EFTA01412439

Sheetl &F Fixed Income London Activity Checklist Maker Checker Activity 1 Account Opening Yes 2 Account Maintenance 3 SSI DB Client/DBCAR SL. No. DB Client/DB CAR 1 Accept/Open the Request 2 Dupe Check 3 Checking the mandatory details(SSI & Confirmation) 4 Cross referred in DB Client/DBCAR 5 Push Back/Request ID/search 6 Upload/save/check documents GM Payments SL. No. GM payment 1 Verify seal and signature in the call back document 2 Setup Account in GM payments 3 Input/update the SSI's in GM payments CATS SL. No. CATS 1 Verifying the SSI existing in GM payments 2 Create/Update SSI in CATS application DB Trader MVS SL. No. DB Trader MVS 1 Normal Account Setup 2 SSI's Creation/Updation/Deletion 3 Nostro & Depot Account setup/Closure 4 Book setup/closure 5 Amendments (PC Flag, ODC No, SWX Member code, ISMA/Any other) 6 Confirmation Type- updated CTM Confirmation Oasys Confirmation Swift Confirmation MT515 Confirmation Fax updation No Confirmation (08) E-mail Updation 7 A/C Maintenance (TR Name, Party Name, Address Change) 8 Retreve Rates from server & Input same rates in DB Trader MVS DB SSI SL. No. DB SSI 1 SSI capture/Update through DB SSI 2 Validate & approve/reject the SSI's 3 Checked the flow from DBSSI to DB Trader 4 DB SSI Review SD Operator SL. No. SD Operator 1 Normal Account Setup Yes 2 SSI's Creation/Updation/Deletion Yes 3 South Africa Account setup 4 A/C Maintenance(TR/Party Name,Address/Confirmations Change details) 5 Book setup/closure 6 RTF counterparty setup Magellan SL. No. Magellan 1 Normal Account Setup 2 SSI's Creation/Updation/Deletion in Magellan 3 Nostro & Depot Account setup/Closure 4 South Africa Account setup/Closure 5 Book setup/closure 6 A/C Maintenance /Amendments(Party Name, X-ref details) 7 Sales person name creation 4Eye SL. No. RAIL 1 Account Active/Inactive in RAIL 2 Change of CTM BIC/Access code EM WSS SL. No. EMWSS 1 South Africa account setup 2 A/C Maintenance (TR Name, Party Name, Address Change) Process SL. No. Process perks 1 Check Authorised Requestor List 2 Soft copies saved and highlighted Yes 3 I-cart Updation Yes Descripton Full Name Date (DIVMM/YY) Time (24hrs) Maker Anil 16/05/18 20:50:00 EFTA01412439 Checker Count Capture : 3 Update: Review: Aniket Jinde Deeksha Prabhu Devaraj Vaddin Hima Bindu Mahesh Kamath Manjunatha Nuthanpati Musthaffa Saleem Pawan Sankpal Rajesh Marimuttu Rupal Mishra Shuaib Ahmad Snehal-Ashok Gosavi Srinivas Jatangi Sujit-Prabhakar Pillai Sushma Rangaswamy Vinikala Vijayan Vishwanath Pujari Team: FIxed Income(LDN) Type: Activity Check list &"arial unicode ms,Regular"For internal use only Version:1.2 Approved:Kiran Naik Date: 09th Jan 2017 EFTA01412440