EFTA01356617

• For all buy cases, debit account balance in Global plus or Metavante will be verified. • For all Banking Sell and Buy Fund deadline and Name of the fund should be checked with the sheet. Last 3 digits of account number is used as fund number for verifying time and name. • For all exchange related cases, changes from existing fund to new fund, details should be checked with the below list. Special Notes: Effective 4/11/2016, fund number ■ and has been closed by the fund company, so no trades should be approved for these funds and if received by mistake, then it should be rejected. Mutual Fund list: Fund # FUND Name Ticker Cut-off TAX EXEMPT CALIFORNIA MONEY MARKET FUND PREMIUM SERIES 11:30 AM EST ICT TREASURY PORTFOLIO INST SHARES ICTXX 01:30 PM EST DWS MM PRIME SERIES DWS MONEY MARKET KMMXX 01:30 PM EST DWS CASH INVESTMENT TRUST DOSXX 01:30 PM EST DWS TAX EXEMPT CASH INST SHARES SCIXX 01:30 PM EST TAX EXEMPT CASH MANAGED SHARES TXMXX 01:30 PM EST ICT TREASURY PORTFOLIO CLASS INV ITVXX 01:30 PM EST DEUTSCHE TREASURY PORTFOLIO CAP SHARES ICGXX 01:30 PM EST DEUTSCHE TREASURY PORTFOLIO INVEST CLASS 01:30 PM EST DWS MONEY MARKET SERIES INST ICAXX 03:30 PM EST CASH RESERVES FUND INST BIRXX 03:30 PM EST CASH MANAGEMENT FUND INST BICXX 03:30 PM EST CASH RESERVE PRIME SERIES INV ABRXX 03:30 PM EST CASH RESERVE PRIME SERIES INST Al3P)CX 03:30 PM EST For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042565 CONFIDENTIAL SDNY_GM_00188749 EFTA01356617