Case File
efta-01374313DOJ Data Set 10OtherEFTA01374313
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374313
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Important Information Regarding Trading Instructions:
Regarding mutual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the tank") shall only be
obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver vm
email, voioemai or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has
received your request.
Woh respect to al other trading instructions (including. without limitation. foreign currency transactions). The Bank shall only be
obligated to act on any such instructions at such time as your Bank representatwe has confirmed that the Bank has received
your request via telephonic communication.
Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the
Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the
Bank has received such instructions. please contact your Bank representative immediately.
This communication may contain confidential andfor privieged information. If you are not the intended recipient (or have
received this communication in error), please notify the sender immediately and delete the communication from your computer.
My unauthorized copying, disclosure or distribution of the material is this communication n prohibited. Deutsche Bank does not
render legal or tax advice, and information contained in this communication should not be regarded as such.
ti you reside in. Of have business in Canada and wish to unsubscribe from receiving email communication, please reply to
1:11.1 Lif :“It,::agx,01121.1bctolii and type "unsubscnbe" in the subject line.
<image002 gif>
From: Richard Kahn [mailto
Sent: Tuesday, December 27, 2016 11:02 AM
To: Marjorie Flash <
Cc: Stewart Oldfield <
Bella Klein <
Subject: Fwd: JEE WT
>; Darren Indyke c
>;
i just called and received a voicemail that you will be out of the office
please advise who can process attached euro wire
thank you
<image003.png>
Richard Kahn
HBRK Associates Inc.
New York NY 10022
tel
fax
cell~
Begin forwarded message:
From: Marjorie Flash <
Subject: RE: JEE WT
Date: October 28 2016 at 3:00:17 PM EDT
To: bellaklein <
Cc: Darren Indyke <
>, Richard Kahn
Bella,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0068942
CONFIDENTIAL
SDNY_GM_00215126
EFTA01374313
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Subject: RE: STC wire [C] From: Vahe Stepanian Date: Tue, 04 Apr 2017 17:43:47 -0400 To: Bella Klein Cc: Darren Indyke Richard Kahn Stewart Oldfield Classification: Confidential Bella — both STC wires today have been processed. Please let us know if you have questions. Thank you, Vahe From: Bella Klein [mailto: Sent: Tuesday, April 04, 2017 12:49 PM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn e > Subject: STC wire Vahe, Please process the attached wire Thank you, Bel
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