EFTA01373570

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DOJ Data Set 10

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efta-01373570

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EFTA Disclosure

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From: RicliarciKahr i Sent: 5/23/2016 11:20:57 AM To: Stewart 0ldfield I Subject: Re: Stewart's contact info [C) yes i am free tomorrow around 4pm on upper east side for coffee or we can meet wednesday at my office anytime after 11am please let me know if either of those times work thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 23, 2016, at 11:18 AM, Stewart Oldfield < > wrote: Rich, Can we catch up over the next couple of days? Happy to come over to your office or grab lunch/coffee. Let me know what works. Thanks From: Richard Kahn Sent: Thursday, May 19, 2016 2:54 PM To: Paul Morris Cc: Stewart Oldfield Subject: Re: Stewart's contact info [C] Thanks you. Sent from my iPhone On May 19, 2016, at 2:24 PM, Paul Morris < Classification: Confidential > wrote: Rich, thanks for the call, Stewart's contact info below, call him anytime. Best Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067826 CONFIDENTIAL SDNY_GM_00214010 EFTA01373570

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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