharp amperealico from Marty of the instance companies UraltaMih; the annuity contracts, aft/ides et tie Swart• ccerprnas or sponsors of treat irnmemmt rusts we distba. - Our affiliates abo re<eiee trading commosbris ad otter congenserion from nasal funds and Murata companies Mow products we derlame. - We receive an annul fee from UBS Bat USA ad 1.135 AG Stanford Rand, Of IR to 425 per mare sweeping to the barks under the UBS Bank Sweep Program. Activity hkrmahon noun:Sag cammksOns and other changes barred n connecti:n wih tee exewli:n of trades, existing option transactions has Wen incead on conf irritabre prewousi f unshed to you, ri d will be pronged to you promptly cheapest. Short selling you are engaged in short selling a stormy, ruin)/ ha-rata/IV der to Catlin tOTOWeg costs for tut ambit:no:Lay. Open orders Regarding open or • gni-till-canceled' aden tat were not executed by the Oltenia* data, open buy and eel step ord., are nand by the mount ot dividends or rktitscn an ex-dividerds a rental date unless ranxted cdnenvise bypi. You are responsbk for orden that are executed Ow to yes% failure to cancel *rising open orders. flaw To obtain a copy oil as current Client Privacy Notice. pleat contact you F narxial Achiscr a vat our websik at wew "hit ramitaao, vartfra 1.66 Filmed Smith* not a ba-k The PM A. Business Services Account BSA and IRMA me brcicerage accounts Midi provide mess so banking services and protests trot* aff ingerninft with situated baths and other 'baloney bads, ad provides manta rowace and amity Praia, &red by unalf dieted thid-parry bourne conpanes through insurance agency subsdianes of UBS Financial Services Inc. troasenerrt inura-ce, ad array products, Not 10K insured • No bank guaareee• May lose value RMA. Resource Management Aires nt, Business Services Account BSA, IRMA and international Resource Management Account am registered service maks of LES Pnancii Services Inc WS Signature e a regatta9MM mirk of visa t nternal knat visa Sienan cede cards and IBS Vne debt cards are issued by UBS part USA with permssion from Vna USA Incorporated. UBS rimmed Services Inc Rev 201604 SDNY_G M_0002 3739 EFTA_00134359 EFTA01276130 *UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Crs70065052410616r1235 v1 0 Resource Management Account June 2016 OHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your Nnancial Advisor. SCOTT STACKMANLYLE CASFIEL Phone: Questions about your statement Call your Financial Advisor or the Value of your account RMA IteSourCeline at 800-6MA-1000, account 029323576 on May 31 (1) on lune 30(S) Your assets 173,180.94 172,148.27 Ylsitour website: v•ww.ubstornainancialservices Your liabilities 0.00 0.00 Value of your account S173,180.94 $172,148.27 Tracking the value of your account g Trictt,ancs 173 2 172.1 71 Dec 2014 Or 2015 siarZ016 Jun i016 Sources of your account growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits and vrthdrateals $170213.78 Your iwestment return Di‘idendatxl interest income 12.13 Chance in market value 10.00 Value of your account °elm 30, 2016 $T72,148.27 SDNY GM 00023740 Mombor SIPC CNP70003306505241NP700030951 00006 C616 03057509t Y123576550111010 Pap 1 of 8 CONFIDENTIAL EFTA_OOI 34360 EFTA01276131 SUBS Resource Management Account June 2016 Your account balance sheet Summary of your assets Value on lune 30181 Account name: GHISLAINE MAx1/VELL Friendly account name:I iv. ar Account number: Percentage of your account A Cash and money balances 172,148.27 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $112,148.27 100.00% Value of your account $172,148.27 A Eye on the markets Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change lune 2016 Year to date S&P 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% 1.80% 531% O470303006505242NP70C03035I 4 00036 0516 030579004 Y123576550 1 1 grhyGitoco2370ige 2 of 8 CONFIDENTIAL EFTA_00134361 EFTA01276132 *UBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Check/Car Account number. Change in the value of your account Cash activity summary June2016(3) Year to date (I) Opening account value $173,180.94 $1,932.36 Deposits, including investments transferred in 20,922.00 271,214.73 Withdrawals and fees, including investments transferred out -21,955.92 -101,000.95 Dividend and interest income 1.25 2.13 Closing account value $172,148.27 $172,148.27 Dividend and interest income earned For purposes of tN5 statement, twiggy of interest and deldend Income has been determined torn a US tin Routing cersPieclisr. Bawd upon the residence of the account holder, account type. or product type, some interest andor dvidend payments mar not be subject to United States (US) Oda Piano Rico (PR) income tares The dent mantle; statement is not intended to te used and cannot be retied upon for tar purposes. Clients should refer to the accricatie tar reponing forms they recei* from Len annualy, such as the Fortin 1099 and the Forms 493, for lax reporting information. his the practice of UBS to file the appiKatie la reporting tons Wth the US interfa Rewnue Service and PR TreaSuN OPOCIntrent. and in such torn accutatey dasIfy pine:Jena wow interest as la, ererrot or ta‘abk incOrre Pleat consult yew Indedual tax preparer. Your Financial Advisor: SCOTT STACK MAN, LY LE CA SN.i EL See account activity !ha month for dela Is Blames In your Sweep Option are indudedin the opereng and closing balances ere Le. HNC Insurance *vies oNy to deposits a u85 Sank USA, not to &pools at 1.85 AG, Stamford Branch Or bank deposits placed through the UBSIntemaiond Depose Account program SiPC protection applies to money market sweep find holdings but not bank deposits Soelmaortant information about your statement on the last Mo pars cf this document for Mal, June 20I6 (3) Year to date 04 Opening balances $173,190.94 $1,932.36 Additions Deposits and other funds credited 20,922 00 271,214.73 Dividend and interest income 1.25 2.13 Total additions Subtractions Checks and bill payments $20,923.25 $271,216.86 -21,86024 -93,196.69 Card payments -95.68 -739.44 Other funds debited 0.00 -7,064.82 Total "xibtractrons -$21,955.92 -5101,000.95 Net cash flow Closing balances -$1,032.67 $170,215.91 $172,148.27 $172,148.27 June 20I 6 (4) rear to date (I) $14,523.28 Taxable interest 1 25 2.11 UBS Bank USA Deposit Account APY Total current year $1.25 $2.11 Interest period May 6 - Jun 6 Prior year adjustment 0.00 0.02 Opening UBS Bank USA Deposit balance May 6 Total dividend & interest $1.25 $2.13 Closing UBS Bank USA Deposit balance Jun 6 1162,176.52 Number of days in nterest period 32 Average daily balance $70,719.73 Interest earned $1.25 Annual percentage yield earned 0.02% SDNY GM 00023742 elP7COCROC6506243 NP700330951 4 00036 116l6030575004 Y123576550111010 Pegs 3 of 8 CONFIDENTIAL EFTA_00134362 EFTA01276133 *UBS Resource Management Account lure 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of the 26th d the month or the prof business dal if the 26th fats on a weeken Otiday Reward, pOinl activity deals Can be found on vAvve.u6S.(00tIOnlintStneKeS lime 2016 Yeal to date Opening balance 5,128 4,279 Points earned 105 954 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fmancial Advisor or Branch Manager toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 5,233 5,233 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your Ilnenciel Advisor. SCOTT STACK MANY LYLE CASRIEL CNP7C008006505244 NP70C0 14 CCM 06l6 030575004 Y123576550 it MiltlYGM0002370344 4 of 8 CONFIDENTIAL EFTA_00134363 EFTA01276134 *UBS Resource Management Account Jur.-:: Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indiv Ched4Car Account number. Scene Prices, income and current values Shaun may be approxiinene. Asa its ut galas did1055es may rill be accurately reflected. See rrnporunt inFornheaon about your statement a the end 01 ths document fOr rote Intoenson. Cash Cash and money balances Casts and money balances may Ind isle avalaile cash balances, UBS Bank USA deposit account balances, UBS AG Standord Branch depoet account balances and money market mutual lurid sweep balances. UBS Bank USA deposit account balances are insured by the FDIC eillhn applicable limits, bul are not protected by WIC u85 AG Stanford Brant h deposit accoum ',mantes are not insured ty FDIC and ate not protected by 9FC money market sweep balances are protected by PPC but age not insured ty the FDIC. See the Important information about your statement at the end of this document for details about those balances. Hddng IRS BANK USA CEP ACCT 173,18094 Openng banner* Clovng ()Saxe Price per inure Average on lun 1 (14 on lun 30 (I) on Jun 30(s) 1" Daldenel Interest period Your Financial Advisor: SCOTT STACK MAN LYLE CARiEL Days in period Cap annunl Your total assets 172,14827 250.000.00 value on Ain 30 (S) PerCenta of Cost EanWed your account [airs (5) annua alma, (Si UnteSiZed gain or loss (5) Cash Cash and money Weems Total $172,148.27 100.00% 5172,148.27 172.145.27 100.00% 172,148.27 Account activity this month Dale Adibity Description Amount (S) Deposits and other fends credited Jun 8 Deposit FEDERAL FUNDS DEPOSIT BY tICHRISTIE'S ECOMMERCE SA AT BARCLAYS 16,430.00 BANK PLC lun IS Øp0511 FEDERAL FUNDS DEPOSIT BY VCHRISTIE'S KOMMERCE SA AT 4,49200 BARCCHGG Total deposits end other funds credited $20,922.00 Date Adiuly Oeurption AmovIt (4) Dividend and interest income Taxable interest lun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF (*roe 16 1.25 continued next page SONY GM 00023744 C NP7030330550S245 NP700330951 000)6 C6I 6 030575004 Y123576550111010 Pap S of 8 CONFIDENTIAL EFTA_00 I 34364 EFTA01276135 SUBS Resource Management Account lune 2016 Account activity this month (toothed/ Date Dividend and interestincome (continued) Taxable interest (continued) Total taxable interest Total dividend and interest income Account name: GHISLAINE MAXWELL Friendly account name: Indiv CheckfCar Account number: Your Asandal Advisor: SCOTT STACK MANY LYLE CASRIEL Acthity Death° Amman (0 61.25 $1.25 Check motet Disc Nauman An (1) 005023 Jun 21 Total chedts Checks NYS INCOME TAX -5400.00 45.000.00 Date Acthity Description Amount (1) Bill payments Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98 Jun 2 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -40.22 Jun 3 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -10,408.47 Jun 9 Withdrawal ACH WITHDRAWAL AMEX EPa yment -5,854.57 Total bill payments 416.860.24 Date Description Jun l7 CREDIT CARD PAYMENT -95.68 Amount ($) Card payments Total card payments -695.68 MrenteriPatment Cue Payment Due Date Credt Int availatie Cm* tine Outstanding Mance UBS Visa Signature credit cards) payment information for July 23, 2016 493.61 Jul 23,2016 435,00300 432,004 97 42,995.03 This gall cad Is <mated In urn Pay credi cad feature ard will autommicay be paid Ran your accourt. Your payment Is scheduled for hilt 1% 2016 We provide this information on your u8S visa Signature credit cads solely as a courtesy toyou. The UBS Visa Signature credt card and account are issued0y UBS Bank USA. UBS Bank USA sends youtte °Mod Reknit ri bathes account and you shoad make your mineM magnum IheW Mstrucions. We do not incluai your outstanding credt card baarce in the value of you account with UBS financid Services inc. CNP7C008006505246NP7000SWSI 4 COM °SI 6 030575004 Y1 23 5 76550 1 1tspiy 01,t0002374sge6 of 8 CONFIDENTIAL EFFA_00134365 EFTA01276136 (SUBS Resource Management Account June 2016 Account activity this month (COntrtUed) Date Activity Otscopeon Amount (I) Money balance activities May 31 Balance forward S173.180.94 Jun 3 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF 0602/16 .597.20 Jun 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/03/16 -10,408.47 Jun 7 Deposit LUIS BANK USA DEPOSIT ACCOUNT AS OF 060616 1.25 Jun 9 Deposit 085 BANK USA DEPOSIT ACCOUNT 16,430.00 Jun 10 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 0909416 -5,854.57 Jun I6 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,492.00 Jun 20 Withdrawal 0B5 BANK USA DEPOSIT ACCOUNT AS OF 06/17116 -95.68 Jun 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06121116 -5.000.00 kin 30 Closing URS Bank USA Deposit Ao:ount 0172.1037 Account name: GHISLAINE MAXWELL friendly account name:Indiv Cheri/Car Account number. Your IIsandal Advisor: SCOTT STACKMANLYLE CASRIEL me UBS Bane USA Devout Account is your primary sweep apron SDNY GM 00023746 CW70009306505247 NPI000309S1 4 00006 0616 0305750N v123576550 11 IOW Peg* 7 of 8 CONFIDENTIAL EFTA_00134366 EFTA01276137 *UBS Your notes cu,,.........no..,, , .....s.o,,,a,m ,.. ,,,,,, G. 00=1,g. 8 of 8 End Ms.... for a..., numb. CONFIDENTIAL EFT,00B4367 EFTA01276138 Important information about your statement U3S Enna& Services no. (the Firm or UBS aneroid Strokes), is a mons' of all principal way, ccairroday and options exchanges. UBS Financial Semler, and CBS Bat USA as i-died subsilenes of UPS AG and *Nees of U3S Sautes LLC. The Fun's Wendel statement C available upon stelae. The Finn% exeoris off Ms are at: UBSFinancel lances It. 1200 Harbor Boulevard Weehawken, NJ 07086 This Statemint represents the only officialrecord of you' IBS Financial Services account. Other records, exept official ts.dxunents. contanng conflictingdata should rot be relied won II you belts them is an env a 'mimn please report it immediately n "Stay to the Brand lianassar of the office serving your accotnt. Althea:ft al heats shown re atended to be accurate, statement cies *cub not be wed fa to purposes Rely skit on yerend tax forms. (le , Form 1099. 5498, 10425, etc ) when prepamg your lax return. The Finn a required by law to moon to to IRS all taxable &Wends, mportakte rontaubt cistiotend and stable illerert end en steadies held hrsr excent nee steads on see bresactera, aid cost basin:neaten cowed seamless Caralisseloallariswith the Man • Pleas rescortinn set oral cornmatations in swing to further protect your richlt irriurin9 your rites ender the Searles Investor Protection Act (SCA). • II thefinancial ialitution cn the top leit of die tone of this steams snot U3S f meta Sextet LDS Fa-andel Smits carries yar account as dewing broke by arra-gerrent rah the rdcated ensteuters We informed *xi of this relatraMhta when you opened thus accost lithe cast your leant and sorties a* located a LOS financial Services and rot the tinalsay brass, and you mist make Anse of any ear or omission to both firm. As described in the account agreements, yay mint ea* US Or a errors or fraud twotag chedcs reflected on your statement wash 30 clays alter b was mailed or made mailable. Allstate-nets shall be deemed (stoke* and accurate n all other respects if not objected to in *nay *Shin 60 days • Please died cu Romer complaints or rip ines to tee Fears Clete Relaters (*patient at 201.352.1699 a toll-free r. 903.354-9I03, 8:03 A.M. to 6C0 P.M FT Monday through Friday, or in ming to LES Ftencial Services Ix., Client Relations Depatnent, P.O. Box 766 Union Cary, NJ 07032 • In case of <nig, Or queetiern about an electronic funds transfer (61), be payer a UBS Vatckbit cad transaaens, call $20762-1009 of write to UBS Pawnee' Semites Ix, 1000 Rasta Blvd, &halm. Weehankeri NI 07086, Mtn RISIA(85A Sakes. Cal cc write as soon mystics, if jou tit yes Polemist a receipt is wrong or if you need more tdomalion ter a transfer on the statement or receipt. The Firm or Card ester (as apolicable)must hear from you no leer than CO days slier the Fen sent you the irst staenwre on which the error or pocblem spend. - Proside your nem ad axon narks Of any) - Dear& to errer Or the ranter you revere about, indeplain as okay as you can shy you believe a is an error a why yar need mote itanation. - Doneethe doles anon ce the suspected era. The Firm or Card Issuer vii iscestiote pour comadatt and we cottect ey error promptly For alleged mots reviving UBS Via debit cad transact irk if we take more than 10 bus i-ess days to obeli's, we will credit jar accuse for the EMOarit ytuthrik is in error, so tat you we have the use ol the money during tie tine it lakes us to compete our twestgetion. Please mite all checks parble to the Fern or tee tuna& inciter en rdcated on he front of the statement In addition to regular sacra fees, accounts may be abject to mantonerce less, throats for love ',anent kr securities purchases and charges kr unpaid amounts re cash accounts. Accosts that at transferred to other interims may be subject to a tangier lee. UOS Sweep Op ions LAOS offers options for sweeping cash balances. balances to bat deposits at UBS Brit USA and UBS AG %pinked tooth (Ba-k Sweep Procjarra), moneymaker mutual lads (Money Funds) and the international Deposit Accord (DAyor cabanas was MI International Roan Manaarnerd Account. Though the Bait Sweep Programs, cash balances we swept to LES Bank USA Lo to an estabashcd knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBG Bank USA as FDIC inured in actordans with FCC rues. Format information please visit wwwfdic re. Deposes at LEG AG Stamford Brach ad shares of MoneyFadsare rot eared by the FDIC. Through tie DA, (mailable to cad. balances are swop to depose acorns at UBS AG New Yak Branch and LES AG Cayman Ranch Thew deposits are not fluted by to FCC. Baines held at the UBS AG Cajman Brandi are temps:wry reposed to the sovereign lit of the Calms Wank, and Mere is no guitars* or other obligation of UBS AG to spay We batons while on The LEG Cayman's Brach's books. Deposes at LEG Bat USA and each UBS AG Branch ate rot protected by SIK. Monet Fund shares are protected by SIPC. See 'LOS Financial Services Account Protecten' [slow. Upon ma resume, balinces in tie Bare Sweep Program or DA may be vethdratas and shares of a Money Fad may be leuidated, ad the proceeds returned to you or your seosties KCCUIL RANK tkrmalon about available sweep esters recledn; mart interest rates and Yields, 5. 441)15 at wmvubscordstieepeekk from your Fnancel Advert a by calling KO-762-1000. UN Financial Senior account protection The Firm n a manta, of rh, Taat r rim harmer, Prorectrn Corporation (91t), what protects stones ea.:cresol its minizerr up to $512000 (inckding 1250,003kr tains for call The Slit asset protection limits aPPY to all accosts that you hold in a particular tenacity. the Fin, logethe vide certainaffiliates, has also purdwesi smookerientalpiotestion. The nwernan amount payalab to a efyible slams, coirclink u -doe this erasion is ZOO maroon a of December 10, 2015. tbpd to the poky °retort ad lintatian, cash a the firm is further protected fa up to SI .9 million n the aggregate kr all your accounts held n aortae paucity. A fie copy of thepoky wording is salable uPon request. The SIPC protection ad the supplemental protection both do not apply to • Ceeen framel assets controlled by (and inclatad n your account value) but hell away from LOSFinancial Services (e.g., certain( cash at UBS Bat USA, 00 cash at Les AG U.S.aanrhes, (4 tenured pitOrts, including variable annuities, and de awn of marled funds where such than are registered cheek it the name of the account holier on the books a-d records of te Amiga* Suer a transfer agent), • Certain rest-nen contracts or iniesiment interests (e.g., litnitod pa/mashies aid pirate plaserronts) that an nal regitened trot tee Securities Act of 1933; ad • Commodities contals (e.g foreign exchaye and precious metal contracts), including faults contacts ad commodity option contract,. Toe SIPC protonon and The suppewnimial protectiondo not apply to these assets event theyotherwise appear on you statements. The StC protection aid the striPlennental protection dos not protect agent changes n the menet vale of yrs instilment> (whether as s result of market movertem. issuer iem, ba-kruptcy or othenste) More ittonnaten is rabble soon request. 'Cu ma, cbtan more inionnationaboul SIPC, micluddl the SIPC Broths. by cordacting SIPC at 202-371 -83C0 or by visiting the StPC nwbsee of anweettorg Dividend Reiwestment Program pun The pris reflected is an average like. You may obtan the abet price tan yea Fennel Advisor. Onk whole shares are purchased under DRW; petal Mann sea be soli ad the cash we be deposited in your account The &ricked serwstment price applied byte teas may 61 I er from the make price al witch the partial shires are sold Cash-islieu CnV whole orals may be held en yes amount. If pin entitled to a petal ail as a result da thiderd payment or Ohlith" the Film will ether sell partial an at marlin price a accept an /Mare determined by a regiaered clewing agency, at credit pox accost. Invanment objectives The itesimere objectless and risk profile an spec IN to each account and may may between year =Cu-ft Deese advise the Firm prcnotk in wining of any smna Pant change in jar Ina-Kiel sedation or investment objectives For eachscan held you shoos one of the following inernment clejoetivrt CONFIDENTIAL • arookte Cunene income: hastments seekng tee generation ol income any. • Achase Cape., Appreciation. Sworn's% seeing pow* of principalrather than the gererstion of income. • Produce Consbaunen of Mame andCapita Appreciate& list/rents seeking both the gestation of (cane and erotAh of prixpal. Osten risk profiles • Conservade. Seeks to maintain nitel pi-cipS with low risk and volatility to the arcane mast men if the means the accost does not generate sign team team or returns and fru' rot tamp pa with inflation. • Moderate Willing to accept sane rik to pirejoal and tolerate some totality to seek hgher returns, • Aggresses: Wiling to accept high Ms to pnncpi and high sole lily to seek 4hreturns owe time. • Imestnere Eggisafirr Consideration: t Olift•d, a palm of the portiole for tot account may roltde complex strategic, tinted Opacity and rate Statement Theusholdief We may occeordale all related wawa statements with We sane address in the same eneetve, e.g. because they have owners who AO mailtain yard account refits rakes well other clients a the same address. f you Feeler to wont vestal statmicnk mailed in separate mitoses, you may decite har,eholdng by ceiling yxr financial Adyeos Friendly asset name The Frwediy arommt name is a (storm:ale nicknerre' chosen by you to assist you with your recomiteePre his no legal effect On your* account You can change for inend9 account names. through One* Services a by canted rg your Fe-impel Admor. Account overview • Value of you acciantdon(olo. Net of assets and litotes • A see b hcbdes salt* cash balances, slues fa nntrkted nosey lest ), and Global Tine Deposit. amazed marks to ma-ket, andcertain assets not Feld by the Fins. Does roe include unpiced sectritieassets at the end of the prior and anent statement penods,or plate rmaiellents awned stock options and enrosable stock options • bibiaties. Induces debit balances, cutstarding margin bans, credit lie, short accord balances. • Casamoney balances. Total of uninvested available cash balances, plus deposit telexes at UB5 Bank USA, LES AG U.S Branches ad money make mutual fund sweep Waxes, at the tine of tie stgerrent period lexicontredity free credt balances in jos account are rot sectegaed born other balances and the Fine may use ay of these lords li the Ordiney rouse of As taints These funds sr e pestle span your dead. This total is reliscled in HY arrant pared closing Vale Lending information Frx cleared information an the Firm's iteldireCt[es and dockaten. refer to you- Chant Ration isa SDNY_GM_00023748 EFTA_00134368 EFTA01276139 Important information about your statement (COIMMIed) Apemen, or Accost Agreement and the General Terms and Conditions LISS Statement of Credit Practices ;imitable in Agreements end Ondasures at jaage ea< rentlareevonoWerhe Tee Your meets Your statement itemizes securities and other assets hell tithe wart at the end of to slanennert period. You may ark for delved d tuft paid seariies at anytime. You may receive securities seed as loan collateral alter paying any balaxe eke on them. Any securities transfused to the Firm cern; the period ale listed at market value as of the end of the sterna. period. • Cott bets. In detention° the cost basis of the securities incbded in this statement weer. indicated wih the number " l, • LES F minced Services has relied an information obtained from sources other thanLES Financial Senices, including information from another fen a that sumac have grovided to yea f Maxie' Adritor. The Firm does red irdeperokrtly way a pained the eco_racy a viay dry information provided by WM other that LES Financial Sonia/. xkltion *hough UPSPi-wind Services general& updates this nfcrmation as t is received. the Firm does not provide any Asturian that tie information seder -Cost bans° and "'Unrealized gel lore is accurate as of the date of hi statement. As such please don't red on this nfarrution to make puchne or sale decisions for tax puposes or otherwise. Accounts itarderred to tie Fires may reflect gee-floss information only for the dried of tine they we held at tie firm More hiaorical ithormatcn cube sited by you' Fhaxial Advisor. • Unrealised geidloseee %teen delta n datable, estimated invialized sundown me act/aloe' la Infield seat/ lots. The transamen data for hokviltal bet may or my not ref kct commissions. dWdPS dor security reorganization events dett an d and other reinvestment lots ri d systemetk pschesie bet are each combined to display a* averaged lot The 'Trade date' cairns presents the original transaction trade date. • Callable securities Bonds and prefend stock that If,. issuer des for eat redemplem wit be selected eMalially by lot frcm arrag all seamed of that issue held inournmea en nominee name for as clients. Call Cesare iturriation is obtaned from third win and be accuracy is not parented. Oita call learn may end which void ail et yak' complete inkrmation *Site provided upon request • Certificates of deposit (ON). CDs are FDIC ensured upto $293,000 in principal and accrued Menu per depositor and per depository ingiemixt h a:cadence with MK ncles • Priadalue Prices displayed for securtes and other proicts may be higher or Cowes than the price that you would ectualb resin in the market fakes are obtained from vorkus thid party sources whit, we deed to be reliable, bit we donor porritee then accurxy. - We gad* we the closing price when ava46lea the mean of the bid and ask prices for listed acuities and options ce only bid prices for OTC sect/hes. - Less actereb traded sectaities may be priced usig a valuation model a the most recent doe we claimed ri d may not reflect an actual molted price a value - Certain positions may appear without a price arid will tow a 'vice was nal avtlable• it we we unable to olA am a price fora seamy - Deposits a securities denominated ilCUITolcon other Ilan U.S dollars are reflected at the eichange rate as of the statement date. - fa certain senates rating n non-conformrig denornnetions. dice ri d quality(Ixt cola) may have been adjusted to laciltate raper valuation To obtain te em pa:sabre. when availabk, contact era-cal Aderxr • Private investments and etrucoared eroded Note rimmed :dunes (ex ling dram participation program ad realestate investment hast soothes) and structred products are general), highly diakt Celan sea -timed pactxts have not been registered with the Mounds and Exchl Commission ix under awi mate seeureeTwes. We add. dined(' Vake$ for private investment senates irdstrutured products for ithemational purposes any. Atarary toot °Lunette& - These vatmis may differ absent* ice. prices il any. at which a Pride iweelreeril thy smmtured product maybe bought or sold and do rot necessatib represent the vat* you may recent sport liquidator. - Third party estmetes of vale are le if a attain date ad an suppled to UBS