EFTA01343869

Americas Region Reputational Risk Committee Policy Deutsche Bank APPENDIX 2 CRITERIA FOR ESCALATION TO ARRC Important Unrated Escalation Paths Business, Infrastructure should escalate issues at this level to the ARRC for pre-execution approval. Issues at this level will be reviewed by the ARRC but may require escalation to Regional ExCo. Business, Infrastructure should escalate issues at this level to the ARRC for pre-execution approval. Issues at this level will be resolved by the ARRC. Functional ownership with after-the-fact reporting to ARRC. Rep risk issues can be resolved within business/infrastructure functions but should be reported monthly to the ARRC. Functional ownership. Rep risk issues can be resolved within business/infrastructure functions. 12 For internal use only li~i II II! " III " I'll IIII IIIIIIIIII Erdiifiqprvikill Ii 1 Ili •ir till ir Functional with Reporting Functional CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0028810 CONFIDENTIAL SDNY_GM_00174994 EFTA01343869