EFTA01379234

Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case (01946825) is as follows - C - Please check to sec if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. - Kindly provide this please. • Recent Exec approval stas obtained and attached. All alerts have been cleared. What do they need here - an updated ExCo approval? Note we are looking for an 'updated' Exco approval, as requested by the AMI. team, thanks. <image001.gif> Vijay Sawant KYC Case Representative Deutsche O8 Centre Private limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. From: Vijay-A Sawant Sent: Friday, August 10, 2018 10:57 AM To: Bradley Gillin < Cc: Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [II Importance: High Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case#01946825. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIE) Centre Private Limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East. Mumbai - 400063, India Tel. Mobile +91 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076568 CONFIDENTIAL SDNY_GM_00222752 EFTA01379234