Inarcid Sondes on a replan basis by an independent valuation firm. - beat general panne or sponsor estimated eaten are, are applied to the Fm by the ester, general panne or paw and my be calculated based an efferent information from that used by thid pities to delve ter 'negated values. - You can obtain seditorel ntamation regarding the methodology used to determine the estimate 01 value and the dale el the iicematin that is the basis fa the ettimote by contacting your fiuncial Advisor - Third party 'singed valets may be reflected as 'Not priced in several snarl:at when an (dependent valuation lire hes not %glinteda it vialble to assign a vale. Myr. we become ware that a matenal mot has awed that may call a andusb reported value no question, or when a value would be high spicule:re due to tie nature of the celerity. - When neater an ester, general partner or sponsor estimated value nor a thed-paly estimated tali is providel, the vita el the seastty will bedater:Ent tram its drchese price. - • Ditributicos to daft' ma/include rain of capital, ncome orboth. - 'Original unit size' represents tee ntnl offeting price per snit and may not reflect your Cog bait, - DIP rd unlisted REP stands are not tried an a national securities exchange, and am gene* liquid and own if they can be sold tie price received may be lee than the per dare *dimmed vain provided n the mart statement. • Restricted meurities. Refitted secants generals, at not (wend elcble to public tale. U8S Financial Service, uses the motet priced the unrestricted stook of the same issues as an imputed value for tie restricted Oak (*Fount/esoften statement on4o To the extent that restided stories are elgbk to see, the value received may be sibstantialb less thanthe imposed vela/ town • Est. (estinated) income. anent yields and rates. M estimate of smug income i based an current dnidend and interest rates, assuming tie securities will be held for ale we from statement date or anti maturity This Mink no* a gudolne; accuracy and continued income are not gua'arteed - Estimated irrui hcane and curet yield for certain types of leashes could ricks'e a retain of principal or capital gahs in which case the est incorre (a-deurred yell would be overstated, - Estimated anal income and cured yield and tie actual ?cane andyield milt bebe lower°, higher dun the estimated amounts. - An eatenate of numbed income (del:lend ander interest) divided by the current mainet validaverage balance is based an the di dividend or interest payment made by the duet and amines tie seareteddepdts will be held for ore year from the fitment date or until matted Accuracy ad continued yell at not ouranteed • Assets not held bytes Financial Strokes Cenah ones se rot helot by the f itn ad not *whin the Fern's posansion or cased These assets ate displayed on yar statement for informational purposes only Positions and values presented re provided by ter awn) fem. UBS Financial Services not rescroble fa the information and does not guarantee es accuracy. These Mani at rot protected by MK or the Ferns suddenentelSIPC coverage, • Revenue elesrifif and Stationed compuelsatich. — In addition to commissions on sales and 12b-I lees received el cerrectiori with be ditributiai rrulual knob to ow dents we anchor our affAale receive revenue *elm) payments from distnbutors ardor advises of the natal funds that we sell. These arnants are based on two deferent corrpononts (ate moat of ales by UBS of a Psticute mutual fund I amib Co our clients: and CO the asset value of a particular rrutual fund taroks shares held a the Inn — the and as flame ako receive networking mid combat processing fees n consideration for tinter agent 1.421VCPS that we porde to the mutual ends. These fees generally are pad from investor asses n the nutua 'lured and are a limed dais amount bated on the number of accounts at the broker-dealer holing mutual funds of that fund fa-nily CONFIDENTIAL — n edition to commissions received n connection with the sale or destitution ol may contracts and iret investment but Ind toot, clients. mo ands( our affilide ream* reserve sha-rag compensation Itormmany of the instance companies Undefined-9 the annuity COMMIS, aft/uses d the henna corretheas or spornort of the ant imesimmt tugs we deflate. - Our affiliates also receive trading commesians rd other convenient:nem natal and and Munroe companies whose products we dew Wu. - We receive an anal he from UBS Bat USA ad LES AG Stanford Ranch of to to 425 per mean sweeping to the barks under the UBS Bank Sweep Programs. Adivity Irismation vegan:Mg commksions and other chmges inured h connection with the execute:no' trades, klieg option 'sensations hes been incbcbd on conlimations prewousb I welshed to you, and ell be prattled to you prarptly on repast. Short selling II you are engagedin short sellrg a security, you may rove a chard dee to satin banowig costs for that pankularsecuity. Open eiders Regarding open or • gad-till-canceled' aides that were not executed by the illittnita date, open buy and see slop orders are reread by the mount of die:lards or rid-itson an ex-dividends a eer)ts date unless tetnxted othenvd by pi. You are responsbk for orden that are executed dm to your lalure to cancel tasting open cedes. Priem To obtain a copy of as current Client PrimacyNode. please contact yes F hernial Achiscr a vat our wend at mew .4.. rembeWsnmeiree UEG Financid Sakes is not a bate The Wit Business Services Account Eta and IRMA are tetkerage accounts which provide access so banking services and protests *Kt* Mitigernallt with al Gated baths and other Ihniparty barns, ri d provides access to Sosra-ce and armuRY [roach Osed by unalfiliatedthid-party toured companies through ieurs-se agency subsidiaries of UBS Financial Services Inc. Imestruet, newa-ce. ad a-soden:ducts, Nat 10K instred • No bank qua-anted May /de value RUA. Resource Management Aar. nt, Business Services deount BSA. IRMA and intonational Resource Manny: went Accost am registered service maks of UK Mimed Services Pic Visa Signalise is a reptered Servile Milk of Visa Immationat LOS Visa Signature ova cads and IBS Visa debt cards are issued by UBS Rath USA with Permssion from Visa USA Incorpaated. UtS Pinencial Swine Me My 201604 SDNY_G M_0002 3749 EFTA_00134369 EFTA01276140 (SUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056542790716 V1 0 Account name: GfraStANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your linandal Advisor. SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account July 2016 GHISLA1NE MAXWELL P.O. BOX 308 TEANECK NJ 07665-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA aesourceline at 800-RMA- 1000, On June 30 (3) on July 29 (5) account 029023576 Your assets 172,148.27 147,973.93 Ylsitour webske: Your liabilities 0.00 0.00 www.ubscomilinanciafservices Value of your account S172,148.27 $147,973.93 Tracking the value of your account S ThoL6311CS 149.0 716 1 n Dec 2014 Dec 2015 Jun 2016 1J 2016 Sources of your account growth during 2016 Value of your account at year end 2015 61932.36 Net deposits and withdrawals 6146,035.61 Your ilveStrleclt return MO:lendand interest income 54.% Chang- in market value 50 00 Value of your account on Ad 29, 2016 6147.973.93 SDNY GM 00023750 NNmbar SIPC CNP70003305654279 NP1000155185 00006 0716 030575004 Y1 23576550000000 Peg* 1 of 6 CONFIDENTIAL EFTA_00 134370 EFTA01276141 SUBS Resource Management Account July 2016 Your account balance sheet Summary of your assets Value on July 29 ($1 Percentage of your account A Cash and money balances 147,973.93 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $147,973.93 $147,973.93 100.00% Account name: GHISLAINE MAXWEU. Friendly account name:Indiv. ar Account number. Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may indude available cash balances. U95 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July 2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% CNP 700000056542$0 NP7000195185 COCOS 0716 030579004 Y1 23576550 00inlyyGht0002371Age 2 of 6 CONFIDENTIAL EF1'A_0013437I EFTA01276142 Resource Management Account *UBS i]. Change in the value of your account July 2016 (3) Year to date (S) Opening account value $172,148.27 $1,932.36 Deposits, including investments transferred in 0.00 271,214.73 Withdrawals and fees, including investments transferred cut -24,177.17 -125,178.12 Dividend and interest income 2.83 4.96 Closing account value $147,973.93 5147,973 93 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Cheakar Account number. Dividend and interest income earned For proposes of tins statement, tenabity of interest and dividend income has been determined from a US tin irP0fir9 IxISPedive. Baud upon the residence of the account noon. account type. or product type, tome interest andor dvidend payments mat not be subject to United Stan (US) anda Puerto Pico (PR) income tares. The tient monthy Ratement is not intended to be used and cannot be relied upon fce tar purposes. Chenls should refer to the accricatre Ice reporting forms 'hey recei* from UBS annualy, such as the forms 1099 and the Forms 493, for lax reporting information tt is the practice of UBS to file the appkatie to reporting forms WV, the US Interns Revenue Set oCe and PR TitaSlify Depaitrent. aid in Such loans accurately 0469 fy cane:fella Soler interest afar exempt or taM* uxOrne Please consult yOur Inca ,dual tax prepare: July 2016(31 Year to date (S) Taxable interest 2.83 4.94 Total current year $2.83 $4.94 Prior year adjustment 0.00 0.02 Total dividend & interest $2.83 $4.96 Cash activity summary Your Pi vandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account activity the month Tot dela It Balances In your Sweep Option: are induded In the openng and closing balances trete. FDIC Insurance [pixies oNy to deposits at u85 Bank USA, not to deposits at ut35 AG, Slarriord Er anch Of bank deposits pato:itwoo the UBSInternaiond Depose Account program. WC protection applies to money market sweep find holdings but not bare deposits See Important information about your statement on the leTt tyro Pars N this document for Ma's July 2016 (1) Year to date (S) Opening balances $172,148.27 $1,932.36 Additions Deposits and other funds credrted 0.00 271,214.73 Dividend aid interest income 2.83 4.96 Total additions Subtractions Checks and bill payments $2.83 $271,219.69 -24,081.49 -117,278.18 Card payments -95.68 -835.12 Other funds debited 0.00 -7,064.82 Total subtractions -$24,177.17 -$125,178.12 Net cash flow dosing balances -$24,174.34 $146,041.57 $147,973.93 $147,973.93 UBS Bank USA Deposit Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 5162,176.52 Closing UBS Bank USA Deposit balance Jul 7 1152,094 89 Number of days in nterest period 31 Average daily balance $170,509 86 Interest earned $2.83 Annual percentage yield earned SDNY GM 00023752 002% CrIP7C003305654781 NP700319S18S 00CC6 0716 030579304 Y123576SSO 000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00134372 EFTA01276143 *UBS Resource Management Account July 2016 My Choice Rewards Points from UBS Account name: Friendly account name: Account number: Rewards pants ae effected as at the 26th of the month or the poor business day if the 26th Id Is on a vriekenertollday. Reward point &alert:Mats can be found on www.ims.convonNnesendires July 2016 Year to date Opening balance 5,233 4,279 Points earned 191 1,145 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fthancial Advisor or Branch Manager. Youcan find a ful description of the altemaove investment objectives in important information about )our statement at the end of this document. Your non objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility conederat:on None selected 5,424 5,424 Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out Your Ignandal Advisor: SCOTT STACK MANYLYLE CASRIEL CNP20208005654282 W2060195185 0000S 0216 030575004 Y123576550 009feklyGit 000237gsge 4 of 6 CONFIDENTIAL EFTA_00134373 EFTA01276144 $UBS Resource Management Account July 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account narne:Indiv Ched0Car Account number. Some Vices, income and cotton vaues shorn may be applonlinalt. AS a Kluft. gains dndlpsses ma/ nol be acuralely reflecled. See smportant ink:venation about your statement a the end 01 the cecumem lot mate Mammon. Cash Cash and money balances Cash and maw balances ma/ induct± avatar& cash balances, USS Sant USA cbpnt account Sanas, UBS AG Staraord Branch deposit account baances and money market mut ud fund sweep balances. binned( USA deposit account balances ale Insured by the FDIC rattan applicable limits, but are not protected by SIPC. WS AG Stamford Branch deposit account Nantes an not insured by FDIC and are rot protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Sea the otportam information about sour statement at the end of this doer:rent for details tout those tSances. Aching UBS BANK USA DEP ACCT 172,14627 Openng Decoct Closing Mance Pace per share Avon, co is 1 (5) on Jul 29(1) an Jul 29 (5) rate Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL Dnidencl Interest Darn period period Can amount (1) Your total assets 147,973.93 250,000.00 ',Mut on Jul 29(0 Percentage a< Cost Estimated your account bass (5) &mud income (5) Cash Total Cash and money banns Account activity this month Date Activity DegeOliOn 147,973.93 $147,973.93 Untea5zed gin or IDS'S (5) 100.00% 147,973.93 100.00% $147,973.93 Dividend and intemstincems Taxable interest Amount (5) Jul 8 Interest VEK BANK USA DEPOSIT ACCOUNT AS OF 07107116 2.83 Total taxable interest Total dividend and interest income 82.83 $2.83 Date Wintry Description Amman (5) Jul 5 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -40.22 Jul 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE .556.98 July Withdrawal ACH WITHDRAWAL AMEX EPayrnent -19.459.01 Oil payments continued next page SONY GM 00023754 Ct/P7COCE005654283NP7003195185 00036 0716 030575004 Y123576550000300 Page S of 6 CONFIDENTIAL EFTA_00134374 EFTA01276145 SUBS Resource Management Account ,E, i• n Account activity this month xcontnveo Account name: ,5-IISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number. Your Knancial Advisor: SCOTT STACK MAt4LYLE CASRIEL Date Acutely Description Anoint (S) Jul I 1 Withdrawal ACH WITHDRAWAL AMEX Payment -1.700.81 Jul 1 1 Withdrawal Total bill payments 424.08149 BM payments (continued) ACH WITHDRAWAL Saks Retail -2,324.47 Date Descnpnon Amotnt (f) Card payments Jul 18 CREDIT CARD PAYMENT -95.68 Total card payments 495.68 Minnie" Payrrent Due Payment Due Dae Credt the AvalableCrech Line Outstanding tame, UBS Visa Signature credit card(s) payment information for August 23. 2016 196.48 Aug 23, 2016 535,00000 531,875 37 13,724.63 This crech cad is enrolled in UBS Pay Credt Cad feature ad will automate" tie paid from your accourt. Your payment is scheduled for August 18, 2016 We prance this infonnabon on you U8$ visa Signature credit suds solely as a ccijnesy to you. The U8S visa Signature <refit card and account ae issued by UBS Bank USA. UBS Bank USA sends you cefiod statement for this account and you shoLid make you payment accordng to the* 'minx tons. We do not India your outstaidtng <resit card batime in the yaw c< your account with u8S Financid Services Mc Date Activity Description Amount (S) Money balance activities hen SO Balance forward $112,148.27 Jul 6 Withdraws UBS BANK. USA DEPOSIT ACCOUNT AS OF 07/05116 -20.056 21 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0706 2.83 Jul 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/1Ií16 -4,025.28 Jul 19 WithdrawS UBS BANK USA DEPOSIT ACCOUNT AS OF 07f 1& 16 95.68 lul 29 Closing UBS Bank USA Deposit Account $147,973.93 The ORS Bans USA Der09t ACCOWit is your primary sweep aalion CNP703O3005654284 W700019518500O36 0776030575004 " 23576550 CCggiffliccm0002371S9* 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134375 EFTA01276146 Important information about your statement U3S ftuncial Services ex. (the Firm or UBS Finercial Strokes), is a mantas' of all principal warty, canmodey and esti:costa-get UPS Fisancial Senices and CBS Bat USA re edied subsilenes of UPS AG and *Mae, of U3S Skulls LLC. The Filets Sandal statement e available upon retail. The Font extant* offices are a. UBSFinancel Semen It. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only officialrecord of you' CBS Fhancial Seneces account. Other records, eke* official ts.dxunenn. contanng calkingdata should not be relied wan II you belts thee is an tiler a Omi9POn plea,. report it immediately n maw to the Branch lianacaer of the o nce serving dote accost. Crag, a firsts shown are intended to be accurate. statement etas oliculd not be wed fa to purposes Rely selehr on yerend tax forms. De , Form 1099. 5498, 10425. etc ) wben Drepamg your lax return. The Finn required by law to report to tie IRS all Usable &Wendt sports/9e non-tattle dationna and =able hurest owned en whites held hear scant net penceek cn se* tranacares, rd cost basisoncertain careered seaside, CzeonstIcallans with the Finn • Pleas resales sty oral correwarations in loving to further protect your rights. inducing your rite, ender the Searles Investor Protection AO (SPA) • t the financial intention cn the top len oftehcm of this slimes snot U3Sfnrecial Stakes, CBS Fi-andal Semis carries yea accost as dewing backer by arrawerrent wit the edcated enslautore We informal you of this refalOn5b0 lien you opened this swat h On cast your bra and senates tre boated a LOS financial Services and rot the incraceg Order, ad you mat make amps of soy n or emission to bode firs. As described the account agreements, you must nutty us aF afry errors or fraud enoireg chedcs reflected on your statement Stet 30 days alter d was mailed or made available. A II staurnerin shellbe, deemed compleo and accurate n all other sped; if not objected so it verteg Shin 60 days • Please dact cuRomer complaints or hares to to Fens C lent Reborn (Sonnet at 201.352.1699 a toilet* at 903.3M-9103, (c03 A.M. to 693 P.M FT Monday through Friday, or in anted to LES Financial Senices hc., Client Relations Depatment, P.O. Box 766 Union Coy, W 07037. • In cane of errors or pastern about an electronic funds transhr Olt bas parr a UBS Vorekbit card transactions, call 02762-100D or write to UBS Feandal Senices Ix., 1000 arbor Blvd, feth floor. Week/60gal 07006, AIRY RIAAfeEA Sakes. Cates write as soon as yea can, if pou hi+ ta cisterns a receipt is mcng or if you need more inamation tout a transfer on the statement or receipt The Firm or Card lister (as appleable)must hear from you no Ise tun CO days after to Fan sara yOu the lea staenwra on which the error or problem awned. - Proede your mare ad nee number Of any) - Dena& the ertOr Or tie transfer you are inure about, indeplain a <km& as you tin why you believe a is ah error a why you need more Hammen - ProWde the doter arrant et the suspected area. The fine or Card Issuer ea hastigate you rcompdaht and eel coleeet rat; error assn. For alleged emus Metering UBS Vest debit cad broad St if we take more than 10 bus eess days to &tat we will credit yar accost for the amount youthin is in error, so that you wi Nye the use of the money clang tie tine it lakes us to canplele our investigation. Please mire all disks payable to the Fan or tie leuncial SULKS bloated on he front of the statement In addition to regular accan fees, accounts my be abject to maiionerve Ins, chroyes for late parent kr securities purchases and charges kr unpaid wares n cash accosts. Accosts that an transferred to other instiulens may be subject to a tangier fee UBS Sweep Option. UM offers options for sweeping cat balances. balances to bale deposits at UM Bak USA and LIES AG Starkey/ tooth (Bain Sweep Petgarra), moneymak* mutual lads (Money Funk) and the internationalDepose Accost (04)1 or cisterns with in Intierutional Rescue? Llanarrnird Account. Though the Bak Sweep Programs, cash balms an swept to LES Bank USA to to an established knit ad then to UBS AG Stanford Branch. or a Money Fund. Deposits at UB6 Bank USA av FDIC hared in accordance with FCC • Format dormant pleae visit wwwfdic Deposes at LEG AG Stanford Brach ad shares of Morey Fads are rot erased by the FDIC. Through to DA, sealable to cat balances are swept to depose roosts al UBS AG New Yak Branch and LBS AG Chown Eranch Thew deposits are not inured by to FCC. Baines held at to UBS AG Cayman Brandt ale tempi:stay spiked to the 'astir ink of the Calms lank, and there is no guitars* or other obagation of UBS AG to reale to balms bariff on file LEG Cayman's Brach's books. Depose, a LEG Berk USA and cab UPS AG Branch are rot protected by SlK. Monet Fund shyer are protected by SIPC. See 'CBS Financial Services Accost Protect-en' below. Ups parr request balances in the Bank Sweep Program or DA may be vothdrats and shares of a Money Furd may be lipuidated, ad the proceeds returned to you or your swages KCCUIL RANK I-km*0n about available sweep optcTA, nctairg cures interest rates and kids, it available at wmvubscornatieeprelk from your Fnanceal Adria' a by along KO-762-1000. UN Financial Sanity swum protection The Firmr. a mrrimyd the (An r Protecbm Corporation (WE whith protects 163-flieS taa-MS 01 its marten up to $9:4000 (including 1.250,003 kr dams for Nit The Slit net protection limits alkilY to all sorb that >who* h a patrols- tracery. The Fm,, together web certain aft Cates, ha also purdssi ittpleillentel WISPS. The madman amount paste to M elgible diet, coircliab ads this protection is $500 minion a of December 10, 2015. kbpd to the poky ordelons ad limitations, cash a the km is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n spatially paucity A f di copy of theepoky wades is salable utoon request. The SIPC protection ad the supplemental Protection both do not skit to • Crean financial assets controlled by (and Staid n your account value) but held away from UBS Financial Services (e.g., certain( cash at UBS Bat LEA, 00 cash at Les AG U.S.aanrhes, (4 efiesarre psixts, including emit& annuities, and 00 tares of Mutual funds when such tags re registered duchy is the name of the accost holder on to books ad records ot to applicion aver a trader agent). • Catkin mesh-nett contracts or iniesiment Serest (e.g.. anted partnerships aid pewee placerronts) that an rot regOoned ads ter Securities Act of 1933; and • Commodities COntaCIS (e.g, lower sobs* and precious metal cants). including futures contacts ad comsat, option contract. lh•SIPC protection and the supparnsal protection do not apply so these assets tend they otherwise appear on yea statements. The SPC protection aid the 94:Crasental protection do not protect agar* changes n the motet vale of par investments (whether as result of market movement issuer batruptcy a othearke) More irtonnation a sabre wag recant. You my Stan mole informationabout SIPC, including the SIPC Bod-tn. by arising SIPC at 202-37143CP or by dates the SIPC webree at wawa/pen Dividend Reiwestment Progress 0242.) The pric reflected t an average pee. You may titian the actual price Iran yea Fresher Ades. Onty *hole shares re purchased under DRW; prat tan wit be sold ad the cash wi be deposited ei your account. The (Ward reenestment price applied byte *ter may • f ler from the meta peke al which tie partial shares re sold Care-iblieu CnV whole urks may be head en yea amount. If pin entitled Nepal* sit a s result ol a indeed payment or otionvilt, the Film will ether sell panel sib a mart* price a accept an /most determined by a regiaered deeming agency. a-41 credit jar accost lag estment objectives The ivottiment objectives and risk profile are specie to each account and may may between yar 8=u-ft Please advs. the Firm asp& in using of any sght joint change in you Ina-teal situation or investment dogcarts For eachsteam heti you Moose swot the ketoses investmnt cbjKlivr, CONFIDENTIAL • Proofs, Cuneneincome: enrolments seekng to generation of Some a*. • Adies Coted Appreciation. Insures% seeing root of principal rather than the peroration of harm. • Produce Colobautton of rase and Capital Appreciate& frweanents keen? both the gereals of nccme grOtAh of prikpal Overall rib profiles • Cottervabee. Seeks to manta* SIN recipal, with low neat and volatility to the attars ovant ten if that means the accost does not genes sign il rare econ• or returns and may rot beep pace with • Moderate Willing to accept sane rest to pircjoal and tolerate some ',Sanity to seek higher returns, • Cogrenne: tang to accept high irk to pnncpal and high slat lily to seek high returns o'er time. • bwestnervEnpactiry Consideration: t Hinted, a Paton of the portion, for that account may Stele canplex strategic, kicked liquidly and grater volatiky. Statement •heureholdier We may areordrie all related account statements with the same attless h the same enreas, eq. because they have owners oho ako mamas jwil account relaarreps well other dents a the sane address* you peeler to recent indwells* statmenh mailed is separate enidOPet you may declee art,eholdng by citing dos fine-Act Achnor Friendly scan name The Fierdn accent nano is a (seam:ale 'manse' chosen by you to assist you with your recordteePeg. has no legal effect on your account You can change tore enendn aCCOUll nines. though Online ServKtA a by contra.; your Finnual Atone. Account overview • Vabe of jou. accowitOontio. Net of *sets and Wakes • A M b hcbdes wattle cash balances, slues fa nestrkted say fest ), and Global Tire Deposit, trreared marks to ma-ket, andcertain assets not held by to Finn. Does rot include unpriced sectritita assets at tie end of the pilot and want statement EXMOdb. Of plate iwesenena irwested stock options and earceable stock options • Leibikes. Includes debit betakes, outstarding magi, bins, credit let shag /souk balances. • Cashaoney balances. Total of unimested available cash balances, plus deport balances at UBS Bank USA, LES AG U.S Branches ad money make mutual fund sweep balms, at the One of to statement period Noncarredity free on& balances in yds account are not seregred from other balances and tae fins may sae any of these lads tithe Ordinery course of As bans how funds re pestle spa your dernard. This total is included in to arrant period closing vabt •eming Worm/Ake For cleaned information on the ass lerdiw padres and docks.