EFTA01356342

Classification: For Internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner / RM. Which means if the RM is an MD, the approval must come from another MD who is in their reporting line. In that regard, could you please approve the below ACUs? Annual Client Update: ID GCIS Customer Number Customer Name CJA Private Equity Financial Restructuring Master Fund I, L.P. MD Andrew Gallivan Annual Client Update: Created Date 3/8/2017 A14. The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. A15. Client Status Update Description Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM No changes so far this year. A16. A17. No Customer Owner Mark Gonzalez CJA Public Private Multi Manager Master Fund, L.P. Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM There have been no changes for this entity this year. No No Mark Gonzalez Gapstow Capital Partners LP Andrew Gallivan 3/8/2017 Private Equity Investments- Income is derived from investment management fees. There have been no significant changes to this client's activity. No No Mark Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042164 SDNY_GM_00188348 EFTA01356342