EFTA01372075

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Corporate Action Events N.,t Yet Processed Sealy Securities Not Yet Received CBITEN E CORP DEL COM Total Securities Not Yet Received The above information has been obtained from sources we believe to be reliable. All items are subject to receipt. January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC EVent Type Eli-Dividend Dietilbution Event ID Date Date OuantNy Held Rate Event Guiltily Omen( Price Markel Value STOCK SPUT 02107119 02111119 DANDWOOOLZA Ke • Bond Value Percent of Fixed income Bond Quality Bone Quality %or Market Value Markel A 1,676.451.00 7% BA A 6,441,600.00 25% BA! Lower 16,690,696.33 65% Not Rated 843.000.00 3% Total 25,651,747.33 100% 0 20 40 60 80 100 15,550.000 1.0000000 15.550.0000 0 0000 0.00 $0.00 Bond Maturity Schedule Bond Maturity Ill1to 6 months El 7 to V months MI 1 to 5 years j6 to 10 years •Dver 10.years Total Market Value % of Bond Markel Value 985,000.00 4% 2,857,06313 11% 3,000,000.00 12% 2,956,080.00 12% 15,853,603.50 61% 25,651,747.33 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included Please refer to your Portfolio Holdings section. Yew Investment Spedalist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10 154 Conrad intormallon Telephone Number. (212) 250-0432 Account Number: NIG-023804 6:Esmax:2: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go pa less AIX Abut t.tetivrwf 4 Page 13 of 15 Rated Ewefiere Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDKE MISR through Penabos UM. • wholly ~id subsifurey of The as Ni. Yore Maw Comeration (INY Melon) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065675 SDNY_GM_00211859 EFTA01372075