* refer to jar Chem Rentionts SDNY_GM_00023756 EFTA_00134376 EFTA01276147 Important information about your statement (C011tIllUed) Agternern or ACCOal Agreerrenl and the General Terms ad Conditions U3S Statement of Credit traction ;nibble in Agreements end Olaf:mum a goy na< ~Watery ontekrintr met Yew meets Your statement itemises securities and other assets hell the account at the enO of to slatemers period. You may ark for deterY of icy paid seosiies al anytime. You may receive securities used as loan collateral alter paying any balance eke en them. Any securities translated to the Firm cling the Italentent period ale listed at market vane as of the end of the statement period. • Cost betk r determining the cost basis of he securities incbded in this statement, where indicated wits the number " l, • WS Fn./rice Services has relied Oninformation cbiained from source, otter than US$ Fnencial ewes, including nformation hatsanother Urn a that sum./ tote grovided to yes finmxial Adelson The Firm does not Meth-rarely vert igara-the the acasacy via& of ary information provided by Ktne5 Other than LES Re-antral Senices In setters. *hough UPSFinancial Services general& Le:dates fib nfermation as it is reenter the firm does not provide mu ass that the a-dermatitis corder 'Cost bans° ad ^Unrealised gram' is accurate as of the date of the; statement. As such please do not ley on this Serration to make pretests sale decisionk for tax puposes a otherwise. Accounts itatherred to the Fen may releth gel loss hfamatith only for tie period ea tine they we held at tie Fink More historical ndermaton <abbe aited by you' Flax's' Advisor. • Unreedind gun elonee Viten data a awilabk, orienated unrealized suinflown re calculated la ixtharal see" lots. The transaction data for extvilial bit mayor may not ref test ammissixt r= anctor security reorganizaton events d and other reinvestment lots ref systematic purchase tots are each combined to dicsoloy ale ethane:Ilot The 'Trak date' coLran presents the ergiul transaction trade dale. • Callable securities Bonds and pthand stock that to boor calls for eery rederneem will be selected anPatel& by la from amass all seasain of fi x Sae held in ournamea n nominee nine fa as <lents Call leave rdermalith is obtained from third parties and its accuracy is not guranteed. Other tall fthest may von which amid ailed yeti amide* nrkrrnaten taillbe provided upon request • Certificates of deposit (ON). CDs are FDIC sued gem $29),000 h principal and accrued interest per depot:ear and per depository inonsion n accerdance with MK riles • Priothalue Prices diverted f or secuntes and other predsts may be higher or boll than the price that eat would &dual& resin in tie matte likes at obtained from threw thid pat sources whit, ete beleve to be relable, bit we do not garnet ther accuracy. - We weak use he Otero; price when available a the mean of the bred ri d ink pats for listed searitin and optrom a only bid prices for OTC searthes. - Less 3Ctiveir traded securities may be priced using a ix:gus:a model ate moss recent axe we ethened ri d may not reflect en actual make price a vats - Certain positions may apper nito_m a nice and will ?row as 'vice was root avarlable• it we me unable to obtain a price fora seamy - Deposita a securities denominated neutral-cies other thin U.S dollas at reflected at the 'wherry rate as of the natemeat date. - fa certain startles rading in non-conlormrig denornnetions price and quit ly(face Pith) may have been slimed to facilitate paper valuatim To obtain &mem instabris, when available. contact ccarcel A0nscr • Private investments and etrucoared produas. !ovate rixestment sear nits (ex Laing (tied participate., program and real estate investment tact washes) and structred proirts are gtheralkr highly repaid. Celan sena-tend pandas have not been registered with to Securities and Exch Commission cc undo- ayslate seculliseXes. We prole egmated values for private investment searites a-d sthstured products for inormatiral purposes cnbc !Kong snot gumanteed. - These yeas may differ aketa-eiaty kerm prices, il thy. at which a Prete twesimerrl tit structured product maybe bought or sold and do rot necessal&represerd the wise& may recent upon Ethridge:it - Third party *emotes of vats are es o4 a athain date ad are supplied to UBS Rennie Services on a regilar basis by an independere solution firm. - baser. general panne- or sponsor estimated valet. if my, ate subbed to the Fern by the issuer, general partner or epasor and may be calculated bawd en deferent information fran that used by third parties to derive ter 'negated values. - You can obtain additional eformation regarding the methodology used to determine the estimate d value and the dale of the Hammenthee is the basis kr the ectimate by contactiq your Mistrial Advisor - Thirdpatty 'Penned vales may be reflected as 'Not priced in several stamens: when an independent valuation Inn has not %Waileda it ire:Met° wags a Yalu when we become ware that a matenal mat has °cored that may call a piteous& reported vats rep question, or when a value would be high& spearlatne due to tie nature et the security. - When neither an thuer, general partner or wonsor estimated value nor a thrd-paly estimated valor provicatt, the vela of to securityMO be different treat its webs* price. - • Deributian to daft' me/include return of capital, ncome orboth. - 'Original unit size' represents the initial offering priceper unit and may not reflect this cop bait, - DIP ri d unlined REP scathes are not hated al a national securities exchange, and an genera* liquid and own if they am be sold, tee prke received shay be lea than the per chore *dimmed vitae provided n the scant statement. . Reseicted securities. Restoted secrets general& at not current& ercble for public sale. U8SFina-cal Service, uses the market price d the unrestricted stook of the sane issuer at an inputed value for the restricted Pak (*rouges-es aegis statement or* To the extent that restkled startles are elgbk to sale, the value received may be abstanual& less thin the imaged vale *mon • Est. (scanned) income. arrant yields and rotes. M estimate of annual income is based on Current &rebind and interest rates, assuming tie seostes will be held for woe we from statement date or until maturity Uri Mine* bonny a gudolne; accuracy ad continued income are not guaorrteed - Estimated anal sane and currant yield fa certain types of leashes could include a team of pritipat or capital gahe in which care the est income (a-d curried yell would be overstated. - Estimated anal income and arrest yield and tie actual noon* aid yield rriofit be Soweto, higher then the estimated/mounts. - An *nine* of numbed income (dividend arida interest) dalliedbythe current market valstaverage balance is based on the let dividend or /Seen payment made by the issuer and themes the secirceademses will be held foe one year Irons the atatement date or until moist Accuracy and continued well se not guaranteed • Assets not held bytes Financial Services. Cenah asses ore rot held by the f im mthnoe wee, the Fern's posse-nen or control. These stets se dnphyed on loos staternerd for informational purposes oily Positions and values presented re provided by tie asu'rg firm. UBS Financial rvices not retpayoble for aid information and does not guarantee en accuracy These whits a• rot protected by 51K or tie Firms supplementalSRC cower?. • Revenue sharing and additional compeneetica — In addition to commissions on sores and 1)b-t lees received in cathectrat with tie distributim e4 rrulual fuels to our dents we anchor our Ornate receive revenue shall'9 payments from dentate, allot advises of the maul funds that we sell. These amounts are based on two &fermi corrponents (l the amard of Ulf, by UBS of a Paliculr mutual fund I ami& to our clients: and Cri) the asset value of a particular mutual fund famikes stares held a the Irrn — We and as allAate abo receive networking aid combs' processing fm n consderation for trawler agent Sen•Cei that we ran* to the mutual lint These fees generally are pad from investor asses ri the maw I lured and &watered dais amount bled an the number of accounts at the broker-dealer holingmutual hands of that fund family CONFIDENTIAL — h addeion to commesens received n connection with the sale or &thbution of arkey contract and ire investment that units tooter clients, no andcc our affiliate recta* teens shrug ampensatito from mar& of the issuance companies undenalig the amity contracts, affixes d the hurarth carpet or sponsors of the tnt irrresrmmt rues we distriamte. - Our affiliates abo recent trading commosions ad ere or:evenness'free masal Ards and nurse. companies whose products we derbute. - We receive an a-nail fee from UBS Berk USA ad LES AG Stanford Rend, Of leato $25 per scare sweeping to the barks under the UBS Bank Sweep Fr-ogre-as. Activity Infammen regardng ammksiths and other chases roared in connellitn with the execute:not trades, neLdrig option ganistions has been incbad on conlimentre praxes& !unshed to you. ri d will be prorided to you preaptly on repast. Short selling II you are engagedin short selling a security, you may ins a charge der to eaten toviowit costs for that partkulir wart. Open orders Regarding open or • gni-till-cancelled* orders that were not executed by the 'latent* date, open buy and sell slop orders are nand by the anoure of dividends or rightsan an ex-divider.* a rentris date unless netrixted ahenvise byyoa. You are responsbk for orders that are executed Os to yOur ladure to cancel win ill open orders. Priam To obtain a copy of as current Client finery Naice. please collet >as F nanual Advisor or von our week at mew oh, rrvenfivnertirev UEG Rine-cif Sakes a not a bank The DMA, Business Services Account ESA and IRMA are brokerage accounts which provide suss so barking services end protests tea* aringernerds with an anted bans and other Ihrdparty bares, and provides Jain to sum and amity Prodien mead by unaffiliated thid-party nourrce companies through isura-ce agency subsdianes of UBSfinamial Services Inc. totastment noura-th. and many products, Not FOC insired • No bank aureate. May lose value RUA. Resource Management Arno nt, Business Services Account BSA. IRMA col intonational Resource Management Account re registered service maks of US$ Rnancii Sena-ores Inc Visa Signature la registered Servile milk of Visa Hemel brut LOS Vise Signature credlt cards and CGS Visa debt cards re inued by UBS USA with remission *OM Visa U SA Incorporated. UN Financial Seethes to Rev 201604 SDNY_GM_00023757 EFTA 00134377 EFTA01276148 4tUBS lies Fnancial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056338490316 VI 0 Resource Management Account August 2016 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHSLANE MAXWELL Friendly account name: Indiv.CbeckiCar Account number. Your financial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSCituCeLine at 800-RMA- I 000, account 029023576 on July 29 in on August 31 (5) Your assets 147,973.93 134,076.18 Visit our webdte: www.ub5comflinanCialSewiCe5 Your liabilities 0.00 0.00 Value of your account $147,973.93 $134,076.18 Tracking the value of your account L6311/$ ,34.t Dec 2014 Dec 2015 Jul 2076 Aug 016 Sources of your KWma growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits end withdrawals $132,136.63 Your elVeStilleilt ream Dividend and interest income 57.19 Change markot value 50 00 Value of your account on Aug 31.2016 6134.076.18 SDNY GM 00023758 Member SIPC CNP700033056334149NP7000197196 00006 0316 030575004 Y123576550000002 Page 1 of 6 CONFIDENTIAL EFTA_00I34378 EFTA01276149 SUBS Resource Management Account August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 134,076.18 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $134,076.18 5134,076.18 100.00% Account name: GHI$LAINE MAAMELL Friendly account name; I iv. ar Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. kin Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 782% 0.26% 801% 0.08% 0.92% -0.11% 5.86% CHP 70008005633850 NP7OCO 197i 98 COCOS CBI& 030579004 Y123576550 COMINGM0002379Vio 2 of 6 CONFIDENTIAL EFTA_00134379 EFTA01276150 SS DUBS Resource Management Account August 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Ched4Car Account number. August 2016 (S Year to date (1) Opening account value $147,973.93 31,932.36 Deposits, including investments transferred in 0.00 271,214.73 Withdrawals and fees, including investments transferred out -13,899.98 -139,078.10 Dividend and interest income 2.23 7.19 Closing account value $134,076.18 $134,076.18 Dividend and interest income earned Pot purposes of Ms statement, twatallty of inkiest and Onldend Income has been determined horn a US tar *Porting IktsPeclht. Baud upon the residence of the account holder, account type. or product type, torn, interest ander dvid,nd payments may not bo subject to United States (US) ardor Puerto Rico (PR) Income tares. The dent monthy statement A not intended lo be used and cannot be (eked upon for tat purposes. Clients should refer to the aPplicatie tar reporting forms they recei* from IRS annualy, such as the Forms 1099 and the Font 480, for lax reporting information h is the practice of UBS to file the tiopti(atre la reporting forms with the US internv Rewnue Serege and PR TfeaSury 0e0allffent. 8i)d in Such fOrrns accuratsy (rasa fy chiclends ardor Interest as tar exert-sot or tatabk 'meat Pleat consult your irxbrdual tax preparer. August 2016(S) Year to date (S) Taxable interest 2.23 7.17 Total current year $223 37.17 Prior year adjustment 0.00 0.02 Total dividend & interest $2.23 $7.19 Cash activity summary Your Flnandal Advisor: SCOTT STACK MANWLE CASNEL See account activity thou month lot dela Is Balances In your Sweep Options ate includedin the opermg and closingMance:Aut. FDIC Insurance *pie, only to deposit, a U8S Bank USA, not to &pouts at LOS AG, Stamford eranch or bards deposits placedihrouoti the UBS internahond Depose Account program. SIPC peter bon applies to money market sweep I und holdings but rot bare deposits See Important irdonnation about your stoement on the tat Mo pages cf this document for detals August 2016 (S) Year to date (I) Opening balances Additions Deposits and other funds credited $147,973.93 000 $1,932.36 271,214 73 Dividend aid interest income 2.23 7.19 Total additions Subtractions Checks and bill payments $2.23 -13,803 50 $271,221.92 -131,081.68 Card payments -96 48 -931.60 Other funds debited 0.00 -7,064.82 T)ta I subtractions -613,899.98 -$139,078.10 Net cash flow 413,897.75 Closing balances 1134,076.18 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 $132,143.82 $134,076.19 $152,094.89 Closing UBS Bank USA Deposit balance Aug 4 $136,363.04 Number of days in nterest period 28 Average daily ba lance S147,981 97 Interest earned $2.23 Annual percentage yield earned SDNY GM 00023760 002% CNP7O000305633B51 MI00019719800005 0816 030579004 Y123576550000000 ►ap 3 of 6 CONFIDENTIAL EFTA_00134380 EFTA01276151 *UBS Resource Management Account August 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of the 26th of the month or thepro:business day if the 26th Mb on a weekend holiday Reward. Vital daunt)/ details (an Ct bound on vwvwubs.awfOnaneSeneXes August 2016 Year to date Opening balance 5,424 4,279 Points earned 0 1,145 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 5,424 5,424 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment efigibility consderat on • None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. Your Ileandel Advisor: SCOTT STACK MANY LYLE CASRIEL CNP7C008005633852NP70C0197198 00C•06 OBI 6030575001 YI 23576550 C0MALYGM000237tee 4 of 6 CONFIDENTIAL EFTA_00134381 EFTA01276152 Resource Management Account UBS AugUS1 201 6 Your assets Account name: CHISLAINE MAXWELL Friendly account naarte:Indav Check/Cat Account number. Some tames, mon andcurrent bra Lies ShOern May I:tag:qinine. AS a mut gam at tosses may no be tearialely telleciad. See imporunt infonnaon about your statement a the end of ths clacumem tot more infornmon. Cash Cash and money balances Cash and money balances may iodide avaltie cash balances, UBS Sant USA &pout account balances. UBS AG Stardord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances ale insured by the FOC Mthn applIceble limits, but are not protected by SIPC. WS AG Stamford Brant h deposit account Mantes an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but se not insured by the FDIC. See the important information about your statement Y the end of this docirreent for details *out those bdances. leddng LI35 BANK USA DEP ACCT Your total assets Cash Goering Wrote on Aug 1 (1.) 147,973.93 Closing balance on Aug 31 (S) 134,076.18 value on Aug 3t Your Misandal Advisor: SCOTT STACKMANLYLE CASILEL Price per share Average Dnidencl Interest Drysm on Aug 31 31 rate period pecked rrount (S) 250,000.00 Percentage d Cost Estimated Unrealized your accent taus 01 annual interne (5) gain or loss (s) Cash and money balances 134,076.11 100.00% 134,076.11 Total $134,076.18 100.00% $134,076.18 Account activity this month Date Minty DeSCrptiOn Amount (S) Dividend and interest income Taxable interest Aug 5 Interest UBS BANK USA DEPOSIT ACCOUNT ApF ut 04 I u 2.23 Total taxable interest $2.23 Total dividend and interest income $2.29 Date Actiiity Descnplon Amount (5) Aug 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE Aug 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .40.22 Aug 4 Withdrawal ACH WITHDRAWAL AMEX EPayrnent Bill payments -556.98 -11,015.92 continued next page SONY GM 00023762 CMP7030$00563.3853NPIOCOI97198C0006 MI6 030575004 v123576S50 000300 Page 5 of 6 CONFIDENTIAL EFTA_00134382 EFTA01276153 UBS Resource Management Account August 2016 Account activity this month (contrived) Account name: GHISLAINE MAXWELL Friendly account name: Indiv ChecISCar Account number: Your Knanda Advisor: SCOTT STACK MANLYLE CASRIEL Date Actisty Description Amount (I) Aug 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -2.190.38 Total bill payments 413203.50 ail payments (continued) Date Description AmOunt (I) Aug 18 CREDIT CARD PAYMENT -96.48 Total card payments 496.413 Card payments Ahriman Fames Cue Payment Due Dse Credi the available Credit tine Outstanding balers. US$ Visa Signature credit cards) payment information for September 23, 2016 $9672 Sep 23, 2016 135,00000 S31,936 13 $3,063.87 This credt cad is eneciled in u BS Psi credt Cad f eat we and will autcmaticaty be paid Iran your account. Your pigment is scnecbted tor September 18. 2016 We provide this information on JOU/ US$ visa Signature credit fads Scitiy as a Castesy to you The U85 Visa 59nature credt card and account are issued by U85 Bank USA. UBS Bank WA sends you arida SI aieriVra for 1Ns account and you shoLtd make you payment accordng to their insl nicisonS, We do not ind uCe your outstanding credt CMS mance in the rave of you account with 5)85 Financier Services Inc Date Activity Descrgbon Amount (S) Money balance activities Ail 29 Balance forward $147.973.93 Aug 3 Withdrawal UBS 8ANT. USA DEPOSIT ACCOUNT AS OF 08t02/16 -597.20 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08704/16 -11,015.92 Aug 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 08104116 2.23 Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08t09116 -2,19038 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF O& 18116 -96.48 Aug 31 Closing UBS lank USA Deposit Account 5134276.18 The UBS Pare USA Se13O9t Account if your prison, sweep colon CNPFC008005633854NM000197198 00005 0816 030575804 Y123576$50C0904Y_GM_0002vtage 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134383 EFTA01276154 Important information about your statement U3S Fanelli Services Pk (the Firm or UBS Finercial Serekes), is a mean of all principal cecvay, ccmrrocky and soh:reweave,. UB5 Fannie' Services and U65 Bank USA the i-died subsilones of UPS AG and affiliaes of U35 Seamen LLC. The Fim's Wawa statement b available upon recast The Font exto-erve off ices re a. 1115 Finricol Seroces hc. 1200 Harbor Boulevard Weehawken, N107086 This statement represents the one/ official record of your LBS Fancial Services account. Other records, emelt official tadoosnents. contanng conflicting daa should not be relied aces II you base there is an era or OmiS90n please report it immediately n wag to the Branch Manager of the dice serving your account. Atha4' a 'ivies shown are Mended to be accurate, statement detaskreuk1 not be wed a to purposes Rely solok on yethend tax lams , Form 1099. 5498. 10425. etc) when Drepamg your lax return. The Firm required by law toref:co to the IRS alltable drainer% imonta rentable datiotind and table Merest end on sashes hid truent actra nee emends on see trawaelbre, a4 coca battencertain covered swishes- Carommiaellanswe the Fat • Please rimodinn her oral cornanations in *ring to further protect your rights. inducing your itteS ceder the Stones Investor Proteceon Act (SEA) • II the finascol institution on the top let of toe kom ol this statement is not U36 F anciel Sevres LEG Ftracial Sonia carries yew =cunt as chafing broker by arra-gement with the rdeated insteutera We in you of this relatOn5h54 %Plena., opened this accost h the case. your era and ashes a boated a LOS financial Services and rot the trawactrg broker, and you rat make a react of thy ray or omission to both firms As described in the account agreements, WI/55M natty to OP ani errors or fraud acing heeds reflected on your starter* van 30 days alter d was mailed or made available. Alinements shall be deemed complete and accurate n all other respects if not objected a n venti-g within 60 days • Please deect customer complant or hates to the Fiwirs C lent Reborn (Norma at 201.352.1699 toll roe an 903.354-NCO, 8:03 A.M. to 603 P.M FT Monday through Fray, or in *ti rg to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union Coy, N1 07087. • In case of <UM of galore about an electronic had, transfer ((21). bit payment a UBS Voieckbil card transactions, call 802762-10K or write to UBS FancialSenices Ire., 1000 Karla 814, 6th floor. Yak/Meg NI 07086, Attrt RINVESA Swat Caeca voile as won or ti can, if you hit yco.r statement co receipt 6 nano or if you need more traination tot a transfer on the statement or receipt The Firm or Cad Isar (as alcable)must her from you no Ian dun CO days aher tie Fine sent yOu the lerst statement on which the CM:for problem *pored. - Proide your ma rd accord number (4 am) - Deco& the MN Of the wander you revere about, inisplain as <kerb, as you cth why you believe * is rhea a why you need more hanatim - Pim:de the doer avant ot the suspected era. The Firm or Card Issuer vii h•estigate sou tcompaht and vial correct thy error promptly. For alleged eats Moking UBS Vitae debit cad Irma in, if we take mere Man 10 busionsdays to do as, we will credit par accord for the EMOL•It ytuthnk is in error, so tea you MI hive the use of the money durng the tine it takes us to complete our noestgetion. Please mire all checks ayele to the Fan or the lanai instaith trigkated on he front of 1h6 statement In addition to regular accost fees, accounts may be abject to mama lees, charges for bee payment for securities purchases and charges kr unpaid ar50.555 n cash acme*. Accounts that re transferred to other MM.:laths may be subject to a finder tee. UK Sweep Oates LES offer, options kr swain cash balances balances to bat deposits at UM Back USA and OBS AG Searnkrd branch ditarkSweep Progjanak moneymaker mutual Ards Money Fate red the inteational Depose Accant (DA)la c enamel with in Irderutional ammo Mana;prria Account. Though the Bark Sweep Programs, cash balms re swept to LES Bank USA a to an estabkhed knit ad then to UBS AG Stanford Bench, or a Money Fund. Deposits at U26 Bank USA are FDIC inured in accorda-ce withFCC flies. Format information please hilt wwwfdic Deposes at UK AG Stanford Fereti ad shares of MoneyFundsate rot insured by the FCC. Through tie DA, rabble to cad, balances are swept to depose &cants at UBS AG New Yak Drench and LBS AG Chan Eranch Thew deposits arena iwured by the FCC. Bale-ms held at the UDS AG Cadman Baal ate tempura y reposed to the swear a of the Chan Pack, and are is no guarantee or other obigation of UBS AG to repay the banes while as the LEG Cayman's Brach's books. Deposal a LEG Bak USA and each UBS AG Branch ate mot protected by SIC. Money Fund shres are protected by SIPC. See 'LOS Financial Services Account Protection' below. Chen your request, balences in the Bar* Sweep Program or DA may be withdraw,. and shin of a Money Furd may be Muidated, ad the proceeds returned to you or your secrets Cala Ftrter Herman about available sweep *pars, nackg card it rates and fads, it awibble at wthaubscordwieworekb. from your Fri:nal Advisor or by calling 802762-1000. UN Financial Serra' attain protection The Firm r. A rrinor Iwntor PrOictirn Corporation (WC), which protects stories marts of its mentors up to $912000 (including 12 50,003 kr dohs for mit The SIPC asset protection limit, aPPIY to all accosiff that puha h a partiality cthacity. The Finn, together sal certainaffiliates, has also purchased aparnentatatemion. The airman amount payable to at eIgible clke tc CONIClink Laid. this proton-ion is ZOO man x of Dante, TO, 201S. Stbrd to the poky ordeals ad anthems, cash at the km isfurther protected fa up to $1.9 mullion n the aggregate kr all your accounts held n a patalm capacity. A KA copy of thepoky wordi-g h mailable unon request. The SIPC Notectith ad the suppkmenbl protection both do not may to • Cretin filmed assets controlled by (and Mated n your account value) but held away from LOS Financial Services (e.g., certain (1) cash at UPS ark LEA 00 cash at Les AG U.S.banthes, (4 Muranoe pecans, including vaidele enmities, and (id tires of initud flinch whore such shares re registered direct& li the name of the accord holier on the books rd records of the applied* Aster a trawler agent), • Certain natment contracts or invesement interests (e.g., limited partnenhips ad pirate placements) that are rot mob-toned seder a Secured. Act of HID; ad • Commodities ccrtacts (e.g, foreign excha-ge and preccus metal corwacts). including hares antracts ad commodity option felted,. The SIC protection and the suppanenUI protection do not apply so these assets and Payoterwise appear on your sUtements. The SEC protection ad the aeolernental protection do not protect aganst changes n the market vale of yam investments (oaths as result of market moverrem, issuer barkruptcy or Nana) More irtonnaton 6 arable tan recast ea may cbtan more Worm:wonabout SIC, math's) the SIPC Brockm. by contacting SIPC at 202.371 -83C0 or by seeing the SIPC awbeee at waratworg Dividend Reiwestment Rrogran ((WS) The pie reflected is an arra Nee. You may obtan the awl price Iran yes Fri/Mal Advixr.Oney *ha sham are purchased under Da; partial sham wie be sold ad the cash wia be deposited try your accord The Ward reinvestment price applied by the Aster may • ffer hem the meta price al which the partial shires re sold Geeterin-lieu Ctribr whole urns may be heed n yar acau-n. If you ae entitled to a petal Lnit as a Pewit dam:S.4*rd payment or othetwee, the Film al ether sell parhal win at mallet price a accept an /mord determined by a regiaened shag agency. ad credit you accord. Investment objectives The Maniere objection and risk profile are spec le to each account and may may between you accounts Please advs. the Firm amply in wining of any 5g-decant change haws I finial situation or investment &wows For each ward held, you choose areal the followin investment cbjection CONFIDENTIAL • Prase Cunene/mon*: hvestments seekng die generation of Moms onbi. • Acate Cap6d Approdation. Investments seeing ?owls of principal rather the, the generation of ham. • Produce Conginatian al Incase and Capital Appreciation Nesinints seektrg both the german ol Mane ad growlsof Racal. Overall tisk profiles • Constwarve. Seeks to mantan SIN picipµ with la risk and volatility to the accord Nat esen due means the ware does not game signdant Mom or returns at may rot beep pre with 'ration. • Maleate. Willing to accept some risk to petal and tolerat some vateity to seek higher returns, • Aggressm: Wiling to accept high frA to pnncpi and high wird My to seek high returns owe time. • thatelent Figairy Consideration: d selected a 00-505 of the porHolia! or tat account may Mak complex stages, forked liquidly and gear yobliky. Statement eheureholdier We may concordat all related account statements with te sane alms in the are envetpe, eig. because they have owners etto also mahtan yonl account relawahips an other clients a the same address. If you peeler lo raw individual statements mailed is separate envelopes, you may decltre hocr,eholdng by casing yxr Financial Admor Friendly Gaeta name The Truth* acccu-4 nano is a cusionciple 'warm' chosen by you to assist