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efta-01403193DOJ Data Set 10Other

EFTA01403193

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DOJ Data Set 10
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efta-01403193
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: JEE WT to Experton [I] From: Jj Litchford < Date: Tue, 14 Oct 2014 18:15:07 -0400 To: Arthur Tendler < Cc: Andrew King Classification: For internal use only Arthur-- it looks like the case was rejected with the comment "Belgium", is there anything I can help with or was there more clarity provided to you than the case comment? (Embedded image moved to file: pic13949.gif) JJ Litchford Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email (Embedded image moved to file: pic13303.gif) From: Andrew King/db/dbcom To: Arthur Tendler/db/dbcom@DBAmericas, Cc: Jj Litchford/db/dbcom@DBAMERICAS Date: 10/14/2014 06:11 PM Subject: Re: Fw: JEE WT to Experton [I] Classification: For internal use only Team, EFTA01403193 Could you please send the confirmation details to the client and CC me? Thanks, Andrew From: Arthur Tendler/db/dbcom To: Andrew King/db/dbcom@DBAMERICAS, Cc: Jj Litchford/db/dbcom@DBAmericas Date: 10/14/2014 03:05 PM Subject: Re: Fw: JEE WT to Experton (I] Classification: For internal use only Thanks for forwarding. I will take care of it. Kind regards, Arthur Tendler (Embedded image moved to file: pic13459.gif) Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Mobile Email Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank EFTA01403194 has received your request. Responses received after the SSC Deadline date will be handled on a best-effort basis. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to casl.unsubscribe@list.db.com and type "unsubscribe" in the subject line. (Embedded image moved to file: pic21204.gif) From: Andrew King/db/dbcom To: Arthur Tendler/db/dbcom@DBAmericas, Cc: Jj Litchford/db/dbcom@DBAMERICAS Date: 10/14/2014 02:59 PM Subject: Fw: JEE WT to Experton [I] Classification: For internal use only Arthur, Do you know what this is in reference to? EFTA01403195 Best regards, Andrew King (Embedded image moved to file: pic13890.gif) Andrew King, CFA Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic13844.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Andrew King/db/dbcom on 10/14/2014 02:58 PM From: bellaklein < To: Andrew King/db/dbcom@DBAMERICAS, Cc: Darren Indyke < com>, Amanda Kirby/db/dbcom@DBAMERICAS Date: 10/14/2014 02:52 PM Subject: JEE WT to Experton Andrew, Please confirm wire transfer with Darren, Thank you, Bella Tel: Begin forwarded message: >, Richard Kahn < From: Subject: Message from KMBT_C253 EFTA01403196 Date: October 14, 2014 at 1:55:32 PM EDT To: Reply-To: [attachment "SHBRK Scann14101413550.pdf" deleted by Andrew King/db/dbcom] EFTA01403197

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Subject: Re: Fw: JEE WT to Experton [I] From: Jj Litchford < Date: Tue, 14 Oct 2014 18:15:07 -0400 To: Arthur Tendler < Cc: Andrew King Classification: For internal use only Arthur-- it looks like the case was rejected with the comment "Belgium", is there anything I can help with or was there more clarity provided to you than the case comment? (Embedded image moved to file: pic13949.gif) JJ Litchford Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management

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From: Sent: To: CC: Subject: Attachments: bellaklein 7/27/2015 12:12:09 PM Arthur Tendler (al Darren Indyke ; Richard Kahn [ JEE wt JEE_DB_WTe_072715.pdf; Untitled attachment 26744.txt Arthur, Please confirm the attached wire ); Katy Cheng [ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058934 CONFIDENTIAL SDNY_GM_00205118 EFTA01367399

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