EFTA01371980

Summary of Gains and Losses Realized This Period Year4o•Date Unrealized Short-Term Gain! Loss 0 00 0.00 -258,679.37 Long-Term Gain/ Loss 0.00 0.00 44 845.09 Net Gain/ Loss 0.00 0.00 -323,524.46 This summary excludes transactions where cost basis information is not available. The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates° . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 13 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail DMe Activity Type Sweep Money Market Fund CASH AC TRDWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 0Y 31( 19 Description Amount Balance 01/01/19 Opening Balance 10,032,681.88 10,032,681.88 01/10/19 W ithdrawal MONEY FUND REDEMPTION 4,000,000.00 4,032,681.88 01114/19 Deposit MONEY FUND PURCHASE 1,570.28 4,034,252.16 01/31119 Deposit MONEY FUND PURCHASE 33,067.44 4,087,319.60 01131/19 Dsposit INCOM EREINVEST 4 078 67.1.04 01/31119 Closing Balance _11,35.7.44 54,018,677.04 Total All Money Market Funds 54,078,677.04 ncome and Apen se Si nmd. arrest Period Yeepto•Date Taxable Non Taxable Tatette Non Taxable Dividend Income Money Market 11.357 44 0.00 11,357.44 0.00 Other Dividends 33 067.44 0.00 33,967 11 0 00 Total Dividends. interest Income and Expenses 544 424.88 $0.00 $44,424.88 $0.00 Page 2 of 9 Account Number:NIG-024943 /.:00S1CS3n21 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less smont4IllNOW Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly road sbtle:run of The Bakal Ni. Yore Menai Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0 06 5 576 SDNY_GM_0 0211 76 0 EFTA01371980