you with your recoodeeeon0 has no legaleffect on your account You can change txr iriedy scald narK though Octane Service, a by coact eg your FiViloal Athnor. Account overview • Vakse Meow accoun4onTolo. Net ol assets and 'atilt Aswb trelas add* cash balances, values for resfrcted wordy test), ri d GlobalTim Deposes, treated marks to market, and certain assets not held by the Fim. Does red include unpriced sectraPassets at the end rol the prior and arrent statement periods, or primate Ioannina omitted stock options and *actable stool options • Liabildes Includes debie balances. outstanding morph bans, credit lib, shot accord balances. • Cas&eoney balances. Total of uninvested available cash balthces, plus depots balances at UBS Bank USA, LEG AG U.S Branches erd wavy make mutual fund sweep bins, at the am of the statement period awcarediu free creek balances in yes account are not segregated from other balances and the Fim may Lae Sly of these finds lithe ordnay coon. ol As trainee hese funds repayable pan your dread. nes total is included n the anent period closing Vale Lending infonnation For detaled information on the Farts lording puttees and declares. refry to your Chem Relationship SDNY_GM_00023764 EFTA_00134384 EFTA01276155 Important information about your statement (COMIllUdf) Agee/nest or ACCOLII Agreement and the General Teems ad Conditions U3S Statement of Credit Practices hobble in Armond endear/slums at aimpa art MAIThrerVinteirtn100110c. Vow ants Your statement Omen securities end other assets hell is the account at the end of Ow flamers period. You may ask for dewery of by pad seariies at anytime. You may receive securities used as loan collateral after paying sty balate id* on them. Artysecurities translated to tie Skin ciseg the state neat penod are listed at market value as of the end of the statement period. • Cost bald h detemning the cost basis of the securities incbded en this statement, where indicated with the number " l, • WS bundle Services has relied al information obtained from sources other than 'ES Finencial Semites, including information fran another rim a that sum* have Decided to you Finaxial Adam The Firm does rot irdeperokntly vereya gaara-dee the acosacy a valley of ay information provided by souses Car than LESPi-uncial Seneca xkltisn although UPS f inanciel Services gmerafif updates this nfcrmatizn as it is recented the Firm does not provide any MOStegeS exit the hIcornation seder "Con basis^ aril *Unrealized gar/ lose is accurate as of tee date of this statement. As wok please do red red on this nfamtion to make puchne or sale decisions fa tax p.sposes a otherwise. Accounts traderred to the Fim may ref ed gait loss infamaten only fate period id tine they we held a he Fan More historical eternal:en can be aided by mix Fnatial Advisor. • Unrealised ganillonets lateen data s available, ettinated LITOalia4 Glilli10/4•S ore cictiated Ice hlividial sectary lots. The transition data for ialwilat bit mayor may not ref lest animas:cos, dWdPS ardor security reorganizatcn erents g=d and titer reinvestment lots ad systemath perchase lots are each combined to display ore awraged lot The 'Trade date' totem presents the aged transaction trade dale. • Callable smarkles Bonds and sedated stock that the lam cask for tat redsnPlon will be selected irepathalb by lot from am cog all sedeeks d that issue held el ow name or n nominee rime for or clients. Call leave inkmulire is obtaned from third omits and is accuracy is not 9J:ranked. Other call leans moyinia which coed ail ect yield condole edcrmaihn watt* vatted upon request • Certificates of deposit COX. CDs are FDIC awed Lbw 4293,000 in principal and mated inured per depositor ate per depository inaituaxs h ace:Mance with MK ales • Priarealue Prices disolawd f or securities and other predicts may be higher or beer than the price that you would madly wain in the make. New aw obtainedfrom varkus thud party sources which we beleve to be reliable, but we donor dare-nee thee accuracy. - We tweak use the closing price when avMMbka the mean of the bed ad ask price, for listed washes and options cc only bid prices for OTC secuities. - Less 301109 traded securities may be priced useg a subsea, model ix the moss recent prce we obtained ri d may net reflect in actual market price a value - Certain positions may deer witoa a price aryl will thee as 'price was nol available • it we re unable to obtan a awe fora scanty - Depost a securities denominated ilCUITOWCin other than U.S dollars are reflected at tend ehrige rate as of the tatement date. - fcc certain searnes twang n nOn-00nleernerg denornnetions, puce and quality (face oda) may have been adjusted to facilitate raper valuatim To cbuin drum gustabre, when syllabi?. contact ybr Frai-col Ade rxr • Private investments and structured products. nom rummer* "Nunes (et ladrg drat panicipathn program aid real estate investment hat seosilis) and structured prolocts are generalb highly tided. Celan addend pred_cts have not been registered with the Steatites and Exdurge Commoskin or under any state secuntieTaws. Wit Provide egmated Value, for private investment searitis zed structured productsfor erfamattnal purposes any. clattery era guaranteed. - These vibes may differ s.lostati0y from prices, il any. at which a aide needrnerrl thy structured product maybe bought or sold and do rot necesselyraresere the vat* you may feats* upon licesidathrs. - Third party estmaes of VAR Ate as ascertain date rd we supplied to UBS Inarcia Services on a regular basis by an independent satiation firm. - Mat general panne- of sponsce estimated vela', cry, are supplied to **Pm, by the issuer, pineal partner or sparer and may be calculated based on diferent information fran that used by third parties to demise tee 'negated values. - You can obtain aednorel reamateon regarded the methcblogy used to determine the estimate d value and he dale of the iicematin that is the basis kr the estimate by contacting your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced in several smatires: when an indeperelent valuation lire has not oresked a is erode to assign a vat*. new. we become ware that a material heat has caused that may call a athrousy reprted vat* eco question, Cr yawn a value would be high speculathe due to tie nature of the amity. - When neither an bum general partner or sponsor estkrwted value nor a third-pasty Minuted vela is minded, the dim cl the security Mite diKerent Irons its purchase price. - • Detributicas to date' my indude ratan of capita name orboth. - 'Original unit size' represents tie noel cawing pat per unit rdmy not relied you tat best - DIP ad unlisted RErt swishes we not listed on a national securities exchange. and are goner* liquid and own a they can be sold to peke received may be lea than the per tore estirnsted value provided n the accost statement, • Restricted securities. Resisted scarifies generalY ere not curienth etgbk for public sale. U8S Financial Service: use: the motel priced the unrestricted stock of the sane issues as an imputed value fordo restated 5100k theouthoses alai; statement on4c To the extent tut restrkled seorities are elgbk to sale, the vale received may be obstarnialb less th.t the imbued vabe town • Est. Pectinated) income, arrant yields and rates. M estimate of anal income is based an Current dividend and interest rats, assuming the startles will be MU for cm yea- from statement date or until maturity This Mind* nod/ a gudolne; accuracy ad continued income are not guaarrteed — Estimated anal rectae ad cured yield for certain types of leashes could riclude a retest) of pritipal or capital gait in which cane the est income (and currcre yield would be overstated, — Estimated anal income and cured yield and the actual earne and yieU misfit be lower°, higher than the estimated ansuntS. — Are **inn of sneaked income (dive:lend ander interest) dividedbythe current math valetaverage balance is based on the tat dividend or interest pwrnent made by tie issuer and hunts the searbetdepthes will be hell for one year born Ilne statement date or until maturity Accuracy rd continued tell we not guarateed • Assets not held bytes Financial Services. Certain hues ere rot held by the Fins are not *whin the Fern's emanam or control. These assets at displayed on tar statement for informational purposes only. Positions and values presented re provided by die issuing fern. UBS Inancial Sery Services is not respcnoble for this information and does not guarantee es accuracy. These assets in not protected by SeC or to Fern's WpOlemental SRC coverage. • Revenue sharing and additional tompunsaticre — In addition to commissions on saes and Labl lees received n correctionwith the distribution id trulual funds to ow dents we theta our afthale receive lyGnulkhlrir.lPayments Iran di :tabula, ardor advisas of the mast funds that we sell. Shea amounts are based on two cMereni corrpsnonts (k the mourn of tries by UBS of a Palette mutual fund I amib to our clients: and 8) the asset value of a particular rrutual fund farnikes shires held at the Urn — We and as allasete ako receive netwoicing aid orrnbus moms:sing fees n consideration for transfer agent WYSE" that sue darde to the mutual fwd. These fees generally are pad from investor rises n the Nobelium:I and melded data amount bawd on the number of accounts at the broker.clealer Poking mutual bra al that fund family CONFIDENTIAL — h addaion to cornrnissists received n connection with the sale or distribution of snaky contracts and tent investment but trek tooter clients, we anda a/taffeta* recess* reserve shalt; compensation from many of the insurance companies undenwleg the amity contracts, aff hates of the remora carpet or sponsors of tee ant investment tuts we distetute. - Our affslides also meets* trading canranskins rd are convenience, f ran trawl kends and restate methinks Meow predicts we &widest. - We receive en meal he from UBS Bat USA and LIES AG Stanford Ranch Of w to 425 per accrue sweeping to the bats under the UBS Bank Sweep Programs. Adivity hkanabon rezoning conmksens and other chases insured el conneahn with the exedeen of trades, ecLeerg option transactions has been incead on canteen/lions areaway !writhed to you, ri d vat be profiled to you promptly on repast. Stied aNling d you are engaged in short selleg a security, you may ins a charge dm to cabin tonoweg costs for that parteulir security. Open orders Regarding men or • gni-till-canceled' ceders that were not executed by the swam* date, open buy and see slop orders are Forbad by the mount ol dividends or ridhtf cn an ex-divider.* a er-retre date unless eanxted otherwise by yo.s. You are responsbk for ceders that are executed da to your lalure to cancel *est ing open orders. Mew To obtain a copy d of current Client Privacy Notice. plea* contact you FnanualAchiscr or von our websne at mew of r0m/090.0nme,fer IRS Firmed Strokes a not a bank The PM A, Business Services Account BSA and IRMA ay lackinge accounts which provide access so banking services red prodds tut* arengements with aff Sued brays end other Ihniparty banks, and provides access to inmate and 'zonal), [rodeos Mad by unaffiliated thid-party reura-he ampanes through insurance agency subsdianes of UBS Financial Services Inc. lwasment. mina e. and aruity products, Not FOC inured • No bank gumtree. May lose vat* RMA. Resource Mnrpment Aim? ret, Business Services Amount BSA, IDA ad intonational Resource Management Accost at registered service maks of IRS Preened sauces he WS Signature e a registered service MA 01 Viso human:nal LBS vise Signature ova cads and IBS Saw debt cards are issued by MG Bank LEA with Permssion from Visa USA Incorporated. UBSPinertial Sereires Sae by 201604 SDNY_G M_0002 3765 EFTA_oo134385 EFTA01276156 4tUBS lies Financial Stink's inc. Private Wealth Management 299 Park Avenue 25th floor New York NY 10171.0002 CNP70061547750916X13 Y1 0 Resource Management Account September 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your linandal Advisor SCOTT STACKLIANLYLE CASRIEL Phone. Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeDne at 800-RMA- 1000, account 029323576 on August 31 (4) on September 30(4) Your assets 134,076.18 101,411.56 Visit our websIte: Your liabilities 0.00 0.00 5wirw.ub5cornainancialsewices Value of your account S134,076.18 $101,411.56 Tracking the value of your account ThcL63fICS 71.6 Dec 2014 Dec 2015 134.1 101.4 Aug 2016 Sep2016 Sources of your account growth during 2016 Value of your account at year end 2015 41,932.36 Net deposits and Wthdrarials Your MeStinent retuin Clitedend and interest income Chance in market value Value of you scone on Sep 30. 2016 499,469.64 59.56 SO 00 6101,411.56 SDNY GM 00023766 Member SIPC CsiP703093C6454775Ne70C0305i 44 C0006 0916 03057500t Y123576550101000 Page 1 of 8 CONFIDENTIAL EFTA_00 134386 EFTA01276157 SUBS Resource Management Account September 2016 Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your account A Cash and money balances 101,411.56 100.00% B Cash alternatives 0.00 0.00% C Equities 000 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0 Total assets Value of your account $101,411.56 $101,411.56 100.00°0 Account name: GHI$LAINE MA51/4EU. Friendly account norml iv. ar Account number: Your current asset allocation A Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% chincogegois4s4n6 Ne70C030Si 44 COCOS 0916 030579004 Y123576550 KogjpiyGm000237Mge 2 of 8 CONFIDENTIAL EF1'A_00134387 EFTA01276158 SUBS Resource Management Account September 2016 Change in the value of your account September 2016(Si Year to date (S) Opening account value $134,076.18 $1,932.36 Deposits, including investments transferred in 14,970.76 286,185.49 Withdrawals and fees, including investments transferred cut -47,637.75 -188,715.85 Dividend and interest income 2.37 9.56 Closing account value $101,411.56 $101,411.56 Account name: GHISLAINE MAXWELL friendly account narne:InclivCheckkar Account number. Dividend and interest income earned For imposts of Ms Statement, twatilty of interest and omdend income has been determined tan a US la rePodir9 CenPedive. Based upon the residence of the account holder. account type. or product type, tong interest ander dvidend payments may not be subject to United States (US) anda Puerto Rico (PR) income tars. The dent monthly Ratement is not intended to be used and cannot be reoed upon foe lac purposes. Clients should refer to the acciicatie to reporting forms they receise from LeS annualy, such as the Foons 1099 and the Forms 493, foe to reporting information. n is the practice of UBS to file the aciskatte to reporting Joni vAth the US Interrs0 Revenue ServiCe and PR TreaSury OeCereTent. and in sigh loans accurately dasIfy littelefia ArCYCI InteeeSt a la eterrpt or iamb* extent nest consult your intivolual tax preparer. Septembet 2016(S) Year to date (I) Taxable interest 2.37 9.54 Total current year $237 $9.54 Prior year adjustment 0.00 0.02 Total dividend & interest $237 $9.56 Cash activity summary Your 11I medal Advisor: SCOTT STACKMA:go/LE CASRIEL See account activity this month for deta Is Sines In your Sweep options are tnclueecl In the °penny and closing bgances vat*. FDIC insurance /ivies oozy to csapasin a u85 Bank USA, not to deposes at LOS AG, Starrford Branch of bard( deposits placed throush the UBS Inteinehond Deposit Account pogrom. SIPC protection applies to money market sweep find holdings but not bare deposits See Important information about your statement on the tzt ten pacts cf this document for &fats September 2016 (SS Year to date (S) Opening balances $134,076.18 $1,932.36 Additions Deposits and other funds credited 14,970.76 286,185.49 Dividend aid interest income 2.37 9.56 Total additions $14,973.13 $286,195.05 Subtractions Checks and bill payments -41,938 03 -172,989.71 Card payments -96.72 -1,028.32 Other funds debited -5,633.00 -12,697.82 T-)t.if subtractions -$47,637.75 -$186,715.85 Net cash flow -$32,664.62 $99A79.20 Closing balances $101,411.56 UBS Bank USA Deposit Account APY 1101A11.56 Interest period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 S136,363.04 Closing UBS Bank USA Deposit balance Sep 7 $115,352.63 Number of days in nterest period 34 Average daily balance S133,463.68 Interest earned $2.37 Annual percentage yield earned SDNY GM 00023768 002% CHP700033064S4777NP70033C6I44 00035 0916 03057900t V173576550 1010CD ►aye 3 of 8 CONFIDENTIAL EFTA_00134388 EFTA01276159 4t UBS Resource Management Account September 2016 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards points are selected as at the 26th of the month or the once business dw it the 26th Ms on a weekervitnactat Rewards pant aal•ty detats can be found On VA144. uosx co ion if neservires September 2016 Year to date Opening balance 5,424 4,279 Points earned 86 1,231 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your room objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility cons;derabon None selected 5,510 5,510 Your account instructions • You account is currently coded for malin • Your account cost basis default closing method is EliO, First In, first Out. Your Kaneda Advisor: SCOTT STACK MAMLYLE CASRIEL C '0'70000306454778 NP70C0305I 44 COCOS 0916 030575004 Y123576550 tOneitme000237fftget 4 of 8 CONFIDENTIAL EFTA_00134389 EFTA01276160 SUBS Resource Management Account September 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account nurse: Indry Cher.WCar Account number. Some pnces, Income and current eaves shown may be approximate. AS a wpm. gains mcllassts may ma be &weakly reflected. See suportma Mloovetron about your noternent a the end of this cecumern for wore inforrunon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA &rout account balances, UBS AG Slaraord Branch deposit account baances and money market mut ua fund sweep batances. UBS Bank USA deposit account balances are Insured by the FOC "Min epplicatle limits, but are not protected by SIPC. UBS AG Stamford Branch deposit account balances an not insular! by SDK and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Ste the rmportant information about your statement a the end of this document for details abort those balances. inking UBS BANK USA DEP ACCT Your total assets Your Pi nandal Advisor: SCOTT STACK14ANILYLE CAMEL Openng Deluxe Closing Nlence Price per share Average 0.40.ndinterest Days on Sep l(5) on Sep 30(S) on Sep 20 (I) rate belied period Cap mount (5) 134,076.18 101,411.56 250,000.00 Percentage ol Cost Blmlite0 Unrea1zecl wive on Sep 30(51 your &count bases (1) annual 'name (S) gain or IOSS(S) Cash Cash and money balances Total $101,411.56 100.00% $101,411.56 101,411.56 100.00% 101.411.56 Account activity this month Date Adhity Description Amount (5) Deposits and other funds credited Sep 28 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPINORGAN CHASE 14,970.76 BANK, N A Total deposits and other funds credited $14,970.76 Date Actittty Description Amman IS) Dividend and interestincome Taxable interest Sep 8 Interest 085 BANK USA DEPOSIT ACCOUNT AS OP 09(07116 2.37 Total taxable interest Total dividend and istarest income $2.37 $2.37 SONY GM 00023770 C riP70X03064S4 779 NP7003305I 44 00036 0916 030575004 VS23576%0101000 Page 5 of 8 CONFIDENTIAL EFTA_00134390 EFTA01276161 *UBS Resource Management Account September 2016 Account activity this month icontioeco Check cumber Date Checks 005024 Sep 21 005025 Sep Id Total checks Account name: GHIKAINE MAXWELL Friendly account name: India CheckfCar Account number: Your Nonacid Advisor: SCOTT STACK MANLYLE CAMEL Dexamion Amount (S) KIMBERLY CALVACCA -590.00 MARKS PANETH & SHRON UP -22/000.00 472.590.00 Date MIJIy Descnpiron Ammo (I) Bill payments Sept Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -556.98 Sep 2 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE 40.22 Sep 6 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -9,128.72 Sep 7 Withdrawal ACH TO Florena Rueda AT WELLS FARGO BANK, NA -9030.00 Sep 9 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -592.11 Total big payments -$19,318.03 Date Description Sep 16 CREDIT CARO PAYMENT 96.72 Total card payments 496.72 amota (I) Card payments Makin Payment Cue Payment Due Oat Credt knt Ayala /tie Credt Line Outstanding Mance U.S 'Asa Signature audit card(s) payment information for October 23, 2016 $96.38 Oct 23, 2016 $35,000.00 331,911.33 Other funds debited 13,088.67 This troll card is emceed in UM Pay Credt cadframes-0 MII autanalway be add km your accourt Your payment Is scsecued for October 18, 2016 we monde thisinformation oil yore UBS visa Signature credit (ads scleiy as a cornesy to you. The UBS visa Stream <fedi card and account me lu Led by uBs Bank USA. UBS Bank USA sends you t)e Medal steamer' for tHs account and you snow mat your moment mooting to their insUtabans. We do not I Ada your cutsunding melt cad baste in the ram ol your account with utiS rinancia semces inc. Date Acthily Description Sep 8 Transfer JOURNAL TO VI 23655 MAX HOTEL SERVICES CORP. -2,828.00 Sep 13 Withdrawal FEDERAL FUNDS TO Tracey and Associates PC Op AT THE BOSTON -2,805.00 PRIVATE BK. & TR An int Total other funds debited -05.633.00 0010000306454780 HP70003.06144 00006 0916 030575004 Y123576550 lOgighyGm000237111aige 6 of 8 CONFIDENTIAL EFTA_00134391 EFTA01276162 *UBS Resource Management Account September 201c. Account activity this month ccontnued) Coate Activity 0tscrobon Amount (1) Money balance activities Aug 31 Balance forward $130.076.18 Sep 6 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF C902/16 .597.20 Sep? Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0906116 -9,128.72 Sep 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 09'07116 -9,000.00 Sep 8 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 0907/16 2.37 Sep 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0905116 -2,828.00 Sep 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0910916 .592.11 Sep 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913/16 -2,805.00 Sep IS Withdrawal LUIS BANK USA DEPOSIT ACCOUNT AS OF 0914/16 -22.000.00 Sep 19 Withdrawal U115 BANK USA DEPOSIT ACCOUNT AS OF 0916116 .96.72 Sep 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As Of 09121/16 -590.00 Sep 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 14,970.76 Sep 30 Closing UBS lank USA Deposit Account $101,411.56 Account name: GHISLAINE MAXWELL Friendly account nun.: lndiv Ched4Car Account number. Your Mnandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Tho UBS an USA Copan Account it your primary sweep gallon SONY GM 00023772 0070009306454711 NP7000306144 00006 0916 030575004 VI 23576550 101000 Peg* 7 of 8 CONFIDENTIAL EFTA_00134392 EFTA01276163 *UBS Yournotes anamomes.... xram.o.a.oaa am e mama mama. to., ca 0, 02.,... a a End elsoment kr annum number CONFIDENTIAL EFT,O01,B93 EFTA01276164 Important information about your statement U3S Fruncial Services M. (the Firm or UBS Fnarcial Strikesl is a member of all principal acuity, ccmrrocky and caters exchanges. CBS Financial Services and U65 Balk USA ace i-diect subsilenes of UPS AG and aft ibaks of UES Seosties1.1.C. The Fames thane* statement k available upon retail. The Font encore& Olken re a. LES Fina-col Simms 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' 116 Fhancial Services account. Other recads, rcept official ter docunents contanng conflicting data should not be relied wan II you bah* there is an error a OmiSPOn please report it immediately n wrong to the Branch Manager of the *Gee serving your account. Allthody, a hymn shown are Mended to be accurate, itatement ditaticuld not be wed fa to purposes Rely selobi on yemend tax kerns. (ie , Form 1099. 5498. 10425. etc) when prepawg your lax return. The Finn required by law to rum to the IRS all tamable &eidetic% report/kb non-ruble &Mena and tsxtk Merest end an smarts held nyous atcant, nee pane on see travadens, ad cost basin:nal-lain covered skulks Czeanalaellans with the Flan • Please reicordinn sot oral corremnertions in ening to f unit. protect your fist*. inducing you rktotS lender the Secular Investor Protection Act (M7A) • B the fina-col Mttulioncn the top left of the had of this streets Is not LES F rum* Seryken LBS Francial Sent* carries yew accaint as dewing broker by arrangement with the Metaled insliturn We informal you of the relatOnSht, when you opened this an n. I. the case. your kr& aid rarities tee located a LOS financial Services and rot the ritoixeg broker, ant you nut make a roncre of any wee or omission to both firms As described tie account agreements, you must no* us of arty errors or Yard Marry chedcs reflected al your statement with 20 days alter It was moiled or made available. All daemons shall be deemed complete and accurate ri all other respects if not objected to in wen; wthn 60 days • Please diect customer complicit or rgihes to the F hn's C lent Ratan Detainment at 201.352.1699 a totter a 903.354-9103, 8:03 A.M. to 6A0 P.M FT Monday through Friday, or in corm to LES Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Coy,* 07037. • In case of <ryas Or craellian about al electronic fads trod* permed a UBS Vetdebit card transactions, call 822762-1000, or mite to UBS FroncialSenices ft ., 1000 Rata' Blvd., &Mho% Week/Mery NI 07066, Attn RIMS* Servers. Cal ce write as soon in you can, tame/irk you statement a receipt k +wens or if you need more rdamatim for a transfer on the statement or receipt The Firm or Card Oaf (as appleable)must her from you no In than CO days slier to Fein sent y0u the trst statenwre on which the error or problem append. - Pride your runt ad amant nurripar 6f any) - Decoke die !MX Or the transfer you revere about, and rplain as <km& as you cal why you believe it is al enix a why you need mote iicematem - Pridethe dolor arrant et the suspected era. The firm or Card Issuer vii investigate sir compaht and MI correct any error promptly. For alleged errs imolving UBS Via debt card Ira-nadir% if we take more than 10 bus i-ess days to do this, we will credit your accord for the noun ytuthnk is in error, so tat you will have the use of We money duties the tine it takes us to ccmplete our nostiption. Please mire all checks payele to the Fein or the rencial hatter, reckated on he bent of the statement In addition to regular accort fees, accounts may be abject to mailroom* lees, changes for late parent ice securities purchases and charges kr unpaid aware n cash amt.