EFTA01368250

Briana Saffold From: Martin Zeman Sent: Friday, April 27, 2018 8:49 AM To: Zack Bunimovich; Nina Tona; Rita Shteynberg Cc: Liam Osullivan; Davide-A Sferrazza; Xavier Avila; Joshua Shoshan Subject: FW: Please fill out -> CRS + UK FATCA form [C] [I] Classification: For internal use only Zack, See below confirmation from Southern Financial as requested. Let's get this processed as a priority now please. Thank you Martin From: Darren Indyke AOL [mailto: Sent: Thursday, April 26, 2018 6:29 PM To: Martin Zeman <a. Cc: Richard Kahn ; Paul Barrett .: >; Liam Osullivan >; Xavier Avila < >; Davide-A Sferrazza < Stewart Oldfield Jeanne Brennan Subject: Re: Please fill out -> CRS + UK FATCA form [CI Confirmed. Sent from my iPhone. Please excuse the typos. On Apr 26, 2018, at 5:46 PM, Martin Zeman < wrote: Richard, Thank you for your response from last week. Our verification team would like you to confirm the nature of business for Southern Financial LLC. A simple "confirmed" will suffice please. Clarification of the Nature of Business o Private investment vehicle; allocates capital across various asset classes and trading strategies. Thank you Martin Martin Zeman Director I Key Client Partners t CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059929 CONFIDENTIAL SDNY_GM_00206113 EFTA01368250