Case File
efta-01380353DOJ Data Set 10OtherEFTA01380353
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DOJ Data Set 10
Reference
efta-01380353
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1
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0
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>; Matt Glassman
>; Davide-A Sferrazza <
Subject: Re: Rothschild ICJ
Thanks you for update. Any indication where a
100,000 share block can be crossed? Please advise.
Thank you.
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone
Fax
Cell
On May 30, 2017, at 8:14 AM, Delores Rubin
wrote:
Classification: Confidential
Good Morning Richard and Tazia,
In the event you still care in Rothschild,
volumes continue to be around its
average of 15,000 shares a day over the
past week, but a few local houses have
advertised sizeable volume that has not
been reflected on the tape.
ODDO secutities has been advertising
crossing and trading stock for the past
week and EXANE has advertised
trading over 100,000 shares in the same
time period.
The stock has been in a range of 28 -
28.20 EUR and we would still be happy
to work an order for you if it helps.
Best regards,
Delores Rubin
<image001,gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY,
USA
E .
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078751
CONFIDENTIAL
SDNY_GM_00224935
EFTA01380353
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reflectedRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01369769
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Dept. of JusticeOtherUnknown
EFTA Document EFTA01381057
As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell
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DOJ Data Set 10OtherUnknown
EFTA01380773
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DOJ Data Set 10OtherUnknown
EFTA01381234
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DOJ Data Set 10OtherUnknown
EFTA01372957
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DOJ Data Set 10OtherUnknown
EFTA01371749
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