*. Accouits that re transferred to other asst ins may be subject to a trawler Ise. UBS Sweep Options LAOS offers options kir sweeping cash balances balances to back deposits at CBS Bask USA and LES AG Nankai branch (Balc Sweep Pregame), moneymaker mutual Arch Money Font) aid the International Deposit bacon (Drape c gatemen wadi n Marutional %mar Management Account. Trough the Ca* Sweep Programs cash banes re swept to LES Bank USA Lo to an established knit aid then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC rimed in accorda-ce withFCC min. Format dormatim Yaw wwwfdic Deposes at LES AG Stanford Brach ad shares of Money Fads are rot hosed by the FDIC. Through tie DA, available to cash Irlaves are swept to depose accents at UBS AG New Yak ranch and LEG AG Caymm Ranch Thew deposits arena Muted by tie FCC Balances held at the UBS AG Carman Brandi are tempers* reposed to the sovereign lit of the Cayman Wads, and Were is no swearer or other obigation of UBS AG to repay We Saxes while cri the LES Cayman's Brach's books. Deposal at LES Park USA and each UBS AG Branch are not protected by SIC. Money Fund shres are protected by SIPC. See *LISS Financial *vices Accent Protection' below. Upri your request, balances in the Bank Sweep Program or DA may be withdraert and shwas of a Morey Furd may be licridated, and the proceeds returned to you or your monies =CUM. Aster idormalon about available sweep optcro, ncladrg cement interest and yields. i available at wmtrubsconlsweepkekb. from your Fri:haat Addy"' ce by calling 800-762-1000. UBS Financial Service. attain protection Th. Sim r. a marhiir4 thi Cri-i rani hada Pertain, Corporation (WC), whidi protects 163-rlieS accantsol its mrthers up to $502000 (including 1.250,003 ke darts for cash). The SIC met protection limits aPPIY to all acocark that you hold h a particur- cmacity. The Fkm, together mil certainaffiliates, has aho purdrmi opplemental protection. The madman amount payable to at elgible diem, coPeclineY incke this protection is SSOO maroon a of December 10, 2015. %bed to the poky medal:ins ad lmi anions. cash the Finn is further protected fa up to $1.9 million n the aggregate feat all your accounts held n a patio** cmaity. A fir copy of thepoky wading is available moon request. The Slit protedim ad the supplemental protection both do not aria' to • Cram *atrial assets controlled by (and haard n your account value) but held away from UBS Financial Services (e.g., certain 0) cash at UBS Bark LGA, cash at Les AG U.S.ranrhes, (4 seance poixts, including writhes enmities, and (id Wares of Maud funds whore such That, re registered drink in the name of the account holier on the books rd records of the applied* ante a trader agent), • Certain niesb-nent contracts or iniesement interests (e.g.. linded panne/ships end private placements) that are rol regitered seder M Securkies Act of IUD; and • Commodities contra* (e.g, kreign excha-ge and preccus metal contracts). including futures contacts and comradely option contracts. The SIC protection and the suppeiminkl proteclim do not apply so these assets then if ivy oterwise appear on yea statements. The SEC protection ad the talikernental protection do not protect agent changes in the market mix of data investments (asethe e result of market movement, issuer badiruptcy or armee) More ireonnation is avrable taco reeler*. You may obtan more informationabout UPC, including the SIPC Crochet. by ardacting SIPC at 202.371 -83C0 or by dieing the Ste( webere at wows/ mom Dividend Reiwestment Pregreen (DRIP) The pie reflected is an aierate rice. You may obtan the actual price km yar Fri/trial Advixr.Onk *hoe shares re purchasedunder DPP; pedal shares will be sold aid the cash MI be &posted II your account The civickrd reiwestmert price applied by the ester may • efer from the market pace al which the partial tames are sold C eu CnB whole ants may be held n your acaun. If ye* re entitled raps* rnt as a nesuh da ckeiderd payment or otherwise, the Firm will ether sell pawlImes at marl* price a accept an amard determined by a regiaered clang agency, ad credit pat accost Investment objectives The investment objection and risk profile are spec lc to each account and mesr vay between you amain Please advise the Firm promotly in wring of ay soya joint change in yon InaThcial snuation or investment obstetrics For eachaccord hed, you choose one of the folbwi-g hemmer objectives. CONFIDENTIAL • Frocks, Cunene income: Investments seekng the generation of income any. • Acb.;••• Cape*, Appreciation: Investments seek rig pipet of principal rather than the generally of Home. • Produce Conebnuro of axone aol Capital Appreciaton. Ivesinents seekrg both the generator ol Oscan@ ad growthof taxi*. Overall risk profits • Conse.wdee. Seeks to maintain nitel arcipan with low risk and volatility to the accost oorall merit tut means the earn does not generate sight kart income co mum' and my rot rep pace with • Moderate. Wiling to accept sane tit to pinekal and tolerate some 'votary to seek hsher returns. • Aggress/re: Wiling to accept high mit to pontos' and hey valet lily to sea high returns or time. • mattreant Figabliry Consideration: I alerted, a Pato Of the porHoli, f or that account may ixIsle complex strange% forked brick aid grater voUtiky. Statement •hertetholdier We may coreordale all related account statements with We sane adiess h the same envelope, mg. because they have owners who alto mahtain fiord account relacrohips well other rents a the km* address. If you peeler to wont indnidual trammel mailed ri separate envelopes you may decline har,eholdng by • par Fine-cal Ai dor Friendly acorn name The Fordey acecu-4 nano is a macre:Milo 'nickname chosen bJ you to assist you with your reccedreorg has no legal ellen on y0ur account You can change rata ririend9 scald tires. though Ontrie Service, a by canticle-9 your Financial Adam. Account overview • vat* of sow accowitOon(ok. Net of meets and liebilitic • Assets hcbdes amid* cash balances, yr* to, restricted wordy test ), and GlobalTine Deposes, area marks to ma-ket, andcertain assets not held by ix Fern. Does rot include unpriced seculietassets at the end a the ;dor and anent statement periods, or primate ivestments. imitated stock options and eorceable stock options • Mabittes Indudes debit bala-ces cutstarding many, bins, credit lira sheet account balances. • Caslthooney balances. Tea of unimested arra* cash balances, plus deposit telexes at UBS Bank USA, LBS AG US Branches ad mcney make, mutual fund sweep bins at the onto of to statement period hai-ccervirodik free oink balances in yes account are rot skivvied from she balances and the Fin may sae arty of these lads the ordnay course ol is brined These funds we probes urn your downed Iles total is included n the arrant period ckning vaiJr? Lending idonwation For detared poloirrlation al the firm's lerdig practices and *Omen refer to your Client Rebtionrip SDNY_GM_00023774 EFTA_00134394 EFTA01276165 Important information about your statement (COntIntled) Aueenern or ACCO-rt Agreertent and the General Terms Ltd Conditions U3S Statement of Credit Practices boilable in Agreement indeed :sures at mop ea< cronstwenioneekrantr eat Yew rests Your statement itemizes *cunt*, end other assets hell it the want at the end of to slanimers period. You may ark for dewery of icy pad stashes al anytime. You may receive securities used as loin collaterg after paying any balance do on them. Any securities translated to be Firm caserg the stalemmt period ale listed at market via as of the end of the 'Stoma period. • Cast bads h detemining the cost basis of to securities incbded in this statement, where indicated wih the number " l, • .55 F nonce' Services has relied cri information obtained from sources other thanLES Financial Semites, including information from another rim a that sum./ have provided to yes Fnarcul Adam The Film does riot irdepenantly terry a sande the aco_racy a yeah), of wry idormation provided by KUM Car than LES Sioncial h ealtion although UPS Proncial Services general& Leodates his nIcemation as it is recerved, the him does not provide any assuraxes that tie illCrrnatian crier "Con base and *Unrealized gat lose is accurate as of the date of he statement. As aids please do not rat on this nfarnation to make rudest ix sale decisions for tax nunoses otherwise. Accounts torderred to be Firn may renal gaff loss Hama:A only for the period tine they de held ate Filet More historical rilormation cube abed by yar Fnaxial Advisor. • Unrealised gaits/Iona When darts n awilabk, estinated tretaliZed Glinfil0/4•S ore cactstalod Ice raviital warty lots. The transaction data for idvidual bit may or my not reflect commisions, rZ dor security reorganization events an d and °ter reinvestment lots ad systematic pica* loll are each combined iodinates ore averaged lot The 'Trade date' coLenn presents the ugh,' Vansacton trade date. • Callable sorbs Bonds and pained stock that the Omar oats for eat redenwhan will be selected moat:* by lot from amscp all SenItneS of that asue held in our cornea in nominee nane fee or clients Call bare nlaration is cbtaned from third parties and es accuracy is not 9J:ranked. Other call fealties may am, Myth toad Awe tight complete information will be provided upon request • Certificates of 'Await COX. CDs are FDIC awed wow $283,000 h principal and accrued intenni per depodor and per depository intik-eke, in accordance wit, MK riles • Prialvaled Prices displayed for securities and oter proctets may be higher or boll than the price that Au would ertualY receive in the maker Bids we obtained from ae.as tilt party sources whiti we tease to be reliable, bit we donor gore-lee ther accuray. - We arum* use tie dodo; price when avagge the mean of the bid and ask prices for listed ,wadies a-dope:era or only bid prices for OTC searlies. - Less 3antir traded securities may be priced using a valuation model ate moss recent peke we dawned ad may not riled in actual man price a vase - Certain positions may apex witcot a price aryl will tow as 'peke was nol avaslatee• it we we unable to obtain a price fora wady. - Deposih a securities denominated n Winton Other Nan U.S dams at reflected at the 'trite rate as of the Patellent date. - rove certain searnes fading in non-conformrig denornnations, price and quality (friee segue) may haw been adjusted to brans paper valuatim To obtain arnent grotabre. when available, contact ccarcel Adencr • Pt teats inveaUnenla and otrucured products. Niv)10 noestrnal sew a as (eclair) died participation program and real estate investment lust searitis) and struclued pro:Loch are generalb highly aped. Celan dna-tend prod_ols have not been reordered with the SeCtiritteS and Exch Commission or under ry slate secure:row. LW ,.,white estrnated values for private investment sautes ird strutured products for tdamatinal purposes cry. Asarary Sam gudanteed. - These vibes may differ sibstavisty Iran prices, il any. at which a aide needrneell riy structured product maybe bought or sold and do net necesszeiy represent the vat* you mayNang spat liquidation. - Third petty somas of vain are as ascertain date ad av supplied to UBS Finarcid Services on a regigar basis by an independent vadition firm. - ash general Danner or sponsor estimated vales. nay, are applied to the Fm by the *suer, general partner or wornor and may be calculated bawd on deferent information from tat used by third pities to derive teir 'aerated values. - You can obtain additorol eternal/on regarding the metcoblogy used to determine the estimate d vela and the dale of the Hamelinthee is the basis fa the estimate by contani-o your Financial /tabor - Thirdpatty 'sanded valises may be reelected as 'Not priced' in several situations when an 1-dependent valuation Jim has not %WOW a is vulg.to assign a saw Awe-owe become ware that a matenal hunt has coaxed that may call a preausy rep led valise it question, or when a value would be highy specula:re due to tie nature the unsay. - When niter an issuer, general partner or wonsor estkruted value nor a thrd-paly estimated sad is prondat, the vale ol to sacra write dilferent Irene its cached price. - •Ddribution to date' may indude retun of capita tromp orboth. - 'Original unit size' represents to hkial aiding skewer trill Aylmer not reflect you cop bast - OPP rd unlisted REP sautes se not listed on a national securities exchange, and se goner* liquid and own r they can besot. tie peke received may be led than the per tare *dimmed vat* provided n the avant statement • Restricted ssouritiits. Reacted stunt generals, are rot currency elgtok for public tale. U8S Financial Seivictt uses the mirket priced the wantricted stook of the sane issues as an inputed value for the restricted stock Wrourposes aegis statement orgy To the extent that restkled secuties are elgbk to sale, the value received may be sibstanualy less than the imaged whet town • Est. festinated) income, anon yields and rata M ennuie of annual income is based on curets dividend and interest rates, assailing tie seosites will be held for cne yew from statement date or until maturity This intimate nosy a gudolne; accuracy and continued income are not guaarrteed - Estimated area kerne and current yield fa certain types of leashes could rickole a retun of prised:dor capital gains in which caw the est income (a -dared yekl would be ownlated. - Estimated anal income and cured yield and to actual ?cane and yieU mift be lower°, higher than the estimated amounts. - An festinate of drubbed income (del:lend ander interest) divided by the current market valigaverage balance is based on the LW dividend or hided paiment made by the issuer and 169-tntl tie sectreiegdeards will be held for one year Iran the statement date or until maturity Accuracy and continued well we not aura-need • Assets not held bytes Financial Services. Certah assets se rot held bytalent rod not *whin the Fern's posseision or canal. These assets ere displayed on rya! statement for informational purposes only Positions and values presented re provided byte issuing fern. UBS Financial Seraces is not reword/ale for to information and does not guarantee es accuracy. Thew assets aro not protected by SRC or to Finis WpOlernentel Slit coverage. • Reviews sharing and addationsloompunratices — In addition to commissions on mitt and Lib. I lees rectified n correctionwith be distribution a mutual funds to ow dents we anchor our aurae, receive revenue trim) Payments tom dianbutors ardo ad visas of the rats funds that vie sell. The.. amounts are based on two oWereni corrpononts (k the amoud of Ulei by UBS of a Dakar mutual fund I arnikt to our clients: and d) the asset value of aparticular mutual fund famikes shires held a the Iran — We and us Allot* ako receive networking and orrnbus procening fees n cornderation for transfer agent WYSE, that we poste to the maul knob. These fees generally are pad from investor assets n the meal lured and &watered dolls amount based on the amber of accounts at the broker.clealee holing mutual bra of that fiend rani* CONFIDENTIAL — h addakin to commissions received n connection with the sale or attribution ol arruey contracts and as investment but units tow clients, we cede our affiliate recent rewind sharp compensation frommany of the insuance companies antennae-I; the arriuity contracts, aft/was of the hegira carps-Ws or sponsors of tie snit imesimmt tugs we distiate. - Our affiliates also receive trading commaskins and other convenience, frail maul knots and Munroe companies whose taxis we ambush - We receive an areal he from UBS Bat USA al UBS AG Stanford Branch Of Ilato $25 per accare sweeping to the barks under the UBS Bank Sweep Program. Adivity ha:oration rezoning commksions and other charges toured h connection with be exeogeri of trades, &vexing option Vansactions has been incbeed on cord irtlatiOre prewousy furnished to you, ri d Al be prosided to you on:molly on repast. Shoes selling II you are engaged in short anew a security, you may ins a change dam, to Certain tonaweg cosh for that particular seasky. Open orders Rending wen or *gociatibriancelled' aden that ware not executed by the illittfIlta data, open buy and sell slop orders are rained by the mount a dividends or r4ntf cn an ex-dividends a ewritrls date unless retnxted otherwise by pit You are responsbk for orders that are executed Oa to your bdure to cancel biting open orders. hived To obtain a copy ot as current Client Primacy Notke. please Waal yea FnarvialAchisce a um our wank at mew oh, com/eviva•vi,rtfev IBS Fine-kid Swirkes is rota bank the WA Business Services Account BSA and IRMA are takinge accounts which provide dons so barking services and protests trot* sungements with all Aged banks and other Ihniparty banks, ri d provides Mtn to retrace and annutlf [roach Cued by unaltilaedthid-party raurrice companies through insurance agency subsidiaries of UBS Financial Services Inc. torestnerl, mace. and aversely products, Not FOIC inscred • No bank guaantew May awe wax RMA. Resource Management Arent Business Services Amount BSA, IPA and intonational Resource Management Accord at registered service malts of UBS Fnancii Services Fx WS Signalise e a registered service mirk of Visa human:nal LISSVise Sigma* cede cards and IBS Vna debt cards are issued by UBS Bart USA with Perrnssion tom Visa USA hcorpaated. IJM Pindwial Sonless 'no Phi 201604 SDNY_GM_00023775 EFTA 00134395 EFTA01276166 `U BS U8S Felancial Services he Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 chnoo559i855 sou Y1 0 Account name: GfrliStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone. Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029323576 Resource Management Account October 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 IS) on October 31(5) Your assets 101,411 56 97,180.71 Visitor's website: Your liabilities aoo aoo www.ubstomainancialservices Value of your account 5101411.56 $97,180.71 Tracking the value of your account The uc...3fICS 71 ,S 1014 97.2 4 Dec 2014 Dec 2015 Se02016 ors 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $1,932.36 Net deposits and withdrawals 595237.23 YCUr ilVeStrlent return Dividend and interest income $11.12 Change in market gait* 50 00 Value of your account on Oct 31.2016 $97.100.71 SDNY GM 00023776 Member SIPC CNP70001005591055 NP7000193559 00006 1016 030575004 Y123576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00134396 EFTA01276167 SUBS Resource Management Account October 2016 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 97,180.71 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $97,180.71 $97,180.71 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Your K medal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% Percentage change October 2016 Year to date -1.82% 5.87% -2.16% 5.84% -2.04% 0.12% -0.76% 4.99% CNIVCOOS0059318S6 NP7OCOI93559 C0036 1016030579004 Y1235165500301VYGM000237,99u 2 of 8 CONFIDENTIAL EFTA_00134397 EFTA01276168 I_JBS Resource Management Account * Change in the value of your account October 2016(Si Year to date (S) Opening account value $101,411.56 $1,932.36 Deposits, including investments transferred in 8,538.73 294,724.22 Withdrawals and fees, including investments transferred cart -12,771.14 -199,486.99 Dividend and interest income 1.56 11.12 Closing account value $97,180.71 $97,180.71 Account name: GHISLAINE MA (WELL Friendly account natela:Indiv CheCkkar Account number. Dividend and interest income earned For outposts Of INS statement, tenablty Of interest and Cnildend income has been determined (KM a US tin itP0fing CenceClOt. Baud upon the residence of the account holder, account type, or prod.(' type, torn. interest arch dvidend payments mad not be subject to United States (US) ardor Puerto Rico (PR) Income tams The dent mouthy statement is not intended to be used and cannot be reified upon for tar purposes. Clients should refer to the antiKatie to reporting forms they receise from UBS annualy, such as the forms 1099 and the Fens 493, for tax reporting information his the practice of UBS to file the 800i(atle 10 reporting fortn5 with the US Intert0 Re Venue Sense< and PR Treasury Department and in Sigh forme arrulatety dasIfy chicience. audio Interest as l& exempt or teat,* Dexter* Pleat <Onion your indisdual tax preparer. October 2016(S) Year to date (S) Taxable interest 156 11.10 Total current year $1.56 $11.10 Prior year adjustment 0.00 0.02 Total dividend & interest $1.56 $11.12 Cash activity summary Your Financial Advisor: SCOTT STACK MANLYLE CAMEL See account activity this month for dela Is Banes In your Sweep options are includedin the cpeorg and rimingbedsores Aut. FDIC Insurance/pi:diet oNy to deposits a u85 Bank USA, not to deposits at u85 AG, Slarreced errand) Of bank deposits placed throes() the UBSInternaiond Depose Account program. Silit protection appfies to money market sweep fund holdings but not bare deposits Seelmportant inSormahon about your statement on the tat ono pages cf this document for &la's October 2016 (5) Year to date (Si Opening balances Additions Deposits and other funds credited $101,411.56 8,538 73 $1,932.36 294,724.22 Dividend and interest income 1.56 11.12 Total additions $8,540.29 $294,735.34 Subtractions Checks and bill payments -9,682 47 -182,672.18 Card payments -3,088.67 -4,116.99 Other funds debited 0.00 -12,697.82 subtr..fatons -$12,771.14 -$199,488.99 Net cash flow -$4,230.85 $95,248.35 Closing balances $97,180.71 $97,180.71 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 S115,352.63 Closing UBS Bank USA Deposit balance Oct 6 $93,857.09 Number of days in nterest period 29 Average daily ba lance $94,700.38 Interest earned $1.56 Annual percentage yield earned 002% SDNY GM 00023778 ChIP700033055318S7 NV7003197559 00036 1016 03057%04 Y123576SSOCOCOOD Page 3 of 8 CONFIDENTIAL EFTA_00134398 EFTA01276169 UBS Resource Management Account October 2016 My Choice Rewards Points from UBS Account name: v Your Almeria Advisor. Friendly account name: ir SCOTT STACK MANLYLE CASRIEL Account number: Rewards pants are reflected as of the 26th c4 the month ot the prof business der if the 26th fats on a YreekenardlOdy Reward. pont Wanly CeldIS tan be lOund On y.ww.u05.(00r/OntineStrYKeS Octobei 2016 Year to date Opening balance 5,510 4,279 Points earned 63 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. YOu Can find a fui description of the altemabve investment objectives in Important information about your statement at the end of this document 5,573 5,573 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C008005531858NP7000190559 COCOS 16 030575064 YI235765500:4MYGM000237/4/ 4 4 of 8 CONFIDENTIAL EFTA_00134399 EFTA01276170 *UBS Resource Management Account October 2016 Your assets Account name: GHISLAINE MAXWELL friendly account nacre.: Indiv CheCkfCar Account number. Some pnces, income and current vaues Shorn may teapproxiinMe. AS a *Sue. Ord dnd lOsses may nal be accuralely reflected. See msporunt intormabon about your statement a the end of &Ns Oxurnem fOt more Inforroson. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bant USA cepoot account balances, UBS AG Stamford Branch deposit account balances and money madset mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the coo vAlhn yolk eble limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances an not insured ty FDIC and ate not protected by 9PC Money moult sweep balances are protected by SEC but age not insured by the FDIC. See the Important informative, about your statement at the endof this document for details about those balances. Hddng U3S BANK USA CEP ACCT 101,411.56 Owing balance Closing Wax, on Oct I(I) on Oct 31 (S) het per share on Oct 31 (5) Ile Average Onidencs interest period Your /9nandal Advisor: SCOTT STACK MANILYLE CASRIEL Dies in period Cap mount (S) Your total assets 97,180.71 250.000 00 Value on Oct 31 (1) Percentage of Cost EStancied your aCCount 0814 (I) annual incense (fl Unreal7ed clan or 1055 (5) Cash Cash and money Wafts Total $97,180.71 100.00% $97,180.71 97,180.71 100.00% 97.180.71 Account activity this month Date Actiboy Description Amount (S) Deposits end other fends credited Oct 5 Ceposat FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPLAORGAN CHASE 1,890.71 BANK, N A Oct 12 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPMORGAN CHASE 6.648.02 BANK, NA Total deposits end other funds credited 88,538.73 Dal* Adhity Description Amosiit (S) Dividend and interest income Taxable interest Oct 7 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF I 0'0316 1.56 continued next page SDNY GM 00023780 CriP7C003306931(359NP7007‘97669 GOODS 1016030579004 Y123676SSO 000000 Page S of 8 CONFIDENTIAL EFTA_00134400 EFTA01276171 UBS Resource Management Account October 2016 Account activity this month (Contrived) Date Acthity Descnpticri Dividend and interestiacorm (continued) Taxable interest (continued) Account name: OHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Your I3 Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Amount (s) Total taxable interest 31.56 Total dividend and interest income $1.56 Date kind), Descnotion Amoto Bill payments Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,849.54 Oct 4 Withdrawal ACH WITHDRAWAL UMTECHEALTHONE -556.98 Oct 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -40.22 Oct 11 Withdrawal ACH WITHDRAWAL Saks Retail -235.73 Total bill payments 39,63247 Transaction date Posting date oescnoon Amount (1) Card purthases LDS V63 debit. )0001 0963 G. MAXWELL Oct 12 Oct t4 MANCI-ESTER MA 978-5262030 MA 396286001667003412 13500 Oct 12 Oct Id CITY HALL SYSTEMS HOPEDALE MA 396286001666013321 53.00 Oct 13 Oct 18 CITY HALL SYSTEMS HOPEDALE MA 3%2870017990269% -$3.00 Oct 13 Oct 18 MANCHESTER MA MANCHESTER MA 396287001796007312 -13500 Total charges $0.00 Date Description Amount II) Oct 7 CREDIT CARD PAYMENT -3,088.67 Card payments Total card payments 43.0813.67 Crin000330359l030NPT000193359000C6 MI6 030575004 Y123576550 00My_ GM0002379190 6 of 8 CONFIDENTIAL EF1'A_00134401 EFTA01276172 UBS Resource Management Account October 2016 Account name: GHISLA1NE MAXWELL Friendly account narne:Indiv Cheakar Account number. Your Pi sandal Advisor: SCOTT STACK MANILYLE CASRIEL Ithrwrhan Payment Due Payment Due PSC. Credt int Avalatle Credt tine Outstanding &lance UBS Visa Signature credit card(s) payment information for November 23, 2016 135.00 Nov 23, 2016 335,00000 134,937 00 363.00 This crocli cad it enrolled in UBS Pay Credt Cad feature and will automaticity be paid Iranyou' account Your payment is scMiil.d for Noe ter 20. 2016 we prance the information on you U85 Visa Signature credit cads siofrry as a coo nesy to you. The UBS visa 9cparti re credi card and ZOCCOOM are issued by UBS Bank USA. UBS Bank USA sends you the official statement for this account and you shottd make you payment acccedng to thee insteuctoris. We do notindude your cuidandlog crew card tiaance in the oat* d you account woh UBS oinancla Services au. Date Activity Descripbco Amount (1) Money balance activities Sep 30 Balance forward S101.411.56 Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/03/16 .8,849.54 Oct 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Iowa 16 -597.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.890.71 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06116 1.56 Oct 11 Withdrawal UBS BANK VSA DEPOSIT ACCOUNT -3,088.67 Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/1 If 16 -235.73 Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 6.64802 Ott 17 Withdrawal UBS BANK LISA DEPOSIT ACCOUNT AS OF XV 14/16 -38.00 Oct 19 Deposit U85 BANK USA DEPOSIT ACCOUNT 38.00 Oa 31 Closing UK Bank USA Deposit Account $97,150.71 The UBS Barn USA Deposit Account Is your primary sweep cplon SONY GM 00023782 CW70002005691661 N2706010255900036 1016 030576004 Y123576350000000 raga 7 of 8 CONFIDENTIAL EFTA_00134402 EFTA01276173 *UBS Your notes c. ,888,88”,,,..”88,,,,,,8888,8,8,8.88,soon,.8,..8.8.G. G. 0.2,A.. 8 ol 8 End of G..... account numb.' CONFIDENTIAL EFT,00B4403 EFTA01276174 Important information about your statement U3S Financial Services Pc. (the Firm or UBS Finercial Servkat.), is a member of all principal acuity, commodity and optiressehriges. UB5 Financial Semler, and 1.85 Dank USA re i-died subsilones of UPS AG and affihaes of U35 Settees LLC. The Fists I nonoal statement 8 available upon regast the Fret extosis alias an at: WS Finn:315mm-es Inc. 1200 Harbor Boulevard Weehawken, hl 07086 This statement represents the only off icial record of you' U3S Financial Services account. Other records, exept office to downy-its. contanng conflicting data should rot be relied Loan II soubane thee e an erne a OrnO9On please report t immediately n waiting to the Brandt Manager of the office serving your accost. Allhoup eat figs.' shown are Mended to be accurate. statement care *cub not be wed fa to purposes Rely soleth on yesend tax forms. De , Form 1099. 