EFTA01356639

plate Memo Field Requests :idd event termination date) Yes Original Letter with Client Signature. Fax with Client Signature and Call Back. IA - Required Termination Client Letter Mach to the Case with Signature. this( -Usually requested by either a trust afficer where no back-up is necessary. Jsed most often to add termination event late. Investment authority change request - No More approval is required from Lisa Combatti Team (Jennifer Barker, Lisa Combatti, Robert Deffense). Tag will check the Account type, Investment Authority, Voting Authority and Proxy Vote etc. Investment Management Account agreement must be attached to the case and TAG will check the Account types i.e. Discretionary or Non-Discretionary as well as Proxy Material for Discretionary field on the "IM account agreement" which are as follows I. Deutsche Bank should vote Proxies 2. Deutsche bank should not vote Proxies and should mail proxy material to you fields. Three types of changes fall under Investment Authority change request case type which are as follows : I.Discretionary Accounts - DB Should vote proxies selected Investment Authority : I Sole - Full Authority Voting Authority : 3 DB Sole Authority 2.Discretionary Accounts - DB Should not vote proxies selected Investment Authority : I Sole - Full Authority Voting Authority : 2 Customer Votes 3.Non-Discretionary Accounts - Only DB Should not vote proxies will be selected Investment Authority : 3 Advisory For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042602 CONFIDENTIAL SDNY_GM_00188786 EFTA01356639