Case File
efta-01377593DOJ Data Set 10OtherEFTA01377593
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DOJ Data Set 10
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efta-01377593
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relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be
executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP).
Material herein regarding IWP products, investment ideas and solutions is for diSCUSSi011 purposes only. While brokerage services offered
through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment
management or investment advisory services, and private market opportunities and other products and services available through IWP are
offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any
legally binding obligation. Reproduction or distribution of any material herein without our written consent is stnctly forbidden.
From: Richard Kahn [rnOto:
Sent: Monday, Februa
11
To: Liam Osullivan
Cc: Jeanne Brennan
; Stewart Oldfield
Subject: Boods to se
can you please obtain pricing to sell these positions
thank you
Southern Trust Co. - Fixed Income (DB1
Buckeye Partners Fixed to Float 6.375% Callable 1/22/23
1,000,000
Southern Financial LLC - Fixed Income (DB)
Deutsche Bank AG 4.875% exp 12/1/2032
1,000,000
Deutsche Bank AG 4.296% exp 5/24/2028
1,000,000
General Electric Co GID Fixed to Float 4.0% Dec 15 2065
2,469,000
Southern Cal Edison 6.25% Dec 31 2049
3,000,000
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York. NY 10022
•••••••••
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
destroy this communication. My unauthorized copying, disclosure or distribution of the material in
this communication is strictly forbidden.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0074723
CONFIDENTIAL
SONY GM_00220907
EFTA01377593
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Dept. of JusticeOtherUnknown
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From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage
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