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efta-01380430DOJ Data Set 10Other

EFTA01380430

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DOJ Data Set 10
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efta-01380430
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EFTA Disclosure
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This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e-mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078856 CONFIDENTIAL SDNY_GM_00225040 EFTA01380430

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Subject: RE: CDD form for Prytanee - please complete and return From: Stewart Oldfield <= > Date: Tue, 05 Jun 2018 11:13:59 -0400 To: Darren Indyke Cc: Bradley Gilli Rodney Macelu Actually, it seems we plan to get CDD forms for all entity accounts at once. Will come back with a full list so you can complete them together. Thanks From: Stewart Oldfield Sent: Tuesday, June 05, 2018 10:22 AM To: Darren Indyke Rodney Macelus Subject: CDD form for Prytanee - please complete and return D

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71771 , 1711:711 1 7e 4771 .Th Yr i rri lr ir:17 7.77 . 7 fleffijekNalliallaW 03 Jun 2014 Page 2 Of 2 Daubs:he Bank AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Arnt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.000 0:0 Cii, us(: 101,030.000 FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-

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e an SOUTHERN FINAN Request 182298 As of 18 Nov 14 I h. ate. 18 Nov 2014 Pap 2 of 2 Deulszhe Bat AO SOUTHERN FINANCIAL, LLC OS • OpSoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Noo.2013 20-Nov-2014 25-Nov-2014 (1.0OD COD CV, USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 1.'340i:361i 7104234

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