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efta-01385274DOJ Data Set 10Other

EFTA01385274

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EFTA Disclosure
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From: Martin Zeman Sent: 1/9/2018 4:43:24 PM To: Paul Barrett CC: Xavier Avila ; Joshua Shoshan Davide-A Sierran [M ; Stewart Oldfield Subject: one-stop Outlook + Equity View - Fresh Money Ideas Attachments: 2018 HY Corporate One-stop Outlook - 200 pages.pdf; The Equity View - Fresh Money Ideas.pdf Paul, I may have sent you one of those already, not 100% sure. These two pieces of research are something to file away for fresh equity trade ideas. I haven't combed through all of it yet, but we'll try to highlight what we think makes sense. In the meantime, please feel free to skim through: 2018 HY Corporate one-stop Outlook The Equity View — best Equity ideas Martin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086557 CONFIDENTIAL SDNY_GM_00232741 EFTA01385274

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01434832

Subject: RE: GBP KO Fwd From: Paul Barrett ‹ > Date: Thu, 21 Dec 2017 23:14:52 -0500 To: Xavier Avila Cc: Martin Zeman Joshua Shoshan Stewart Oldfield I sold a GBP bond today for some tax planning so want to replace the GBP FX exposure. So you ike EURGBP downside? Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Xavier Avila [mailto: Sent: Thursday, December 21, 2017 10:38 PM To: Paul Barrett Cc: Martin Zeman ; Joshua Shoshan

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EFTA Document EFTA01371875

From: Richard Kahn Sent: 10/2/2018 3:07:22 PM To: Paul Barrett Xavier Avila I I; Martin Zeman ; Stewart Oldfield Liam Osullivan [ Jeanne Brennan Subject: signed curve confirms Attachments: doc03590320181002133727.pdf; Untitled attachment 08372.htm signed confirms Richard Kahn 1-IBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 teca= f Begin forwarded message: From: Date: October 2 2018 at 2:37:35 PM EDT To: CS 3051ci [00:17:c8:25:f3:53] ; Davide-A Sf

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01370669

From: Martin Zeman Sent: 4/11/2018 12:13:54 PM To: 'Richard Kahn' CC: 'Paul Barrett (I ; Xavier Avila Stewart Oldfield Subject: CRS + UK FATCA form ICI Attachments: CRS + UK FATCA Entity Self Cert.pdf Classification: Confidential Richard, ; Liam Osullivan Davide-A Sferrazza I r; We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason w

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01388030

From: Sent: To: CC: Martin Zeman 5/10/2018 5:35:40 PM 'Paul Barrett (- Liam Osullivan Stewart Oldfield ' I l; 'Richard Kahn' Xavier Avila I I; Davide•A Sferrazza Subject: USDARS NDF NPV Attachments: PCS Southern Financial NPV 10May2018.pdf Paul, I will call you with the password to the attached NPV agreement for the USDARS NDF trades. Please return signed. Thanks Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc 345 Park A

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01388158

Finally Paul Barrett Alpha Group Capital LLC 142 W 571° Street, 11th Floor, New York, NY 10019 OC! ALPHA GROW) CAPITAL From: Nadean Novogratz Sent: Friday, September 21, 2018 1:30 PM To: Paul Barrett Cc: Martin Zeman ; Stewart Oldfield ; Xavier Avila ; Davide-A Sferrazza Devin Anderson Subject: RE: Follow-up Hi Paul, Thanks very much — if you have any questions about either documents, we're here to help. Kind regards, Nadean From: Paul Barrett [mailto Sent: Friday, September 2

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