Case File
efta-01393065DOJ Data Set 10OtherEFTA01393065
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DOJ Data Set 10
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efta-01393065
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From:
Liam Osullivan
Sent:
9/25/2018 12:34:48 PM
To:
Stewart Oldfield I
I; Davide-A Sferrazza I
I; Martin Zeman
CC:
Bradley Gillin I
I; Richard larossi
Subject:
RE: Butterfly Trust - new brokerage account needed III IC)
Attachments: W-9_form.pdf; Account_Agreement.pdf; options_agreement.pdf; Uncovered_call_writers_JE.pdf;
options_agreement_JE.pdf; Client_Authorization_for_use_of_Free_Credit_Balances.pdf;
limited_Trading_Authorization_Form.pdf; Trust Auth DBSI (002).pdf;
Electronic_Delivery_of_Materials_Communications_Consent.pdf; WM189470_MRG006431_CIP_Notice_FINAL.PDF;
2012_Nov_ODD_supplement.pdf; Options_Disclosure_Document_-_OCC_Options_Clearing_Corporation.pdf;
Uncovered_cal l_writers. pdf
classification: confidential
Stewart,
I have attached the following documents:
-Account Agreement
•
9th Page - Sign and Date
•
16th Page - This page only needs to be completed if the account will have margin.
we will
need the original account agreement for margin.
-Trust Authorization - Sign, date
-Electronic Delivery Consent - Enter email address, sign, date and print name & title
-Free Credit Balances - Money Market Sweep - Check one of the boxes, sign, date and print name
-w-9 - sign and date
-Limited Trading Authorization - This will need to be completed by both the agent and the Trustee.
The
legal address of the agent must be listed in the form.
-Options Agreement - we will need the original form.
o
Each section must be completed (Client's Financial Information, Investment Experience,
Option Objectives, Strategy Requests)
•
2nd Page - sign, date and print name
o
4th Page - Initial
Uncovered Call writers - Sign and date - we will need the original form as well as margin (see
Account Agreement)
For informational purposes:
CIP Notice
Options Disclosure Document (ODD)
2012 Nov ODD supplement
JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018.
-options Agreement - we will need the original form.
o
Each section must be reviewed / corrected (client's Financial Information, Investment
Experience, option objectives, strategy Requests)
o
2nd Page - sign, date and print name
•
4th Page - Initial
Uncovered Call writers - Sign and date - we will need the original form as well as margin
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue
10154-0004 New York, NY, USA
Tel.
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0098437
CONFIDENTIAL
SDNY_GM_00244621
EFTA01393065
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