Case File
efta-01381146DOJ Data Set 10OtherEFTA01381146
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Unknown
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DOJ Data Set 10
Reference
efta-01381146
Pages
1
Persons
0
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Fax
Email
Securities offered through Deutsche Bank Securities Inc.
From: Vijay-A Smartt
Sent: Friday, July 06, 2018 2:12 AM
To: Stewart Oldfield
Cc: Bradley Gitlin
Subject: RE: Assistance Required in solving rejection points on KYC Caseii01946825
Hi Stewart,
Sum, you & Brad can call the Monday or Tuesday next wcek. Monday, I am available till 10am your time and till 11:30am on
Tuesday.
Regards,
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
Bl. DB Centre Mumbai, Nidon Knowledge Park. Western Express Highway
Gore on Ea
Mumbai - 400063 India
Tel.
Mobile
From: Stewart Oldfield
Sent: Friday, July 06, 2018 12:14 AM
To: Vijay-A Sawan
Cc: Bradley Gitlin
Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825
Let's set up a time to discuss when Brad is back next week. Some of these requests seem wireasonable. and AML should already have
a lot of this info, particularly anything relating to Jeffrey Epstein personally (since we have so many accounts for him).
As for Chip's email, it predates me. And the other people on the email are no longer at DB. Sol don't see how I can get hold of the
full email. But again. Jeffrey has been through a complete rep risk process here and has been signed off on repeatedly by management
as we've done any KYC remediation or new account opening.
Anyway, let's regroup next week so we can go back to AML with a comprehensive set of responses.
Thanks
From: Vijay-A Smartt
Sent: Wednesday. July 04, 2018 9:15 AM
To: Stewart Oldfiel
Cc: Bradley Gitlin
Subject: Assistance Required in solving rejection points on KYC Case#01946825
Importance: High
Hello Stewart.
Hope you arc well! I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0079919
CONFIDENTIAL
SDNY GM_00226103
EFTA01381146
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Wire Ref
wireasonableRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01383510
0p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01430890
0p
DOJ Data Set 10OtherUnknown
EFTA01384513
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01371151
0p
DOJ Data Set 10OtherUnknown
EFTA01370863
1p
DOJ Data Set 10OtherUnknown
EFTA01356330
1p
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