EFTA01359555

Southern Financial LLC salesforce.com - Unlimited Edition Page I I of 12 Owner DBOI Account Opening Review ABR- Please vett the signing authorities 8 review this account with W-9 for approval (Attn: Pema Sherpa). Description New Banki KYC# NAO# Open Activities REMINDER: KYC Update required for this Customer. Click on "Related To" link. Type Call Task Task/Event Record Type Task Due Date 9/5/2014 Status In Progress Priority Normal Assigned To Paul Morris Comments Please change the Staus of this task to 'Completed' when the KYC Update is Submitted. Notes & Attachments 0858_001.pdf revised first page of application.pdf Type Attachment Owner Kusam Saini Description View file Related To Type Attachment Owner Jj Litchford Description View file Related To W-9.pdf Type Attachment Owner Kusam Saini Description View file Related To W-9 ST and SF.pdf Type Attachment Owner Amanda Kirby Description View file Related To SF Account Opening Docs Signed.pdf Type Attachment Owner Amanda Kirby Description View file Related To Annual Client Updates Meeting/Call Date 8/25/2015 Meeting/Call Type Phone Call Created By Amanda Kirby, 9/2/2915 3:32 PM Meeting/Call Date 9/3/2014 Meeting/Call Type Phone Call Created By Amanda Kirby, 91512014 11:53 AM AIS Requests https://dbforcepb.my.salesforce.com/00 I 6000000qaNVw/p?retURL=100 I 6000000qaNVw 9/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047640 CONFIDENTIAL SDNY_GM_00193824 EFTA01359555