5498, 10425. etc ) wben Drepamg your tax return. The Fim required by law to real to tie IRS all taxable dividends, wportekde rontauble oktiottna and uxtk Mere* erred on seeiaities Feld nyout etrocart, roe proceeds on see tratractire, rd cos* basin:newton covered wades, Caralitstileadaell with the Finn • Please neaten, sty oral coma:neatens in *ring tofurther protect your rights. inducing your rktotS under the Seculin Investor Proteobon (SRA) • t diefinance instiortion en the top let of to front of this statement isnot U36 f nista Street LDS Financial Soren carries yea account as dewing broker by arra-gement wee, the rdcoted inslitution We in you of this relatranSbia aalengret opened this accost h the cast your bra and small/es a* located a LOS financial Services and rot the iscd.rong broker, and you mat matte amps of thy ma or omission to both firma. As described d-e account agreements, you must natty la5 Or arty errors or fraud Matey chedcs reflected on your statement walk, 30 Sys alter 8 was mailed or made available. Allot/temente shall be deemed (evoke* and accurate n all other respects if not objected to in veithg within 60 days. • Please died <a:tomer complaints or earnest, to Farts C lent Resorts Depatnent at 201.352.1699 a toilette ra 903.354-9103, 8:00 AM. to 6 CO P.M FT Monday through Friday, or in sing to 1.135 Financial Semites hc., Client Relations Department, P.O. Box 266 Union Coy, NJ 07037. • In case of errors Or quelliarn about an electronic fu-ds transfer (61), tai parent a UBS Vetchbit card transactions, call $20.762-1000, a wife to UBS Financial Senices Inc., 1000 Mita 814, 6th floor. Week/Aker:NI 07086, Affix RIAAfeSA Statures Caller write ataxia as can, A you hit yin statement a receipt k wrong or if you need more iffamation Scut a transfer on the statement or receipt. The Firm or Card Oster (as kokable)must hear from you no In thin CO days after **Fen Sent yOu the int statenore on which the era or problem *pored. - Proede your name ad aeon number (h any) - Deco& the error Or the Dander you revere about, end splain as chath as you cal why you believe t is an error a why ye.. need more infamatai. - Pm:dethe dolor an-ant of the suspected error The Firm or Card Issuer ma haestigate put comidatt and eel correct rat; error promptly. for alleged mots anothing UBS %MOdebit cad transact irk if we take more than 10 bus sass day, to der this, we will credit you' accost for the snout youthnk a in error, so tsa you del have the use of the money clang tie tine it takes us to complete our nostigution. Please mtre all checks payele to the Fon or tie financial instrulis relcated on to trait of thA statement In addition to regular accost fees, accounts may be abject to mantenarke 1st dun:infer Iste parent kr securities purchases and charges kr unpaid arrests n cash accents. Accounts that re transferred to other ingestions may be subject to a transfer Ise. UBS Swoop Oratiens LEG offers options for mowing cash Waxes. balances to bale deposits at UPS Bark USA and U35 AG %embed branch (Bat Sweep Proprts), money make mutual lads (Money Finds) and the interrutional Deport Accom (DA)/ or c octanes with in Intarotional RescvCO Llanarrrunt Account. Though the Back Sweep Programs, cash balsas re swept to LESDank USA to to omelet:Shed knit ad then to UPS AG Stanford &and\ or a Money Fund. Depose at 1.85 Bank USA atr FDIC insured in occarda-ce with FCC miles. Formate Mamatirn Ovate Mit wwwfdic Deposes at USG AG Stamford Brach ad shares of MoneyFundsare rot Oared by the FDIC. Through tie DA, aieiltle to cad. balances are swept to depose &costs al UBS AG New Yak Branch and LDS AG Chinon Ranch Thew deposits arena toured by to FCC Balsas held at the UDS AG Cayman Brandi are tempi:etre, reposed to the sovereign Ink of the Colman Wads, and tore is no guaranis or other elongation of UBS AG 10 repay tie balms whiff RA the LEG Caymon's Brach's books. Deposal at WS Berk USA and each UBS AG Branch are rot protected by SIPC. Money Fund shave are protected by SIPC. See 'LOS Financial Services Account Protect-on' below. Ups your request balance in the Bare Sweep Program or DA may be withdrawn and shares of a Morey Put may be lisidated, ird the proceeds returned to you or your stadia' accdun. Rate Hammon about available sweep *Sow ncladrg curve interest rates and WICK 5 amibble at wmtrubscornitereepselS from your Financial Admor a by calling X0-762-1000. UN Financial Servitor account protection The Fen, rt a rro-ri-or ci rhe To-i nine I reotor Pretectrn Corporation (SIPC), which protects 163-rlieS traa-n1S 01 its members up to $502,000 (including 1250,003 kr dams for cash). The SIPC anet protection limn apply to all acoosh that you hokl h a particutv tawdry. The Fen, together with certain aff diets, has also purebred iteeplenente plebeian. The nutirnan amount payatar 10 al Sgible carets, coirdireb ado( this ores-ion is SSOO maroon r of Decent*, to, 201S. 5nbrd to the poky orditons ad limilatian, cash a the fitm isfurther protected fa up to $1.9 milbn n the swept* kr all your accounts held n a patiodor cmucity. A fJ copy of thepoky wording is sailible uPon request. The SIPC selection ad the supplemental protection bah do not okay to • Conan Unsocial assets controlled by (and incledad n your account value) but held away from UBSFina-cia Services (e.g., certain( cash at UBS ark VA. (i0 cash at LDS AG U.S.banrhes, (4 insurers rosins, including variable annuities, and (iv) tarn of Maud funds when such shoes re registered dusty n the name of the occou-4 holier on tie bodcs and records of to applica* rites a transfer agent). • Certain nmsb-nent contracts or inmsiment interests (e.g.. kneed partnerships end pirate placements) that are roc regitoried ado. tie Socuraies Act of 1933; ad • Commodities arrays (e.g, foreign Pots? and preccus metal contracts), includirg futures contacts ad commodity option contracts. The SIPC protection and the supplemental protection do not apply to these assets event they otherwise appear on yea statements. The StC protection and the oatiternental protection do not protect against chonges o the market vale of your in bats (whether as result of mod* movement, issuer ba-kruptcy a • ern e) More Wanton a a-ratable ikon repel. bums °Man more infor nabou SRC, including the SIPC Broths. by coliecting SIPC at 202-371-8303 or by visiting the SIPC twbao at wmtaryttorg Dividend Reinvestment Program pun The brke reflected is an horsy pike. You may Wan the actual price Iran yes F racist Ades.. Old whole shares are purchased under DRIP; palial slaws will be sold a-4 the cash wia be Spooked in your account The &Wad reinvestment price applied by the Oster may rifler from the mead peice al whch the partial shires re sold Cadtritrlieu Cnth whole units may be held in yam acccutr. If pin entitled to a petal ail a a Debit ol a chiderd payment or Ohnrrile, the Firm well other sell panel crib a made price a accept an anoint determined by a regiaered cleirng agency, ad credit yes accost Investment objedies The ivattimeri objectiwo and risk profile **spec err to each account and may toy between yam accounts Please advise the Firm pronelyin wining of any smnf joint change in rut francial situations investment &lectern For eachseam held you choose one of the feabwi-g investment dajtdivrt CONFIDENTIAL • Frocks. Cunene income: Intestments stekng the generation of income any. • Aches Cepeetelppeociation. Investments seeing ctromh of melba' rather than the generation of income. • Produce Contbautdo al Wane and Capital Adored:don. Ivedinents seeking both the generation of ham. and growth of prixj:al. Overall risk profiles • Conserve:1e. Seeks to manta* venial pieipµ with low risk and volotilay to the accost mote even if tut means the accost does not generate sign it rant barn or returns rd may rot reap pre with 'region. • Moderate: Willing to accept some risk to prircjoal and tolerate some notathty to seek higher returns, • Aggress/we: Wiling to accept high nth to pnncpi and high volat lay to sea high returns owe time. • fra•almeat 61910Vra Consileration:I selected, a PanrOo of the porHoli, f or tat account may ixale canplex straeges, linked lisicity and rater voUtiky. Statement •hoeusholdier We may consordmie a related account statements with the same attfress ih the same enmetve, ed. because they have owners who ako maintain *al account rem crehips wth other dents a the same address* you reefer to wont indwichal statmunts mailed n separate envelopes, you may declne btr,eholdng by calling yos Finance Achwor Friendly aecardname The Front/ arrant nano is a custana*le • nickname' chosen by you to assist you with your recordeeeong hes no legal effect on yOur account You can change tax rriend9 &Card names., through Online Services a by context rg your Fe-uncial Athisor Account overview • Vatx of yea acrountlpon(olo. Net of *sets and • Amer FEW,' sold* cash balances, values fa restrbted steady hut ), and Global Tire Deposits, [seared corks to ma-ket, and certain assets not held by the Fim. Does rot include untried sandeassets at tie end ce the slot and ammo statement r:OriOdh or atade isestmenk averted stock options and eorosable stock options • LAdildes Includes debit balances. ait ing margin bans, aedit Ere, shot account balances. stanl • Cadthooney balances. Total of uninvested sada* cash balnce,, plus Spout balances al UM. Bank USA, LES AG U.S Branches ad money make mutual fund sweep balm the chose of tie statement period N:n-ccorredity free crick balances in yes account are rot secogaed from other balances and to f im may ea ay these lads in the ordnay course of As busints These funds formable cps your downed Tins total is included in the arrant pried closing vain Lending infonnation For deteed information on the Firm's lending practices and disclosures. refer to yam Client Rebtionship SDNY_GM_00023784 EFTA_00134404 EFTA01276175 Important information about your statement (OMBtithed) Ageement or ACCO-rl Agfeerreell and the General Terms ad Conditions U3S Statement of Credit Practices available in Agdements mothimbarres mop awrotalawai ineekraw met Yaw min Your statement itemizes securities rd other mitts held tithe =ant at the end of the statement with. You may ark for deteM d kit pad mantles at ay time. You may receive securities vied as loan collateral deer paying any balance tie an them. Arty securities bindweed to the Firm drip the statement peeved are listed at market vane as of the end of the statecraft period. • Cost beim h detentning the cost basis of he securities incbded as this staternent, where indicated wih the number " l, • LBS Forces' Services has relied oninformation stoned from sources other than UPS Financial Semites. including information from another dim a that sumac l'aVegrovided to yea Finmxial Masa. The film does not indeperantly verty %want** the accuracy a wilily o f ary information provided by souses Car than LESPi-uncial Simeon, h mattich although UPS Financial Semites general& Le:dates tis nicrmatith as it is received, the hem does not provide art, assunrces that the iikrMalkel snider 'Cost basis^ ad *Unrealized god lose is accurate as of the date of this statement. As wok please do riot ref/ on this nfangtion to make psi:hazels sale decisionL for tax puposes a otherwise. Accounts trarderred to the Fim may refleth gad loss inforrtatith only for the period d tine they at held at tie Fim More hiaorical ithrmatcre <abbe xkied by you- Freaxial Advisor. • Unrealised sans/Iona Killen data emanated trroalired guindlown we calculated Ice haviiial seat/ lots. The transition data for ithvileal lots may or may not reeks commas:ans, dwges da security reorganizaton events Die send and otter entwinement lob sot systematic parches* be, are each combined iodise:4y one averaged lot The 'Traie date' coirnn presents the aginal aansatton trade date. • Callable saurian Bonds and preferred stock that the ether cats for eat redenplon veil be selected rroa-boy by lot from anxi-g all Scant of that asue held re our nirne or n nominee rune for os <lents. Call team nicemilith is cbtaned from third parties and it accuracy is net Bunked. Other tall featrea may goal tenth coil Most helot comrade inthrnation win be provided upon request • Certificates of deposit (04 CDs are FDIC aired 'sato $29),000 in principal and moved intend per depoWor ad per &rockery inviikeith h a:cadence with MK noes. • Price/value Prices degplated f or seconds and other proclots may be higher a lower than the price that you would actually receive in hr market hies av obtained from vatiths tad party sources whit, we teemne to be reliable, bit we do not garantee the accuracy. - We gwerabe use the closing price when swathe a Ow mean of the bed anal ask price, for listed mutes and optrcre a only bid prices for OTC secuthes. - Less Marti traded stealth., may be priced usrg a valuation model a to moss recent prize we obtained and may not riled an actual make price a vain - Certain positions may wear **PS a mice arch will thaw as 'price was nol avadade• it we at usable to obtain a price fora Hearty - Deposits a gauchos denominated ileums-cies other thin U.S dollar am reflected at the eichirthe rate a of the statement date. - fc< certain sect it racing n non-conformng denornnstions. puce ri d quantityflaw iota) may have been adjusted to bogies paper valuatim To cbuin &mem @nix& when available. contact Fr , arcel ad • rxr • Private investments and motioned products. !ovate madman wig a as (nctairg died panicipatith program and real estate integument trust soothes) and struckred proixts are gtheralb highly thopid. Celan sthstesed prodsts have not been registered with Ow Stetter., and Exch Commission or under aystate sesuntinen.We amide esimated vat*, for private investment searitis ard structured products for itamatisul purposes any. !Kong is OM °united. - These vibes may differ abstaxisey from prices, il any, at whkh a aide ithestment thy structured product maybe bought or sold and do net necessaly represent the vat* you may receive span liquidator. - Third party inhume of vain are as if a (Main date ad We Suppled to UBS Fnarcial Services on a regitar basis by an independere satiation firm. - Isaac general Danner or sponsce estimated vales. if ary, are seabed to **Fan by the *suer, general panne or spa-nor and may be Cakulated bawd on afferent information from that used by third pthies to &give their 'sanded values. - You can obtain additorel itormation regardith the methodology used to determine the estimate value ad the dale of the Hamelinthee is the basis for the estimate by contattin your Ft uncial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several stuatires: when an 1dependent valuation Inn has not sspp4da it ugh/G.to agar a vat*. when we become ware that a matenal met has coasted that may call a ptheousty reported value no question, et awn a value would be highly spemlathe due to the nature of the security. - When neither an issuer, general partner or SpOnSOr estimated value nor a thrd-paly estimated take is penteded, the valm of the study wig bedel/event ban its caches* price. - • Datributian to date' may indude than of capital, ncome orboth. - 'Original emit size' represents to hitial offering price per trik ird mai not relied you an bases. - DIP and unlisted REn stashes are not listed on a rational securities exchange, and are goner* liquid and hen a they can be sold, tee prke remised may be lea than the per tare estimated value provided n the accord statement. • Restricted securities. Resta-led mount generalY ate not tummy eigbk kr public tale. UBS Fennel Service: use the make) prim d the unrestricted moth of the cane issues an an inpaled value for the restricted stock throurposes °IMO statement o* To the extent tat restided seas- es are elgbk to sale, the vale received may be tbstanualy less Min the incised were therm • Est (estimated) income. cement yields and rates. M ennuie of anal income is based Orh current dividend ad interest rates, assuring tie laxities will be held for we yes from statement date or ultil maturity This Mina no* a gudelne; accuracy an continued income are not qua-arrest - Estimated snail hcane and cumin yield for certain types of washes could mide a meter of palsiedor capital gent it which nee the est income (a-d curial Mkt would be overrated, - Estimated anvil income and anent yield and the actual roam andyiel mega be lower°, higher than the estimated amounts. - Are esthete of nudged income (dividend ant*. interest) divided by the current market valet average balance is based on the Ian dividend or bidet payment made by do issuer and SWAM tee searetthdepases will be held for one year tom the statement date or until mount), Accuracy an continued well me not guaranteed • Assets not held by LIOS Financial Services. Cenah [Ceti are rot held by the f im an not troth the Fern's possession or coned These stets ere displayed on you statement for informational purposes oily Positions and values presented se provided by de asu'rg fem. UBS Financial rimces is not rethcroble for the information and don not guarantee its accuracy. lb's* asses are not protected by MK or to Ferris SUpOlementalSK coverage. • Revenue sharing and additional compensation — In addition to commissions on saw and l2bi 1 lees received n correctionwith tie destributias mutual krds to our dents we ands our ARM receive revenue *ming Payments from dignbutors ath a ad visas of themina funs that we sell. Thew anothis are based on two &fermi corrporents (a the amotni of YIN by UBS of a Palicuir mutual fund I ami4 to our clients: and 0) the asset value of a particular matual fund tanks shires held a the Urn — We and as allAate ako receive networking and orrnbus processing Ian n cornderation for transfer agent services that we rouge to the mutual broth. These fees generally are pad from investor assets n the rruka I lured and &metered dolls amount based on the norther of accounts at the brokaidealer InoUng mutual funs of that fund family CONFIDENTIAL — h addaion to cornmissiths received n connection with the sale or citenbutiOn darn.* contract and iset imestmeth that trals tome clients, we anda our affiliate recese retinae sharp compensation I ran mart of the insuance companies undenWaith the rarity COMMIS, agates of dr Inman* carps*. or **rears of tie ant imvarnent tuns we distriaae. - Our affiliates abo re<eiee trading oximassions and other compensator, from mutual lend and Mune companies %thou products we derlase. - We receive an anima fee from UBS Bat USA and LABS AG Stanford Rand, Of w to 425 per accost sweeping to the barks under the UBS Bank Sweep Programs. Activity rd station regorging commksiths and otter charges jarred n connedith with the execulith of trades, ixisfrg option transactions NIS been incbad on COM imatiore previously Swathed to you, and veil be prodded tory pranthly on repast. Short selling II you ace engaged en short selling a seventy, you mar hose a charse dal to actin toinewith costs for that particulate:trim. Open orders Regarding open or • gni-till-cancelled' ades that wane not executed by the stamina* date, open buy and sell slop ord., are rained by the mount of dinars* or rkhts cn an ex-divide cis a eu-nrch clue grans ithnxted cthenvise by gat You are re for orders that are executed Ow to yOur Idure to cancel easing open orders. Pilaw To obtain a copy of as current Clint' r yNotice. please an >OS FnarxralAchiscr , o nit our mink at wsw com/enVa•vmfev MEG Ritancid Socket O not a balk The PM A, Business Services Account 854 and IRMA are brdcerage accounts Midi provide access so barking services and protests trot* airings-rants with alarmed bat and other ihniparty bares. ri d provides access to reisa-ce and annutli [roasts Cued by unaffiliated thid-party insurance amps- es through insurance agency subsdiant ol UBS Financial Services Inc. Ithistnerk ithura-ce. ad mealy products, Not FDIC Owed • No bank guaantew May lose wax RMA. Resource Management An-rs nt, Business Services Amount BSA. IRMA and intonational Resource Management Accost ad registered service maks of UGS Roancli Services Fx Visa Signalize k a registered unite nwk of Oise rums :tut CBS Visa Saranac:le cads and IRS Vna debt cards ate Mutt by UBS Bat USA with PermssionfrOrn Vna USA Incorporated. UM Financial Sereices Me Rev 201604 SDNY_G M_0002 3785 EFTA 00134405 EFTA01276176 *UBS Lies Financial Services tic. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700553556I 1116X135Y1 0 Account name: GHStANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your linancial Advisor- SCOTT STACKLIANLYLE CASRIEL Phone: Questions about your statemerrt? Call your Financial Advisor or the RAAA ReFOurCeline at 800-aMA- 1000, account 02 9023 576 Value of your account Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on October 31 (S) on November 30 (1) Your assets 97,180.71 69,703.41 Visit our websIte: Your liabilities aoo aoo veww.ubstornflinancialservices Value of your account $97,180.71 $69,703.41 Tracking the value of your account S ThcAt,anGS 97.2 Dec 2015 Oct 7016 Dec 2014 Nn 2016 Sources of your account growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits and withdrawals 567,758.39 Ntur in*Strnent return DiWdend ard interest income 112.66 Change in market value $0.00 Value of your account on Nov 30, 2016 669,703.41 SDNY GM 00023786 Member SIPC CNP70001005535561 NP7000185219 00006 1116 030575004 Y123576550101010 ►age 1 of 8 CONFIDENTIAL EFTA_00 I 34406 EFTA01276177 SUBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 ft) Percentage of your account A Cash and money balances 69,703.41 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 169,703.41 $69,703.41 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Your Fi nancid Advisor- SCOTT STACK M AN LYLE CA5RIEL. , Cash and money balances may include available cash balances. Q85 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Percentage change November 2016 Year to date 3.70% 9.79% 4.48% 10.58% -1.98% -1.86% -2.37% 2.50% CNP70003005535562 N1'7000185219 000361116030575004 Y123576550 IOgalkiyGmiK0237Iftro 2 of 8 CONFIDENTIAL EFTA_00134407 EFTA01276178 SUBS Resource Management Account November 2016 Change in the value of your account November 2016(SI Year to date (S) Opening account value $97,180.71 $1,932.36 Deposits, including investments transferred in 1,000.13 295,724.35 Withdrawals and fees, including investments transferred cut -28,478.97 -227,965.96 Dividend and interest income 1.54 12.66 Closing account value $69,703.41 $69,703.41 Account name: GHISLAINE MAXWELL Friendly account name: indiv Ched4Car Account number. Dividend and interest income earned For purposes of INS statement tatablty of interest and Onadend income has been determined ficM a US tin re0cOirg CersPedite. Baud upon the residence of the account header. account type. or prodtcl type, some interest axial dvidend payments may not bo subject to United States (US) aria Puerto Pico (PR) Income tars. The (lent monthly statement .s not intended to be used and cannot be (eked upon for to purposes. cheats should refer to the aitoKatre tat reporting forma they recent from UBS annualy, such as the Foam 1099 and the Forms 493, foe lax reporting information. m is the practice of UBS to file the appecaide la( reporting forms with the US interns Revenue service and PR TreaSury 0e0EirtMent and in such loans accutatety Ussery chsclenct amNcr InteceSt *Slat eetrrpt or teat,* 'meat Bleat consult you( indgclual tax prepare: November 2016(S) Year to date (1) Taxable interest 154 12.64 Total current year $1.54 $12.64 Prior year adjustment 0.00 0.02 Total dividend & interest $1.54 $12.66 Cash activity summary Your II nodal Advisor: SCOTT STACK MANLYLE CASNEL See Account a wiry the month for dela Is &dances in your Sweep Options are met udedin the eperang and closing balances vita FDIC insurance applies only to deposits a u8S Bank USA, not to &peon at uBS AG, Starriord Ranch or bank deposits paced thrOugi the UBSInternahond Depose Account program. WC protection applies to money market sweep !tad hddirras but rot bare deposits Seelmportant Wormation about your statement on the last Mo Pars d this document for &IMO November 2016 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $97,180.71 1,000.13 $1,932.36 295,724.35 Dividend and interest income 1.54 12.66 Total additions $1,001.67 $295,737.01 Subtractions Checks and bill payments -15,903.97 -198,576.15 Card payments -63.00 -4,179.99 Other funds debited -12,512.00 -25,209.82 Total s(ubtractions -$28,478.97 -$227,965.96 Net cash flow -$27,477.30 $67,771.05 Closing balances $69,703.41 $69,703.41 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $93,857.09 Closing UBS Bank USA Deposit balance Nov 6 $83,120.08 Number of days in nterest period 31 Average daily balance $94,483.08 Interest earned $1.54 Annual percentage yield earned 002% SDNY GM 00023788 ChIP7C003305535563 NV7003185219 0003S 1116 030575004 Y123576550101010 ►age 3 of 8 CONFIDENTIAL EFTA_00134408 EFTA01276179 (Plt UBS Resource Management Account November 2016 My Choice Rewards Points from UBS Account name: Friendly account name: : Account number: Rewards pants are reflected as of the 26th cf the month or the 'Dna bug nets day' if the 26th fans on a weekend nolid&r Reward. point Wanly CetalS (an be lOund on wwwutiscomtommestmces November 2016 teat to date Opening balance 5,573 4,279 Points earned 0 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact yoke Financial Advisor or Branch Manager. toucan find a ful description of the atternaove investment objectives in Important information about your statement at the end of this document 5,573 5,573 Your Fenn objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibirty consderaton None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your lq nenciel Advisor SCOTT STACKMA:11M" CASIVEL CNP7C008005535564 NP70001852 19 00036 1116 030575004 x12357655010 WISWGM00023701fte 4 of 8 CONFIDENTIAL EFTA_OOI 34409 EFTA01276180 UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account mane: lodes. ChecklCar Account number. Scme prices, inccele and current vaues Shown may teepprocircnble. AS a Nat gam asbliOsses may nal be accurately reheard. See Aporunt inforenabon ANN: your statement a the end of this dxumem for MI! infonnroon. Cash Cash and money balances C3sh and money balances may ind ode avaltle cash balances, UBS Bank USA &posit account balances. UBS AG Stareord Branch deposit account balances and money market mut lid fund sweep tatances. UBS Bank USA deposit account balaxes ale Insured by the FOC %%Mon arplIcebie limits, but are not protected by SIPC. UBS AG Stanford Blanch deposit account balances an not insured by FDIC and ale not protected by SifC Money wiarlat sweep balances are protected by SIC but ale not insured by the FDIC. Sat the Important information tout put statement a the end of this document for degas &Out thOW bdances. Openngbelance Cloang Mace ence per share Meter Ncidng on Noe 1 ($) on troy 30(1) on Nov 30 CO fate UBS BANK USA DEP ACCT 97,180.71 DSdend interest petted Your El nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs period Cap amount (I) Your total assets 69,703.41 250,000.00 Value on No, 30 (1) recentage of Cost EarnSed your &count binn (1) annual infant (Si Unreatbed gain or loSS (S) Cash Cash and money bilinnon Total $69,703.41 100.00% $69,703.41 69,703.41 100.00% 69,703A1 Account activity this month Date Activity Description Amount (S) Deposits and other fends credited Nov 9 Transfer JOURNAL FROM Y 1 28704 EDGARLEY, LLC 1,003.13 Total deposit and other funds credited $1,000.13 oat Actimy brescaption Amoral( (1) Dividend and interest 'acorns Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I II04,16 1.54 Total taxable interest Total dividend and Interest income $1.54 $1.54 SONY GM 00023790 C rim0003305$36666 MI0031:35219 C0036 1116 030579004 S'123576SSO 101010 Pegs S of 8 CONFIDENTIAL EFTA_001344 I 0 EFTA01276181 UBS Resource Management Account November 2016 Account activity this month contnvedi Bill payment Date Acinny Nov2 Withdrawal Nov2 Withdrawal Nov 3 Withdrawal Nov9 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheddCar Account number Your It nandal Advisor: SCOTT STACK MANY LYLE CASRIEL Description Amount (S) ACH WITHDRAWAL UNTECHEALTHONE -556.98 ACH WITHDRAWAL LINTECHEALTHOW -40.22 ACH WITHDRAWAL AMEX EPAYMENT -13,464.97 ACH WITHDRAWAL Saks Retail -1,841.80 Total bill payments 415.903.97 Ode Desodion Amowit (S) Nov 18 CREDIT CARD PAYMENT -63.00 Card payment Total card payments 463.00 minmun Paprent Cue Payment Due Date Crean line Avaiatte Credit une Outstanding Daame UBS1nsa Signature credit card(s) payment information $0.00 135,00000 135,000 00 10.00 This creel' card is enrolled in u BS Pay Crech Cad feature and will automatically be paid frcrnyour accourc. Your payment is screcuted for Oecermer 20. 