Case File
efta-01376538DOJ Data Set 10OtherEFTA01376538
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Unknown
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DOJ Data Set 10
Reference
efta-01376538
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From:
Vahe Stepanian
Sent:
8/25/2017 3:04:40 PM
To:
Richard Kahn [r
CC:
Stewart Oldfield
Liam Osullivan
Subject:
RE: tradin meeting [CI
Attachments:
Trading_Authorization_limited_Form
POA_DBSLUSSFields_Final.pdf
Classification: Confidential
nteractive_FINAL.PDF:
Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage
accounts. For all of the accounts other than the JEE personal account — the "Trading Authorization Limited" form should
be completed.
for only the JEE personal account — the POA should be completed, and we suggest checking off as "limited" power of
attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the
account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms
should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we
will need a government issued (non-expired) photo ID.
I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions.
Have a great weekend.
Best,
Vahe
From: Stewart Oldfield
Sent: Friday, August 25, 2017 11:18 AM
To: Richard Kahn
Cc: Vahe Stepani
Subject: RE: trading meeting
Vahe - Can you help Rich with those dots?
Rich — will look at week of the 18th and be back
Thanks
From: Richard Kahn
Sent: Friday, August 25, 2017 11:07 AM
To: Stewart Oldfield c
Subject: Re: trading meeting
i just found out that our new hire will be out that week...drama continues...
can we target the week of september 18th?
IMP
also can you send us trading authority does on all brokerage accounts so that we can add our new hire
thank you
INIM
>
On Aug 25, 2017, at 10:34 AM, Stewart Oldfield
wrote
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0072771
CONFIDENTIAL
SDNY_GM_00218955
EFTA01376538
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transfer assetsRelated Documents (6)
Dept. of JusticeOtherUnknown
EFTA Document EFTA01375151
From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage
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DOJ Data Set 10OtherUnknown
EFTA01369161
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DOJ Data Set 10OtherUnknown
EFTA01384513
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DOJ Data Set 9OtherUnknown
From: Vahe Stepanian
6p
DOJ Data Set 10OtherUnknown
EFTA01424798
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369436
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