Case File
efta-01368295DOJ Data Set 10OtherEFTA01368295
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01368295
Pages
1
Persons
0
Integrity
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IV. TAX ELECTIOWDECLARATION OF TAX STATUS
This Account Agreement is designed for use by both U.S. Persons and Non-U.S. Persons. Please check the box next to the applicable Item below.
Client certifies that CIlath will notify DBSI in witting immediately ff the representation certified to below ceases to be true and correct.
1.O V.S. Citizen or U.S. Resident Alien
Form W9
...-Request for Taxpayer Identification Number and Certification
Substitute c Y)1/42 tVir VI" \
1
WxCl Vir" ft
\
Name (as shown on your interne tax return)
nose mune/disregarded entity name, d different from
Check appropriate box for federal tax classification (required):
K
Individual/Kee proprietor K C Corporation El S Consolation 0
Partnership OTrustrestate
0
Limited liability company. Enter the tax classification (C-C corporation, SsiS Corporation, Pepartnerithip) ►
Other ►
Athirst: (number, street. and apt. or suho no.)
0
Exempt payee
City. State, end ZIP code
Porl
Taxpayer Identification Number {TIN)
Sign
Here
Enter your TIN in the appropriate box. The TIN provided must match the name given on the "Name' line
to avoid backup withholding. For individuals. this is your social security number ISSN). For other
entities, It Is your employer Identification number (EIN).
Social Security Number Ian
Employer Identification Number
Certification
Under penalties of Pedant. I certify that
1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a outlaw to be issued to me). and
2.1 am not subject to backup withholding because: (a) I am exempt from backup withholding. or Oil I have not been notified by the Internal Revenue
SONVIC.IIRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am
no longer subject to backup withholding, and
3.1 am a U.S. citizen or other U.S. person (defined Si the instructions).
Certification instructions. You must-ctoili Oin em 2 above if you have been i At'
by the IRS that you are currently subject to backup withholding
because you have failed to report a Interest a
dividends on your
Signature of
U.S. person
2.0 Non-U.S. Person
I am not a U.S. person Pricks:ring a U.S. resident
I am submitting the applicable Form W-8 with this form to certify my foreign status and, If applicable,
claim tax treaty benefits.
For example: Client is not a U.S. person (including a U.S. resident aRen). Client agrees to provide DBSI with this application the applicable Internal Revenue
Service (IRS) Form W4 to certify the client's foreign status. W-8 forms and instructions are available on the IRS wetisite at wwwirs.gov.
13-AWM-0196
6
012146.032813
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0059991
CONFIDENTIAL
SDNY_GM_00206175
EFTA01368295
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