2016 We provide this infom-alion on your UBS Visa Signature credit aids sole" as a ccurtesy to you. The UBS visa Siglatu re c fedi card and account are issued by UEIS Bant.USA UBS Bank USA sends you the /OROS statement for this account and you shotid make your parr,. nt accordng to thee irdructons we do not Maude your outstanding credt card lodance in the ra.* d you account with UBS Financial Storms Inc Use Actinty Descipton Am:n:1f (S) Nov8 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT IPMORGAN CHASE BANK. NA -3,477.W Other funds debited Nov 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT1F4AORGAN CHASE BANK, NA -9.035.00 Total other funds debited -$12.512.00 Use ACIrvity Deurcllon Amount (S) Money balance activities Oct 31 Balance forward $97,110.71 NOv 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 11/02116 -597.20 Nov 4 Withdrawal UBS BANK USA DEPOSIT Account. AS OF 11/03116 -13,464.97 Nov 7 Deposit UBS BANK VSA DEPOSIT ACCOUNT AS OF 11/04/16 1.54 Nov9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/08/16 .3,477.00 NOv 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/0916 -841.67 continued next page CNP7C00(00$535566 NP70000352 19 COCOS l 16 030575004 T123576550 IOWS1YGM0002379191 6 of 8 CONFIDENTIAL EFTA_0013441 I EFTA01276182 SUBS Resource Management Account November 2016 Account activity this month (continued) Oate Money balance activities (continued) Nov21 Nov 22 Nov 30 The UBS BanA USA Depont Accourt k your primary :weep Potion Account name: GI-HELAINE MAXWELL friendly account name:Indiv Chetkkar Account number. Your Finandal Advisor: SCOTT STACK MANNYLE CASRIEL De1Cipbco Amount (5) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/18(16 -63.00 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11121/16 -9P35.00 Closing UBS Beak USA Deposit Account $69,703A1 SONY GM 00023792 CriFFC003305S3SS67 NP70031$5219 COWS 1116 030579001 Y123S76S50 101010 ►ago 7 of 8 CONFIDENTIAL EFTA_00134412 EFTA01276183 *UBS Yournotes CONFIDENTIAL EFT,0013.113 EFTA01276184 Important information about your statement U3S Financial Services no. (the Firm or UBS Filter' Sereketl is a mentor of all principal unity, ccmrroity and optire exchanges. UPS Fihancial Seniors and CBS Bat USA am i-divot subsilanes of UPS AG and *Nixesof LIES Seattle, LLC. The Fames Wawa' statement k available upon retail. The Font exewthe offices ere a. UBSFina-cel SO-MPS InC• 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the °nay officialrecord of you' CBS Nuncio! Seances account. Other records, esept official tax documents. contanng calkingdata should rot be relied won II you been* thee is an tiler a Omi99011 please report it immediately n wring to the Branch Manager of the office serving your accost. Allhokap a figures shots are Wended to be accurate. statement ctia *cub not be wed fa to purposes Rely scleki on yeaiwnd tax krms, (ie , Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Fim required by law town to the IRS all taxable &Wends, reportable nontaxable cantina and =able Weed end en monies held rims axon, net proceeds as sale breactire, aid cost basiwn certain covered season Careamminationstrith the Flan • Please record inn at oral cornminkations in erring tofurther protect your rights. inducing your Wthes cruder the Searles Investor Proteobon AO (SEAR • B the financial eatitution cn the top left of die front of this stamen is not CBS F natal Series, LOS Fe-andel Smits carries yea account as during broker by arra-gement wen the rdcated nsitution We inforrnedyw of this relatiM5hio wile you opened this accost h the cast your kite and mantes are located a LOS financial Services and rot den indacim broker, and you nut make arepat of any error or omission to beds firma. As described the account agreements, you must dotty US of any errors or fraud Thong chedcs reflected on your statement want 30 days alter t was mailed or made available. egomania's% shall be Mond correine and accurate n all other respects if not objected so in vettim within 60 dory. • Please cast cuRomer complaints or ea/nest° to Fisn's C lent Rebore (*pawn at 201.352.1699 a tolls. r. 903.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in minim to CBS Financial Seraces be., Client Relations Detriment, P.O. Box 766 Union Coy, NJ 07037. • In case of erten or cranked about al electronic funds transfer (Mk WI prawn a UBS Voaeckbit card transactions, call K0762-1000, or write to UBS Fronde' Services Ix, 1000 Hata Blvd, &Moor. Weehawken. NI 07066, Attrt RIAA(88.5. Sakes. Cates write as soon en you can, if you thick mas statement a receipt k wrong or if you need more limitation nut a transfer on the statement or receipt The Firm or Card dear (as solicable)must hear from you no In tun CO days after the Fins sea yOu the Int statensi on which the error or problem awned. - Protrde your run ad nee number Of any) - Deco& the SOX or tie wander you dreUr6Ure about, indeplain as ckay as you cal why you believe a is al am a why you need more Hansa. - Pomade the doter arrant of the suspected era. The firm or Card Issuer vii hastigate put compaht and eel correct any error prompty. For alleged woes imolving UBS Via debit cad bread in if we take more the, 10 bus nest days to cloths, we Will 0'440 you' accord for the &WWII youth it 6 in error, so that yea VA Nye the use of the money during tie tine it lakes us to complete our revestgetion. Please mire all disks parble to the Fan or the 'nodal insterisn nikated on tie front of this statement In addition to regular aware fees, accounts may be object to mailman* lees, chaps for lie payn-ent kr agouti:es purchases and charges for unpaid arsons n cash accasts. Accosts that ao transferred to other instiutins mil be subject to a tangier Ise. UK Sweep Options LIES offers options for sweeping cat biases. balances to ha* deposits at UM Back USA and CBS AG Stanford Ranch (Ba-k Sweep Progeny), money make mutual lads Money Furls) aid the International Depose Accouit (DA)la customers wit, a, Interutional Rewee Managernerd Account. Though the Bair Sweep Programs, cash balms re swept to LESBank USA to to an estateshed Irk ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UES Bank USA are FDIC insured in accorda-ce with FDIC flies. For more idormatian please Wit wwwfdic Deposes at LEG AG Stamford Brach ad shares of MoneyFadsam rot hared by the FDIC. Through the DA, (mailable to cash balances are swept to depose awaits at UBS AG New Yak Branch and LDS AG Carman Ranch Thew deposits are not toured by the FCC evinces held at the UDS AG Cayman Brandi are temporary imposed to the sovereign Ink of the Carmen Wads, and *ere is no guitars* or other obligation of UBS AG to repay to biases whiletroche LEG Cayman's Brach's books. Deposits et LES Bark USA and each UBS AG Branch are not protected by SIPC. Monty Find shares are protected by SIPC. See 'LDS Freancial Services Accost Protection' Slow. Upon your requeill, bela-ot, in the Bank Sweep Program or DA may be vethdrars and shares of a Money Fundmay be Ibuidated, ad the proceeds returned to you or your seoreies KCCUIL Aster i-krmaton about available sweep opten, robing wrens interest rates and yields5 available at wmvubs cadre...soy/el:b. from your Fnancial Advisor a by calling €05762-1000. UN Financial Senior account protection The Firth r. A nv-rh,rri (ev. Trio< 1-mven•Prnenctir Corporation (WC), Sikh protects seasaies eaccntsol its marten up to $500000 (including 5250,003 kr dams for cash. The SIPC met protection limit, ;NY to all non; that you hold h a partictla cwacity. The Fm,,, together web certainaffiliates, has also purdursi admlementel protection. The napernan amount pa/al:410 at *foible diet, CONIClink endr this erasion is S500 maroon a of Decent*, 10, 2015. Scbra to the poky ordilons ad Initiations, cash a the fin is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n apasicubr opacity. A 7J copy of thepoky wading is nibble upon request. The SIPC protection ad the supplemental Protection both do not slob' to • Cason Iraqi.' assets controlled by (end nand n your account value) but held away from UBSFinancal Services (e.g., certain(i) cash at UBS Bat USA, 00 cash at LesAG U.S.Dandoes, (4 resurarce poixts, including weiriale annuities, and (in Aarn of rues' mend, where such thaws we registered dusty is the name of the accord holier on the books ad records of to saki* Suer a transfer agent). • Certain rwsb-nent contracts or inssiment interests (e.g., limited partnerships ad pirate placements) that are roc remand aria the Securities Act of 1933; and • Commodities catacts (e.g, foreign exchange and preccus metal contracts), includrg futures contracts ltd corned*, option contract. The SIPC proud on and the suppewnentel probationdo not apply to these assets then if theyotherwise appear on you statements. The StC protection aid the adsPlanental protection cb not protect again changes n the market vela of rte investments (Meths as result of market moverrem, issue balcruptcy a °Menke) More Swinton is salable spas regast rots mw Wean more informationabout SIM, including the SIPC Brookre. by contacting SIPC at 202-37143CM or by viiithea the SIPC swbrde at amtatto.org Dividend Reiewestment Program (DRIP) The prise reflected is an average puce. You may Stan the actual price km mar Frurciel Advisa.Orey *hole shares we purchased under DRW; anal than MR be sold ad the cashwi be deposited nywr account The eividend reenactment price applied by the tear may Eller from the market price at With the partial dares av sold CrMnlieu Cny whole ores may be held n par aware. If you,. entitled ro e petal sit a s nesult ol a chiderd payment or Otenione, the Firm will either sell panel sits a mallet price a accept an /mord determined by a regiaered derrim agency, ad credit pat accord. Investment objectives The eronimeri objectless and risk profile are spec lic to each account and may may between you account Please advs. the Firm pronmty in wining of a-y signeicant change in you Inamcial snuanon or nvestment oblectives For eacharcane held, you Moose or* of the following investment objectives. CONFIDENTIAL • Weds. Currentincome: ronments seekng tee generation of income ony. • Achaie Cape., Apparcestion. Immo-rants seek ag crown of atheism' rather the, the generation of name. • Produce Caolamobn of Magee end Capita Aporeciaton. newnents seeking both the generator. of name and grOtAh of trial:al. Overall rids profiles • Consavebee. Seeks to mantin nilial pri-cipal with low risk and 4800 to the acorn watt men if that means the non does not generate signCInot Ware a resume at may rot brep pace wish • Moderate Wiling to accept scene risk to pircDal and tolerate some votathty to seek hgher returns. • Aggressm: wiling to accept high irk to pnncpi and high cobs lily to seek high returns or time. • Mwstnen Figiatirr Consideration: t Hinted, a portion of the portfolio for tort account may islade canplex straeges, lined liouicky and rater volniky. Statement Phetseheldior We may consordise at related account statements with the same adiess n the same ennelse, eq. because toy have wants oho also mantas, joral account rein crehrps wall other times a the same address. If you paler lo recent ndiwdual statements mailed n separate ernelcoes, you mat decline Sokr,eholdng by citing yen Novicki toner Friendly arrant name ihe Feencler aconnt nano is a cusiornadolo 'manure' chosen by you to assist you with your recordleePrig. has no legaleffect on your account You can change for rowdy er.COUll names., through °little Service, a by contain; your Fr oncial Athos*. Account overview • Value of yea accoonWonYolo. Net of stets and ' Soden Asa hcbdes weld* cash balances, vetoes fa restricted musty lest k and Global rine Dins it, srreared marks to maket, and oaten assets not held by the Fin. Does rot include unpriad seositien assets at tie end of the pilot and carent statement periods, or point reenanenn unested stock options and once:able secret options • pithetees. Includes debit Waxes, outstarding ma* bins, credit Ire, that accost balances. • Casamoney balances. Total of unimested available cash balances, plus deposit talaxes at UB5 Bank USA, LDS AG U.S Branches ad morn market mutual fund sweep biros at the chile of the statement period hirscarredity free aedt balances in yes account are rot secjegaled from other balances and tie Fin mai •ae sty of these lads it the Ordiney course of As Wainer, These funds re payable yam your demand. This total is ridded in the arrant period closing Vale Lending infonnetion fa detaaed information on the firm's ',Shp practices and cleanses. refer to sir Chew Rationale SDNY_GM_00023794 EFTA_00134414 EFTA01276185 Important information about your statement (POIlthfiled) Agnment or ACCO-ilAgreerrenl ad the General Terms ad Conditions U3S Statement of Credit Practices ;natio in Agreement indent:ores at mop unteu fronitireevinteirtrintr met Yew rests Your statement itemizes securities end other Watts hell laths want at the end of to claimers period. You may ask for denary d fully paid seosies al ary time. You may receive securities used as loan Neaten aher paying any balance de an them. Any securities translated to to Firm cash; the Itaitallalt pence are listed* market vain at of the add the sterna. Period. • Cast basis. In denting the cost basis of the securities indeed in this statement where indicated wile the number l, • US F mince Services has relied ale information obtained from sources other than V65 Financial Semite including information from another fen a that sumer have grovided to you Nutlet Athisor. The Fits Wel not independently vedya saran* the acaracy a varak dry information provided by tuns other than MS Financial In a:Wirt although UPSFin-Me Services general& updates this nformation as it is recent the Firm does not provide art' assumes that the tdormation seder 'Cost bees° ard ^Unrealized gal love is accurate as of the date of this statement. I4 such please done ray on this nictitation to make psi:heels sale decisions, fa tax puposes a otherwise. Accounts tendered to tie Fen may WW1 gal loss information only for In period id tine they we held at the Fhn More historical reicrmation cube aited by you- Maxis' Advisor. • Unrealised gainlosiee Yellen delta is available, emanated utoalined guinea/es re calculated la rdistileal teat lots. The tureens,' data for rekvilial lots may or may not ref let ccmmisens. rZ det security reorganization events an d and other reinvestment lots we systematk paha* bit are each combined to dimes° a* awraged lot The 'Trade date' coLenn presents the agral transaction trade date. • Callable securities Bonds and peened stock that the °sun <els for eery reckintem will be selected stlanallt by la hem amtrci all mutes of that issue held in our runts in nominee nen for ax clients. Call tease niceneten is cbtaned from third panics and its accuracy is not guested. On-er tall tares may emf whin mid aged wed <ankle rift-erratum will be provided upon request • Certificates of deposit COX. CDs are FDIC noted mom 5.29),W0 n principal se /rand interest per depodct aid per depository inninfixais accordance with Flit nAes • PriothaNe Chas displayed fa secuntes and other sextets may be higher or lower than he price that )0J would actually receive in to mike. New ate obtained from varkus thud party sources Mitt we teem to be reliable, bit we donor garantee thee' accurey. - We gene* see the closing price when snit* a the men of the bid and ask poxes for listed scaritin and optecem a only bid prices for OTC seardies. - Less acterek traded secuities may be priced using a valuation nodal a the most recent price we cleaned end may not reflect en actual market price a Yalu? - Certain positions may appear into_n a price and will taw as 'vice was rot avaslable• it we at unable to obtain a price fora stank - Deposita a securities denominated elCUM71-00 other thin U.S dales are reflected at the inhere. rate as of the statement date. - fcr certain searnes hiding n non-conformrig denornnetions, puce ri d quantity(fot nes) my haw been adjusted to facilitate caper valuation. To dean arnem meteors, when available. contact v:,,r F,ranctl AOntcr • Private inesunente and eructated produc s. restate rivestmcre saunas (ex teing net participation program ad m inute invest:nem rant soothe) and goateed pro:torts are weal), highly aped. Celan sties-tend packets hoe not been registered with the Senn, and Evesl Gammen, cr under ant state securaeTwes, We omen estimated Veen for pimp investment seositis and enstured products for rikmatiral purposes any. Atones snot gumanteed. - These Yeses may differ abstamisey from prices, il any. at which a Prang norm' ay stnetured product maybe bought or sold and do 11:4 necessaikrepresern the vat* you may recent span liquidator. - Third party *emotes of vain ate es ce nertain date ad am supplied to UBS Fnaxisl Services on a remear basis by an independere saltation firm. - baser. general panne- or sponsor estimated false any, are 'spoked to the Fern by the issuer, general partner or spator and my be calculated based on deferent information front tat used by third ponies to derive their 'denoted values. - You can obtain additoral iformation regarding the metodolagy used to dentine the estimate d value and the dale of U. iicematim that is the basis fa the estimate by contacting your Fr uncial Advisor - Third party ',kneed votes may be reflected as 'Not priced' in several situations when an 1-dependent valuation tim has not attireda is untie to assir a Yeah %nene become ware that a matenal mot has tasted tat may call a premusk reported value no question, ot when a value would be high spaulatne due to tie nature of the sewn. - When neither an suer, general partner or monsor estimated value nor a thed-paly estimated qla is poseciel, the salt of tie searywd be dement lent its cache* price. - •Daributicos to date' metinclude return of capita( (tome orboth. - 'Original unit size' represents the initial offering price per snit and may not reflect Jour cost bait, - DIP at untied Rea sautes are not listed as a rational securities exchange, and at generally liquid and hen if they can be sold, tee tree received may be lea than the per shore estimated vat* provided n the mart statement, . Restricted securities. Restxted stearin general), am not (wren, eimbk for public sale. U8S Financial Service, uses the mese priced the unrestricted stook of the sane issue as an imputed value for the restricted WM Nrowpasesoithis statement oak To the extent that resigned searnies are elqbk to sale, the value reeked may be stbstantsalk less thanthe intoned vate town • Est festinated) income. anon yield; and rates. M estimate of amua1 income a based on current dnidend ad intent rates, assuning the searies will be held for err we from statement date or until maturity This estimate bony a gudolne; accuracy ad continued income are not guaarrteed - Estimated anal hcane and curet yield for certain types of learnt' could mckele a return of precise or capital gen n which case the est income (a-d astral yield would be overstated, - Estimated anal income and anent y eld are tie actual ?cane aidyield nefit be laver°, higher than the estimated resents. - An *eine* of maned income (daklend ands interest) divided by the current male vale/average balance is based ale the let dividend or interest payment made by the 'suer and amines the searentlepmes will be held foe ore year from the statement date or until mann), Accuracy and continued well am not guaranteed • Assets not held bytes Financial Services. Certain Mies St rot held byenlists ad not nth the Fen's possenin or anent These assets tee dtsplayed On year stamen for informational purposes onist Positions and values presented am provided by dal Sea'rg firm. UBS Financial Services not referable tor this information and don not guarantee es accuracy. Thee Mans ay rot protected by UK or tie Fines suPelenental SW( cowrie • Revenue Osprey and additional compensation — In addition to commissions on sat and 121a1 lees received n correction with the cfistributin mutual arils to ow dents we ander our affAale receive revenues haring payments from distributors ardor ad visas of thenatal funds that we sell. Thew amounts are based on two deem corrparents (k the amount of eke by UBS of a Palhar mutual fund famik to our <lents: and 0i) the asset value of a particular mutual fund famiks shares held a the Irrn — We and as allAate ate receive networking a ornba accessing fees in consideration for transfer agent salvoes 11-at we prone to the mutual ands. These fees generally are pad from investor asses n the manual lure aid maned dies amount based an the ember of accounts at the broker-dealer holing mutual funds al that fund fa-nify CONFIDENTIAL — h addtion to commissions received n connection with the sale or destitution al arney contract and wet investment hat wit tome clients, we ander our affiliate redetermine shaves compensation from many of the innate companies Oridelliterg the amity contracts, affiates et the straws caroans or sponsors of tie she irrivemmt rusts we distriaSe. - Our affiliates abo recen trading commeskins ad other compensationfrom rneel ands and notate companies whose products we &wine ▪ We receive an reel he from UBS Bat USA at CBS AG Stanford Ranch idiot° $25 per accord sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemafion rogueing commksens and other chases tarred ri connection with the execuen of trades, hclefrg option nnuctions has been inctictd on antimafia° peseousk anted to you. end will be presided tory worldly on recent. Short selling you are engaged in short selleg a seventy, you may nave a charge der to casein banowit costs for that partiulamearny. Open orders Regarding open or ' goo:ISA-canceled' ceders that were not executed by the statement dew, open buy and sea slop orders are reduced by the enure of disiderds or rayhisan an eadividercb a earrfrels date sinless helmeted ahenvise by yos You are responsbk for odes that are executed de to yOur ladure to cancel east im open penes. Mew To obtain a copy of or current Client Meaty Notke. pleat comet yon FractalAnise or vat our websne at ttaaw rrvenfitinne,lrer 1,85 hind Sirens e rota bark The PM A, Business Services Account EGA and IRMA are teenage accounts which provide access so banking services and protests tea* arangenwrits with aliened bales and other Ihniparty bares, rd provides accento toesa-ce and amity omits axed by unaHiliated end-party rotate companies through imura-ce agency subsdianes of UBS Financial Senses Inc. isosment Mura-ce, and aruity products Not FOC Meted • No bank quannew May tow eta RUA. Resource Management Art. nt, Business Services Account BSA. IDA and intonational Resource Management Accost am registered service maks of UBS Niece Sirens Ix Visa Signalise is a monied Send milk of Vial home inat LOS visa Signature mcIlt cads and IBS Visa debt cards apt inued by UBS Bat USA wit. omission torn Visa U SA Incorporated. UM Financial Serena he Rev 201604 SDNY_GM_00023795 EFTA 00134415 EFTA01276186 *UBS Lies Felancial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70078411151216X12 YI 0 Resource Management Account December 2016 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHIStANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your financial Advisor- SCOTT STACK IvIANLYLE CASRIEL Phone. Questions about your statemest? Call your Financial Advisor or the Value of your account RMA ReSoteceline at 800-RMA- 1000, account 029023576 On *Wernher 30 (5) on December 30(4) Your assets 69,703.41 43,932.84 1firitour webslte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $69,703.41 $43,932.84 Items for your attention , Help protect yourself from fraud end review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from %wiry/. annuakreditreport.com. Tracking the value of your account S the. :.636C$ 7: 6 69.7 Sources of your account growth during 2016 Value of your account at yea end 2015 Net deposits and withdrawals YO.W9VeS171641t return NW:lendand interest income Chance in market value Value of your account on Dec 34 2916 SDNY GM 00023796 41,932.36 441,995.62 $13.86 9000 $44932.14 Member SIPC CNP700160079411 I5 N67060310136 COCC6 1216 030575004Y1235765501103CD ►age 1 of 8 CONFIDENTIAL EFTA_00 I 344 I 6 EFTA01276187 4CaUBS Resource Management Account December 2016 Your account balance sheet Summary of your assets Value on December 30 CS) Percentage of your account A Cash and rrxmey balances 43,932.84 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: Friendly account name:Ir 1 Account number: E Non-traditional 0.00 000% F Commodities 0.00 G Other Total assets Value of your account $43,932.84 $43,932.84 000% Your current asset allocation 100.00% A Eye on the markets Index Your ll asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VISS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information aboc,t yaw statement on the last two pages of this statement for details about those balances Percentage change Detember 2016 Year to date S&P 500 1.98% I i.%% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP P00 I 0007841 t I 6 NP70C03I0I36 00036 1216 030579004 PI23576550 lig01YGM0002372k0 2 of 8 CONFIDENTIAL EFTA_00134417 EFTA01276188 SUBS Resource Management Account December 2016 Change in the value of your account December 2016 (SI Year to date (S) Opening account value $69,703.41 $1,932.36 Deposits, including investments transferred in 0.00 295,724.35 Withdrawals and fees, including investments transferred out -25,771.77 -253,737.73 Dividend and interest income 1.20 13.86 Closing account value $43,932.84 $43,932.84 Account name: GHISLAINE MAXWELL Friendly account name:Indtv CheckfCar Account number. Dividend and interest income earned For purposes of INS Statement, tznatilty of inkiest and Onldend income has been determined tan a US ten lePottirg Cendediye. 