Case File
efta-01368394DOJ Data Set 10OtherEFTA01368394
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01368394
Pages
1
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0
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5WAP ADDENDUM ANNEX
CLIENT INFORMATION FORM
1. Please provide the following information regarding Client.
-
50ATTW,t.).)
.‘1.11\i\x/VPIL
Legal Name of Client Swim Vehicle:
Leal Address:
4too *sling_
cr
.3
ssAktat.insmasiacytsvi OS-1
Email Address
Principal Occupttikm / Business:
f1t.I i‘bCAAL- 1}3CO3h111C-5 Q 8
rtC1D\Clie;
CFTC Inietint Compliant Identifier or Leal Entity 14
iLl-XC:t114 (-2-4
2. noes Client have a Swap Agent?
D YES [AND
It yes, then please provide the following information regarding the Swap AgenL
Name.
Acltts.s
PbOne;
Each Swap Agent must also complete the Swap Agent Statement provided in Part Sot this Protocol
and return the completed Statement to DB.
3. Will Client's swaps be guaranteed by another entity?
K YES III NO
If yes, then please provide the following information regarding Client's guarantor.
Legal Name:
Legal 4d.M.S.1
Each Guarantor must also complete the ECP Questionnaire for Guarantors provided in Part 6 of
this Protocol and return the completed Questionnaire to DR
'Me CFTC iniclim Compliant Identifier (or"Cler), which will ultimately be replaced by a Legal Entity identifier (or ahitr).
is a unique customer identification number used by swap dealers as pert of (heir mooning obligations under the (:FTC
Regulations.
6! SS WI
PART B — PAGE lb
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0060119
SDNY_GM_00206303
EFTA01368394
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