EFTA01388965

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DOJ Data Set 10

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efta-01388965

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EFTA Disclosure

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Richard Kahn HBRK Associates Inc. On Jan 11, 2017. at 2:31 PM, Stewart Oldfield * Nrote: Classification: Confidential Global head of key client partners. Was US head (Daniel's direct boss) last time they met. He's responsible for globally for coverage of our uhnw/family office clients and anything that crosses over from the private bank to the investment bank. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn Sent: Wednesday, January 11, 2017 12:57 PM To: Stewart Oldfield Subject: Re: JE meeting with Todd Stevens week of Jan. 30th? i will check today please refresh me on Todd role at DB thanks Richard Kahn HBRK Associates Inc. On Jan 9, 2017. at 6:09 PM, Stewart Oldfie wrote: Rich, You mentioned having Todd sit with JE over the next few weeks to discuss our deal pipeline and coverage strategy. Is he in town the week of Jan. 30th? Todd is in Asia and Europe until then, but around that week and possibly the week after. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0093021 CONFIDENTIAL SDNY_GM_00239205 EFTA01388965

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From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage

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EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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