EFTA01372052

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DO LLA RS (continued) Date Acquired EQUITIES (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cash 12107/17 06/20118 10/15118 Total Covered Total 304,000.000 SIOGBIWEC INC COM Dividend Oplion: Cash 02/14/12 ' ' 2,095.000 110.2720 CalTENECORP DEL COM Dividend Option: Cash 09108/14 15,550.000 63.6450 KARYOPHARM THERAPEUTICS INC COM Dividend Oplion: Cash 07112/18 25,000.000 18.6840 Total Common Stocks Preferred Stocks (listed by expiration date) GMAC CAP TR 1 GTO TR PFD SECSSER2 CPR- 8.125% FRED ORTLY ATY•02/15/2040 CALL ANYTIME ©25 W/30 DAYS BEGINS 02/5!5 Dividend Option: Cash 02122112 80.000.000 To: al Preferred Stocks TOTAL EQUITIES December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Quantity Unit Cam Coat Buie Market Price Market vlue Unrealized Win Loa 214,000.000 50,000.000 40,000.000 304,000.000 189.8140 188.7940 219.0180 36,340,223.40 9,339,697.00 8,760,702.00 54,440,622.40 Security Identifier: AAPt CUSP:037833130 157.7400 157.7400 157.7400 33,756,360.08 7,886,999.80 8,309,600.12 47,952,960.00 -2.583,863.32 1,452,697.20 4,451,101.88 -8A87,862.40 &rim/ ed Estimated Annual Income Yield 624,880.00 146,000.00 116,800.00 887,680.00 554,440,622.40 Security Identifier BNB CUSP: 09062%133 231,019 65 300.9200 Security Identifier:CNC CUSIP: 61358111 989,679.75 115.3000 Security Identifier: KPTI CUSP. 48576U95 467,108.00 9.3700 $62,968,800.98 Snarly Identifier. ALLY PRA CUSP:38180208 23.5350 1,882,773.60 $1,882,773.80 $64,851,374.58 TOTAL U.S. DOLLARS GA Bala 596,699,411 89 25.3500 547,952,960.00 630 427 40 1 792.915 00 234 250 00 46,487,662.40 399.407 75 803.235 25 -232,856.00 $59,255,745.18 2,028,000.00 $2,028,000.00 561.283.745.18 Market Value $91,481,243.09 43,712,855.80 145,226 40 $887,680.00 1.85% 1.85% 1.85% $1,395 573 01 163,568 48 8.06% $145,226.40 43,567,629.40 Unrealized Gain Loss Accrued Interest 45,218,168 80 $428,061.41 $163,568.48 $1,559,141.49 Edimated Annul Income $3,202,482.83 Page 7 of Account Number: NIG-023804 Etch:Flom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless abut t.Ptivtor 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 FRULIDICE MISR Meech Pin UM. • wholly sword subsidurey of The Bakal Ni. Yore Mellon Comeration (BNY MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065651 SDNY_GM_00211835 EFTA01372052