EFTA01356641

provided then second time approval would be given only by SPG team and there would be no third approval. To Re-open the account for Metavante and Global Plus \" Yes, approval from AOG team need to be attached to the case. Can be approved only by AOG. AOG will review required documents and provide approval via email to Banking Officer which is attached to case. To change the rate type No Yes, approval email needed with a numerical code for the rate Approval from any of below is required for rate going low to High. 1. Charlie Burrows 2. Anthony Western 3.Robert Dicerbo 4. Arthur Tremblay If the Account type is changing due to regulatory requirement, then no approval needed. To remove Inactive or Dormant Status from account Yes Yes, fax with call back or original. TAG verifies that the signature on attachment matches with specimen in repository. 1. In description should be mentioned (client letter date) 2. TAG will check the status of account on Metavante and Global Plus. To Close account with U status Yes Yes, Business Line Approval is required TAG verifies if the account is on U status, also having zero balance from long time If client letter is missing then we require approval For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042604 CONFIDENTIAL SDNY_GM_00188788 EFTA01356641