Case File
efta-01382885DOJ Data Set 10OtherEFTA01382885
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01382885
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
on behalf of
Sent:
To:
Subject:
Attachments:
Laura Martin i
Alternatives Execution
5/14/2018 5:20:29 PM
Stewart 0ldfield
Glendower for SOUTHERN FINANCIAL LLC [II
GLDUS238 SOUTHERN FINANCIAL LLC.zip
Classification: For Infernal use ordy
Classification: For Intend use only
Hi,
Attached below are the offering materials for your client. These documents are affixed with a control number associated
with the client approved suitability request and are not to be distributed to unaffiliated clients or interested parties. Please
ensure that the followin documents arc corn leted in its entirety and that a PDF copy is sent back to the Alternatives
Execution Group @
• Subscription Document
• Disclosure Statement
• Letter of Authorization (LOA)
• Offering Memorandum
• Marketing Docs
• LPA Agreement
• ADV Part II
• Tax Form
Kind regards,
Alternatives Execution Team
Global Products & Solutions (GPS)
5022 ate Parkwa Buildin 400 32256 Jacksonville, Florida, USA
Email
VISIT US: http://pwm.intranet.db.corninewhis/en/32597.php
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0082424
CONFIDENTIAL
SONY GM_00228808
EFTA01382885
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URL
http://pwm.intranet.db.corninewhis/en/32597.phpForum Discussions
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