EFTA01393089

From: Amanda Kirby [amanda.kirby@db.comj Sent: 7/19/2013 11:27:04 AM To: Jay Lipman CC: Vahe Stepanian ; Paul Morris I I; Tazia Smith Subject: Brokerage Docs Attachments: Authoirzation of inquiry capabilities.pdf; Certificate of Good Standing - Southern Trust.pdf; JEpstein ID and Social.pdf; Shareholder info.pdf; SouthernFin Cert of Existence- SouthernTry Cert of Good Standing.pdf; W-9 ST and SF.pdf I classification: For internal use only Hey Jay, could you prepare 2 sets of Brokerage dots for 2 different companies for me today? The 2 companies are Southern Financial, LLC and Southern Trust company, Inc. I have also attached all the documents we have for the 2 separate entities. I believe we have everything you will need for the KYC. If not, please let me know. (see attached file: Authoirzation of inquiry capabi 1 i ties. pdf)(See attached file: Certificate of Good Standing - Southern Trust .pdf)(See attached file: JEpstein ID and Social . pdf)(See attached file: Shareholder info.pdf)(see attached file: SouthernFin cert of Existence- SouthernTry cert of Good Standi ng.pdf)(See attached file: w-9 ST and SF . pdf) Thanks! Amanda CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098475 CONFIDENTIAL SDNY_GM_00244659 EFTA01393089