EFTA01356534

From: Kimberly Han Sent: Monday, Octotia- IS 2018 0: To: Oliva Esslinger • Cc: via Manna -; Jonathan Groom Emily Craig Melisa Vents's% &abject: Re: FIM Relationships and FIMs - KYC Tracker Ill I was not aware that you were looking for lealbock. There are customer owners assigned to the FlMs in DBForce. They would be responsible for the KYCs. If thew are active FIMs, KYCs need to be completed as soon as passible. Additionally, the high risk FIM needs a KYC update as well. rmally. I am still not confident that the list is complete. Are we moving forward with reaching out to the Bankers to get confirmations? Kimbaly I Ian Managing 'iloam Divisional Control Officer Wealth Management Americas Deutsche Dank Trost Company Americas 345 Park Avenue. New York. NY 10154 Tel. Fax Securities offered through Deutsche Bank Securities Inc On Oct 15, 2018, at 9:18 AM. Oliver Esslinga -• wrote: Classification: For internal use only fi Kinalicnathan: Does eitha one of you have a chance to opine on this, if possible semaime today? Tim!: van (Nna <imagc0O I Orval Esslingen Director t COO Head of Business Integrity Americas Deutsche Bank Wealth Management Crates:Ise BanK dust COMrtrly AnietlIme PeAal adrIrell. 34C P ;Mk Aver*. 14th ?ON. NirteNek NY 10154 t.'CA Flom: Melina Vategas Sent: Friday. October 12.2018 9:48 AM To: Jonathan Groom Cc Ca Mann • Derek St-Hibire EmilyCraig P-*.Oliver Edinger ≥; Kimberly Han Subject: RE: FIM Relationships and FIMs - KYC Tracker Ill Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042433 CONFIDENTIAL SDNY GM_001884317 EFTA01356534