844.0 upon the residence of the account holder. account type. or product type, torn, interest arch dvidend payments may not bo subject to United States (US) andor Puerto Pico (PR) Income tzars The dent month,/ statement is not intended to be used and cannot be feted upon for tax purposes. Clients should refer to the aCC1/48tie tar reporting fora they recehe from UBS armudly, such as the forms 1099 and the Fonns 493, for lac reporting informanon his the practice of UBS to file the aniskacre tar reporting forms WM the US mterna Revenue Service and PR fleeting), Deparreent, and in such loan; accurately 0659 fy cinclena and a interest aim exerrpt or bitable 'mew* Pleat consult your indedual tax prepare: Cash activity summary Your ti floods' Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity tat month tor dela akarxes in your Sweep00cm are includedin the cpenng and dating mantes rare. PDC insurance eppier only to deposits a u85 Bank USA, not to deports at u85 AG, Starriord Ranch Of bank deposits placed throw), the UBS intemahon.a Deposit Account pogrom. SIPC protection applies to money market sweep find hcedings but rot bare deposits See Important inSormation about your stetemert on the last twO pays ce this document for dials December 2016 (5) Year to date (S) Opening balances $69,703.41 $1,932.36 Additions Deposits and other funds credited 0.00 295,724.35 Dividend aid interest income 1.20 I3.86 Total additions Subtractions Checks and bill payments $1.20 $295,738.21 -I 9,385 78 -217,961.93 Card payments 0.00 -4,179.99 Other funds debited -6,385.99 -31,595.81 Total subtractions -$25,771.77 -$253,737.73 Net cash flow dosing balances -$25,770.57 $42,000.48 $43,932.84 $43,932.84 December 20 16 (5) Year to date (1) UBS Bank USA Deposit Account APY Taxable interest 1 20 13.84 Total current year $1.20 $13.84 Interest period Nov 7 - Dec 6 Prior year adjustment 0.00 0.02 Opening UBS Bank USA Deposit balance Nov 7 $83,120.08 Total dividend & interest $1.20 $13.86 Closing UBS Bank USA Deposit balance Dec 6 $50,318.83 Number of days in nterest period 30 Average daily ba lance $72,822.47 Interest earned 81.20 Annual percentage yield earned O02% SDNY GM 00023798 CelP70310007641 II 7 NP70033I0136 00936 1216 030575004 Y123576550 110000 Pap 3 of 8 CONFIDENTIAL EFTA_00 I 344 I 8 EFTA01276189 UBS Resource Management Account December 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of tne 26th of the mcnth or the poor busness day it the 26th Mk on a %Rood rosoay Reward. ooni activity (*tab on be found On wwwuas.com/onhfese*kes December 2016 Year to date Opening balance 0 4,279 Points earned 0 1,294 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment efigibihty ccrMeration - None selected 0 5,573 Your account instructions . Vote account cost basis default closing method is FIFO, First In, First Out. Your Illiancial Advisor: SCOTT STACK/allLYLE CASR1EL CNP20310007841118NP70C0310136 COCOS 1216 030575004 Y123526550 I ICISIYGM000237fte 4 of 8 CONFIDENTIAL EFTA_00134419 EFTA01276190 *UBS Resource Management Account December 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indio CheclICar Account number. Some pnces, rnconle and current voiles shown May be EpprOxinlate. As a lout gam aid losses may not be accurately reflected. Set Imporunt intonnabon about your statement at the end of ths °xi:nem for more Inforrason. Cash Cash and money balances Cash and money balances may induct± avalkle cash balances, UBS Bank USA deposit account Glances, UBS AG Starkrd Branch deposit account balances and money market nand fund sweep balances. UBS Bank USA deposit account balances are Insured ty the FDIC Huhn applIcitle limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account blames an not insured by FDIC and are not protected by RFC Honey market sweep balances are protected by SPC but an not insured by the FDIC. Ste the important information about your statement at the end of this Coo:rant for deiaih tout those balances. Openng balance Closing Wage en ce per three Average Hddng an Dec I (I) on Dec 30 (1) on Dec 30(1) rate MS BANK USA DEP ACCT 69,703.41 43,932.84 250,000.00 OnIdendWerest period Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRiEL Days in period csp sweet (5) Your total assets vane on Dec 30(1) PeKentage Cost EStmated your account t056 (1) annual incense (51 Unrealized own or loss CS/ cash Total 543,932.84 100.00% 543,932.84 Cash end money Weems 48932.84 100.00% 43,932.84 Account activity this month you hint Cileified 10f a $15000 Armed account Hewitt. Date Acthity Descrolon *mown (1) Dividend and interestiscome Taxable interest cod 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1210916 1.20 Total taxable interest 51.20 Total dividend and interest income 51.20 Date Actisty Descnplon Dec 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE .410.22 Dec 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -556.98 AMOW1t (1) Pill payments convnyed next page SDNY GM 00023800 C HP70310007841 it 9 HP70[03101 36 00036 1216 030575004 VI 23576S50 110000 Pegs S of 8 CONFIDENTIAL EFTA_00134420 EFTA01276191 UBS Resource Management Account December 2016 Account activity this month (Contnuedl Oat Activity Dec 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT 18.788.58 • Total bill payments 419.3115.78 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecklCar Account number: Your It asocial Advisor: SCOTT STACK MAMLYLE CASRIEL Descnphon Anoint (S) Bill payments (continued) Card Items for your Attention: Can My Chace Reward comb with every purchase you make with your U8S c !edit card It is cat of the most flexible rewards programs in the industry. Choose from a wide selection of rewards like travel, gift beds and merchaidae. Or wrath the Personae Chace featve, you can use your point to pay for anything owe 1100 that you purchase with your cad. UBS Visa credit co id(s) payment information for December 23, 2016 IA Amiga Payment Cue Payment Due Dae Credt Inc Avalette Credit Line Outstanding bdance $35.00 Dec 23, 2016 535,00000 134,864 50 4135.50 This credt cad is enrolled in UBS Pay Credit Cad feature and will automatically to paid (ran your accourc Your payment is schecipled for ;armory 2Q 2017 We provide ten inform:bon on you UBS visa veil catch :dory as a courtesy top= The UBS Visa credt carol and account are issued Cy UBS Bans USA UBS Bank USA sends you tho officii staernent for this xcount and you Mouldmale your payment ac cord ng to their instructions we do not Ind ode your Ou1SIOncling ortd1 <aid tglanCe in the endued you tk(OunI Min UBS Financial Services Inc Die Actiety Doscptron growl (5) Dec 28 Withdrawal FEDERAL FUNDS TO Insurance Office of Central AT FIFTH TI4RD BANK -6,385.49 Other funds debited Total other funds debited -$6,385.99 Die activity DescrestiOn Balance forward $69,703A1 Amount (1) Money balance activities Nov 30 Dec 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/0916 -19985.78 Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/06(16 1 20 Dec 29 Withdraw's/ UBS BANK USA DEPOSIT ACCOUNT AS OF 12/28,16 -6385.99 Dec 30 Closing UBS Bank USA Deposit Account The UBS Ban, USA Depont Account Is your primary sweep talon 543.932.84 CNP70310007841120NP7060310136 00036 1216 030575004 Y123576550 1 IcgtihyGro 000238tAge 6 of 8 CONFIDENTIAL EFTA 00)34421 EFTA01276192 SUBS Resource Management Account December 2016 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecklCar Account number. Summary of approved payees and recurring payments Based on your instructions. the foNowing payees and recurring payments are conscfered 'approved payees' As a result (I)you may authorize addeional transkrs to these payees Yerba* and (2)you are no longer receiving nche Wool confirmations for payments to these noes Payee &stepson %rola Rueda Welk Fargo Bank, National Associat Morgan Manhattan 111MORGAN CHASE BANK, NA Tracey and Assooates PC Operating Account THE BOSTON PRIVATE BK. & TR CO Y123655 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL The payees and retuning payments tested telow do not include Bel Payments &monk kinds transfers and (Cter) other mailers hewer, accounts at traS Ilya, have addihonal ones anlior recurring Oa/oceans on rite you wN f e* separate confirmeWns from your financul Adoser. Fo update or cancel any of these ostructkms, plene contact your Muncie! Advdor CFsbursement Amount IS) met nO0 70>taKtn! Frequency Start date end date LAI used dale varied ACH Payee on file Upon request Na rife Sep 07, 16 vaned Federal Funds Payee on file upon request rra Na llo'r 21,16 vaned Federal Funds Payee on file Upon request ria nsa Sep 13, 16 vaned Transfer Payee on file Upon request ria nia Sep 08,16 SDNY GM 00023802 0070310307841121 NP7003310136 000:6 1216 030579004 Y123576%0110000 Pap 7 of 8 CONFIDENTIAL EFTA_00134422 EFTA01276193 *UBS Your notes CNP70010007841 122 NP7000310136 00006 1216 030575004 Y123576$50 ilgiffiliy_Gm_000238ftge 8 of 8 frtd of statement for account number- CONFIDENTIAL EFTA_00134423 EFTA01276194 Important information about your statement U3S Fruncial Services tx. (the Fern or UBS Fe, mid Strobes). is a member of all principal sweaty, commotray and options exchanges. UBS Financial Semler, and U135 Bank USA am edied subsidiaries of UPS AG and affibaes of 1.85 Securties U.C. The Fein's financial statement a available upon ramie The Faros external& of Ikes are at: UBSFinricel lances 1200 Harbor Boulevard Weehawken, NJ 07086 This Statenint represents the only official record of pat U35 Fr, ncial Sakes account. Other record, Putt official tw.dxunents. contanng confliang data should not be relied wan d jou believe there 6 an error a omission please report a immediately n wrong to the Brands Manna of the office wveg your acre/int. Allhoop al riga.' atom re Mended to be accurate, statement dela *cull not be used for tar proposes Rely 'SY on yethend tax rows, 0e. , Form 1099. 5498. 10425. etc ) when prepamg your lax return. Ix Fim required by law to ram to tie IRS enterable dividends. reportrob rantarible anima and uutak inerest owned as societies held n pet =cowl. net proceeds an sale breaclire, ad con basisancertain covered sectraies. Cravarwaskeekno with the Finn • Please reconfirm ay oral corrnwncatons in wrong tofurther protect your rites, indudrg your rites utter the Seosks Imestor Protection Act (SPAT • If the financial haitution en the top left of to front of this stamen snot LBS Enna Strokes, UPS Frontal Semites carries pa =cunt as clearing tecker by arr-a-gement wan the ideated insieuton We informal you of tee relate:atria %%m you opened this accost h the cast your kr& and seoalies we boated at UBS financial Stakes and rot ter hetal.ceg broker, red you mat make a awl of any error or omission to both firms As described in the account agreements, you must not: w of ay errors or Laud rworkey chedis reflected en your statement nehii 30 days after ir was mailed or made available. A itaternerii shall be deemed con-aloe and accurate in all other respects if not objected to in venteg within 60 days • Pleasedeedcustomer complaints or ilaleRS to tie Fends C bent Rastan Department at 201.352.1699 a tolltra at 9003549100, 8:03 A.M. to 6 CO P.M. FT Monday through Friday, or in mitiwtoU3S Pi/antral Senices lx., Client Relations Department, P.O. Bra 766 Urion C ay, NI 07087. • Fa TW services. Call I344-612.0986 or km cubde the US.; 61 201352.1495 • In caw of errors or gtnekre about an electronic tuts Wander (EFT}, tai parent or UBS Visecktit card 'Insertions, call BO -762-1000, or wee to PBS Frontal Semites ex., 1000 Marta 111..d., 6th floor, Weehawken ha 07086, Ann RMASSA Serrom Cal or carte as won Nyco can, if you trek you statement a receipts *rag or if you need more hiamaton about a trader on the statement of neC44. The Firm orCard "suer (as apple/Me)mat her Iromyou no later than 60 days alter the f con sere you the fret dement on venh the ems or Freitlem artaeted. - Mood, yoer name td accost neater (if am) - Cdsabe te error or tie nosier you aeLreUre about, ad explain as dewy as you can why you believe t is an mu or why fix need man nformaticn - Provide the dolor amount d the suspected era. The Finn or Card bsuer will Westgateyew complied and will correct my error promptly. For alleged errors Mack; UBS debil ca-d no-oath:re. if we take more than 10 tos hess days to do this, we will credk yea maul for the amount you trot 6 in error, so that you wit hove the use of the money dunng he row n takes us to complete our iwestiption. Please make all checks payable to the Fern or the fiuncial insane") notated on tie front of the strtsment In addition to negaar acca.n fees, accounts may be abject to maromarce lees, chirps for We parrent ice securities purchases and charges ice unpaid arrorts n cash acct. ts Accounts that we tansterred to other instaacns may be subject to a banter fee. 1406 Swoop Options 1.85 offers options ice sweipkg cash balances, balances to bark deposits at UBS Bat USA and LBS AG Stardeed branch (Bat Sweep Brogans), mow/market mutual tea Money handfeed the InternationalDepose Accost ODAtor customers nth an Intentional Renrce Management Account. Through the Bat Sweep Program% cash balances we swept to WS Bank LISA Lp to an established knit ad then to UBS AG Stanford Enoch or a Money Fund. Depots at LBS Bank USA we FIX hand in accordance whh FCC ruin. For more ea &nation Perm wwwfdic got Deposes a 1.135 AG StamfordBranch ad shares of Money Fads are rot instred by the FCC. Through tie OA, amilaole to eat balances are swept to depose annants al UBS AG New Yak Ranch and LEG AG Carron Branch These deposits are not roured by tie FCC. Banes held at the LBS AG Cayman Ranch are tempo-ray wposed to the mvereign rick of the Cabmen 'Ards, and there ism gararaee or other otagabon of UBS AG to repay to balances '44'4°nthe LBS Cayman Branch's books. Deposes a UN Bat L6A and each UBS AG Bench are rot protected by 51K. Money Fund shires we protected by SIPC. See 'US Banc& Mentes Accent Protection' below. Upon your request, balances in to Bank Sweep Programs or OA may be withdrawn arid shares of a Money Fad may be Relabeled, aid the proceeds returned to you or you Ste-rdiat accost Father eicemaron about available sweep option, ncldrg current merest rates and welds, is available at vemv.ubs,corrinveepmelds, from your f asocial Myna or by calling 030-762.1000. UBS Pawncial Saviours 'amen protection The rim is a member of the Sabana Mesh Froaecton Corporation (9PC). which pole& marks accculs of its merrbers up to 5500093 (including 5250,0W ice chins for cash). The SIPC asset protection krnits apply to al accents that youhold n a partied& cepaCky. The Finn, together rah cotain off taw, ha alto purchased supplemental protection. The madman amount payaok to all elgble clients. colkawelyu-der this protection is 1500 reckon as of Decanter 10, 2015. &beet to the poky ccedirons ard IntaionL cat a the firm is further protected for up to 81.9 million the arXregete for enrols accounts held it, a pat& caaarty. Abel ccpy of the conwadi-9 is wail** won request. The SIPC protection red the ntrolerronUI protection both do not aPPIY • Certain f ataxia assets controlled by (and itlad in your account value) but held away from US$Finance' SenisCeS (e 9., certain 0) cash at UBS Bair USA, 00 cash at WS AG U S.brardw% 0.0 ounce prookts, including wrist* enmities, and The shares of MASI funds where such stares are registered dreary n the name ol the account holder on the books ad reccrds of One applicable issuer a transfer agent). • Chain investment contracts or intestinal interest (.9.. limrted patnerships ad pirate placements) that we rot regetered taller the Securities Act of 1933; end • Commodities mends (e.g, foreign excharge and prec lax metal rartraal0, incluarg (aura contacts ad commodity cption contracts. the SIPC protecton and to supplemental protecron do not apply to these assets thenif theyotherwise appear on pat Slatemtnet. The SVC protection and the applemental protection dot not protect against changes in the make vale of your investments (whether a a result of market movement issuer ba-kruptcy or otherwee) More information is avelabk upon reopen. Stump cbtin more idormation Man SIPC, including the SIPC Vrolux, by contacng SIPC at 202-3714303 or by Malec the SIPC websee at www. strap Dividend Reiweament Program Pone) The price reflected is an average plc. You may obtain the actual price irony:a Financial Advisee. OrM whole shares are purchased under DRIP; partial shaesnl be soli wad the cash ml be deposited re your account. M &Wad ferneflmen price tippled by the ewer may Offer from the maket race at uncle 8-4 partial shares we sold Caelethflieu &by whole units may be hard n yea meant if you we entitled to a partial tall as a result of a &,iderd payment or otherwise, the Firm well either sell penal thies at market ace a accept as amour determined by a regetered &sing agency, and credit par acorn Invertment objective' the nwstnere objectives ad risk profile we speck to each (Konen and may ray between soy accents. Please siva the Firm prorrpty in wilting of try tkrakant change in roar Ataxia sLniona CONFIDENTIAL investment objectives. For etch/COX& held you chow one of the lalbweg nvestment objectives: • P/oduce Curren t Income: FmnItiwnis *Arm the general:a of :tome my. • Ache. CaPVAPPreciation: Investments seeking growth of pmcipal rather than the gereraton of income. • nockir Combination Shwa* and Capital Appreciation Inveronents calaw both the generation of none and ceowth of p1k-CPal. Overall risk profiles • Confe•vabve. Seeks to maintain Sol pre-cpa with low ria and mighty to the mecum owe% even if that men to attar* does not generate significant income a MUM ad may rot keep pace with inflation. • Moderate Wiling to accept some irk to ronopal ad tolerate sane ridat arty to re& higher mum. • Aggro:tie.: Willing to accept hip risk to prindpal rid high solthlity to seek high return Mee time. • rniestotent &On Constieration: F selected a portion of the portfolio for that account may nclude complex streepes, kneed liquicky and rater volatiky. Statemenrhousekeldthe We may consolidate at related account statements with the same address in the same envekpe. e g. because they haw owners who alto mantas Wed account reeationsrox wilt other dents a the Sam? address. If you prefer to reale indiedual Patenents mailed is separate envelopes, you may deck-te h:uSentlfg by can; your Fe uncial Adrisot Friarolly aceetait name The Friendly account name is a roam/table 'nelnarre' chosen by you to assist you with your receedkeepets It he no legal effect «smut account Your on change your Friendly account name. though OnineSeniCe3 by contacting KisFinancial Advisor. Account overview • Yet. of your accountrporethro. Net of ands and liabilties • Assets Includes available cash balances. yawsfor restricted sec.)* (est ), and Global Thne Deposits, unreozed marts 10 rraket, andcertain assets not held by the Prin. Does not include repriced seeatiet assets a the end of the prior and ,anent irtaurrent poriode, or ornate rows/rant% invested stock options and Perm,* stale cptions • trabiertes hicledes debt tela-ces, outstadrg maga loans, credit line, shod account balances. • Cash/money balances. Total of unintested scalable cash balances, plus deposit berates at UBS Bent USA, UBS AG U.S Branches and moneymotet mutat fund sweep balances, at tie close of tie statement period. Noniconmodity tree cede balances in yea nose we not negated from other balance, and the Fins may use try of thine fads hi the ordinay course of its bersross These funds repayable icon your danced. This total 6 ncUded in the osrent period dosing Yaw. SONY_GM_00023804 EFTA_00134424 EFTA01276195 Important information about your statement (continued) Landing intimmation Fcr Mend inkemstion on the Fm's lending Faeces and *Maros. refer to yar Client Petit-a-Mg Acreement or Attart Agreement ad the General Terms ad Condition& UBS Statement of Credit Pr-sakes available in AgnenesiG andDiscloarrea Jars. Udireentherafinfrfireine ores. Yew meets Your statement itemizes *cunt*, ad other assets heti in the account at the end of the statemert period. You may ask for deanery of 1&*e paid swain at anytime. You mate receive wcuntin used as loan collateral afar paying any balaxe de on them. Any securities Iransiened to the Fin d.r to the statement period are lined at market value as of the end ol the statuette period. • Cart bar* In destornning the cost basis of tie smokes included in this statement where indicated vet the minter 'I,' LES Fhancial Servkes has relied cm information obtained from sources other than LES Fe-uncial Seances including nformstion frcm another fins a that you may have provided to yam Financial Adoisor. The firm does rot independently verdY Cr gannet the aunty a rattily of are information provided by bates other than I-E6Fhunial Semites. h ddlin although WS Firuncil Services gerwelry updates this inarnatian as it is received. the Arm does not provide arty asstra-ces that the recanaion dder 'Cost basis" ard 'Unrealized gaggles' is accurate as of the date of hi statement. As such. please dome rery on this incrmation to make Pad-an cr sale decisions. fa tar PrPoses or otherwise Accounts tranferred to tie Atm may reflect gar/ loss nIcrmaticre only foe the period ol tine they are head S the Pint Mare historkal Harnett" can be aided b/ ear Snarcid • lJnnealized gatheranses When data is wattle. *striated a-realized gaindlones are calculated kr rdivetal sway lots the transaction data for i-dividal low may or may not reflect canmissions, charges anfor security reorganizatbn events. Dividend and oter reinvestment lots ad rystematk purchase tits are each combined to diblay ore averaged lot Ow 'Trade date colan presents the crgi-ul transaction trade dale. • Callable neuritis Bonds and preferred stock that der Mat cats for eery redemption veil be selected Moorhen, by lot Iran ammg all startles of that Mta/ Feld now name or in nomage rant fa err clients Call ban Haman:el is obtained from third patties and is accuracy W not gaanteed. Other call karts May east which said affect *It complete hfcnnacn will be provided upon request • CATterwas of&Pent (m4 COs are FDIC hexed is to 52 50,000 n principal and accrued interest per ckpostor and w depository institution, h &content. wBi FDIC nabs • Price/value arms displayed for securities and other PrOids may be higher or lower than the price that you would actual)/receive in he maker. Prices we obtained from yarns end pity sources ithih we believe to be reliable, but we do not gamut their accuracy. - We general? use tie closing once when amid* ce the mean of the bid ad ask prices for lined securities and option or only bd prices fa OTC HO/ diet - Less actin* traded securities may be priced usng a valuatbn model a dro mon recent prize we *tined ad may not reflect al actual market price a vase. - Cenan postiro may appear mahout a price ad will thew fa • pin was rot atralable• 4 we n unable to obtain a orator a tensity - Deposits a securities derceninated ticurrercies other than U.S. dolled are reflected a the eichange rate as of the statement date. - kr certain wait wading in noneenf orning denornivtiom price and cwa-eily Oise woe) may have been adjusted to facilitatePr-Car valuahn To cbtan omit quotations, whit arailigki celled yes financial Advisor. • Rivals inmarnente and stmend products. Kate hvestmert seo_rdies frickdtg Brea participattn program ad real estate imestment Noakes) and struckned product are rowdy highry tepid Certain stria-Ared Prodais haw not been registered with tie Securities and bathaw Camiissim or under eery state securities laws. We recede *sheeted vales la private investment wastes ard 'immured products for Hama cml papas ask. Achracy neat guaranteed - These values rimydiffer substantialy from privet my, at which a pm* int security a structured product may be bought or sold and do rot necesseerry represent the Ma you may receipt won liquidattn. - Third party eninaes of vale we a of a certain date ad av suppled to UBS Fna-cial Services on a regular bays by an independert vakation firm. - issuer, general palm( a sponsor estimated rakes, it are, are applied to to FM1 by the issuer, general partner or sponsor and may be tabulated based on deferent information tan thawed by 'bed parties to denve their minuted values. ▪ You can obtain adithenal infamatim regarding the metiadalaw used to <Menhine the estimate d value ad the date of the Hornet/anthat is the basis fix the estimate by tentacle-9 your Franoal Abase - Third party ehinded vales may be reflected at 'Not pride in several stuaticny when an ideperdent valuation tint has not suppled a is unable to assign a vale. when we become aim that a material event heti:coated that may call a previous)/ reputed vale into question, er yawn a value would be highly specubtire due to the nature in the wcunty. - When neither an 651st, general partner or sponsor estimated value nor a thedipany estimated vale is preeclet the wale of the secvywilbedtlrrd Iran its purchase price. - 'Distributionsto date' may include rain of capital, rxcrne °Moth. - 'original unit size • represents tie mat offering price per um and mw not reflect your cost base. - DPI and unkrted REIT 'manes are not listed on a natiwal washes exchange, and Ire "mealy liquid and *vend they can be saki, ihr ark* received may be less than the per share estimated vase provided n the accost statement. • Reetikted seturkies Restricted securities gamely we rot tawdry viable for public sae. U85 Financial Services uses the market price of the unrestricted stock of the sane issuer as an imputed valuefa the restricted stock kr moons of Misstatement only To the extent that remitted martin are •Igbh la ale, the yak. roundedma/ be substantialla loss than the lrePuied value shown • Is lastanated) income. current yields and rote. An *senate of a-run exam us bawd an current &wicked ad interest rates, attuning tie leashes will be held for one year from statement date or anil maturity. This Mina* is one, a guidelne, accuracy ad comnuei ncome are not guaranteed - Estimated awl ncane and current yield fa certain types of securities could include a retain of prixipal or captal gains in which case the en. income (ad current yield would be overstated. - Estimated anal Mane rid tuna* yeld and the anal Mane and yield ester be lamer a higher than the estimated mounts. - An estimate of a-ruakted income (dividend antra interest) divided by the current maket valattaverage balance is based an the last divard or Merest payment made by the hear and assures tie secureesideposks will be held for one year torn the statement date or until maturity. Accuracyad continued held .we not warned • Mesta net held by UBSFinalXial Services. Certan men an rot MU by te* Fins and net web the Fern's possessixu or convol. These assets are diva :vied on your statement for informational purposes only. Positrons and values presented are provided by the issurg him UM Fe-uncial Se/VCOS not response*, for this incansion and does not guarantee is accuracy. Therm assets we rot protected by 51cC or the Finns supplementaISIPC coverage. • Revenue Amino end Saimaa ctenpareatian. - h aithicn to canmisims as sales a-d 126.1 bee -eceived 6cornmeal with she distr buten of mutual kat to our dents es* axf or our altdiale recto* reveres. sharing panne* tan distr tuxes anclor advisors of the mnual finds that we sell MM. Snatch are based on two different cony:rent& (0 the arnan of sales by LES of a particular naval fad family to out <lents; arid GO the asset vake of a particular Mutual tad (mar's threshold at the fins - We a-dour Marae also receive network na a-d annbus processng fees in consi*rattof or transler agent services tut we trade to tie mutual lends. These fen gereraly are paid from investor assets h to mutual fund and are a feed dinar anoint based on the renter°, account at thebroker-dealer holdng mutual fen:Vol that fad lardy. - h addition to carimitsims received in connection with the see or dit [truncated]