Case File
efta-01384730DOJ Data Set 10OtherEFTA01384730
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01384730
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
HUBUS133 Alpha Group Capital
INVESTOR ANTI-MONEY LAUNDERING DECLARATION - SUPPLEMENT FORM
Name(s) of Investor(s)
In addition to completing the relevant section of this form, the following declaration must be signed by an authorized
signatory per the Subscription Agreement.
Completed forms and documentation may be faxed initially to facilitate commencement of our review, but, where
applicable, the originals or certified true and correct copies must be received before the subscription can be finalized
and shares issued.
By executing this declaration form the investor acknowledges the following:
1.
that measures aimed at the prevention of money laundering may require verification of their identity:
2.
that Shares will not be issued until such time as the Administrator has received and is satisfied with all the
information and documentation requested to verify the suitability of the source of the funds and/or their identity
3.
that the Administrator shall be held harmless against any loss arising as a result of a failure to process their
subscription request if such information and documentation as has been requested by the Administrator has
not been provided: and
4.
That the Administrator is authorized to provide the Investment Manager and the fund's legal counsel with
information regarding their subscription.
(Signalise)
(Name of Signatory)
(Tele)
(Date)
2
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SONY-0085205
CONFIDENTIAL
SDNY_GM_00231389
EFTA01384730
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