Case File
efta-01345257DOJ Data Set 10OtherEFTA01345257
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01345257
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details of each Conholing Person below. PleaSe Continue on a separate sheet if necessary (and attach to
this form).
fist Name Rich
Data <4 Ea.
C0MMIM Penes TY9ORCI. President
CounarfOnantles of Tax Residence
LAS! NstritKah n
US
Is Conlreare Pell e', a non-US
Benefioaryfran-US Bentfical Owner
First Wane J e ffrey
Dale of Birl
COMMYCOuntiket of Tax ReSalenee
US Virgin Islands
• Is Conflhing Person a non-US
Benefckaryfnon.US Benefinal nano
Finn Name Erika
Dale Da
CounfraCounIncis of Tar Realence
US Virgin Islands
Is Controlling Person a non-US
BenefinatyrnereUS Benefgal Omar?
FaSt Name Darren
Dale of Si
Cowin/It-aunties cil Tax Restarts,
US
Is Calming Persona non-US
BenofearyMon-US Beneficial Owner,
Flat Name
Date of Dide
Country/Counties of Tile ReSAlena•
Yes (comerete Amanda 2i
J
No
Last Nora Epstein
Cm/I.:ding Pwrim' TSPRIRat" Director
Yet (Comowe APpeadis 2)
V No
Yes (comelote rtooent
Lag ""Kellerhals
Controlling Panora rt,Pefftere Secretary, Director
Last ""
Indyke
cavadie Pim"' ILTaCats Treasurer, Director
Yes (romplet• acipendni 2)
no
LOA Name
Canoeing Parson :neater*
Is Centerline Person a noniUS
Yes (tar piete AapentbX 2)
NO
SawfulfarylnOn-US Beemfmal Chimer,
Each Controlling Person who Is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely in the United States is not required to complete and sign Appendix 2.
wm167629 023;11 Of 1516
Pepe Al
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0031498
SDNY_GM_00177682
CONFIDENTIAL
EFTA01345257
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