EFTA01361764

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DOJ Data Set 10

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efta-01361764

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EFTA Disclosure

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From: Richard Kahn Sent: 10/27/2014 2:19:44 PM To: Paul Morris CC: Stewart Oldfield Subject: Re: meet [CI please let me know your timing this week to get together best for me to do at my office in conference room as it is tough for me to get away from desk thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Oct 21, 2014, at 2:46 PM, Paul Morris ‹ > wrote: Classification: Confidential rich why don't we try to meet in person say Thursday afternoon or sometime Friday, let us know, thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From. Richard Kahn •= .. To Paul Morlis/dbidbcom©DBAMERICAS: Date. 1021/201401:50 PM Subject. Re: meet (C) today i can do phone call but tough to get away from desk thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0050998 CONFIDENTIAL SDNY_GM_00197182 EFTA01361764

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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