EFTA01427087

Subject: RE: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] From: Brigid Macias <brigid.macias@db.com> Date: Fri, 10 May 2019 13:50:03 -0400 To: Rishabh Sharma <rishabh.sharma@db.com>, Stewart Oldfield Bradley Gillin <bradley.gillin@db.com>, Monica Gilkinson <monica.gilkinson@db.com>, Rachel Wachs <rachel.wachs@db.com> Cc: Natalie Barak <natalie.barak@db.com>, gtopwmbankingexceptioncheckprocessing@list.db com, Oversight Control <oversight.control@db.com>, Vikas Dave <vikas.dave@db.com>, Armen Brash <armen.brash@db.com>, Daphne Cales <daphne.cales@db.com> Can you please call me regarding this? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. +1(212)454-2260 Fax +1(646)736-0670 Email brigid.macias@db.com Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 1:49 PM EFTA01427087 To: Stewart Oldfield < >; Bradley Gillin <bradley.gillin@db.com>; Monica Gilkinson <monica.gilkinson@db.com>; Rachel Wachs <rachel.wachs@db.com>; Brigid Macias <brigid.macias@db.com> Cc: Natalie Barak <natalie.barak@db.com>.; egtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com>; Vikas Dave <vikas.dave@db.com>; Armen Brash <armen.brash@db.com>; Daphne Cales <daphne.cales@db.com> Subject: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Classification: For internal use only Hello, Please provide update on below before our cutoff of 2:30 PM EST. We cannot hold both these Debit and Credit breaks in our Non post GL, hence would need your decision today. Regards, Rishabh Sharma fcid:image003.png@OlD2OF46.0F9EFA101 DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. 44207-3382685 Mobile +91 9610222223 Email : rishabh.sharma@db.com EFTA01427088 Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com From: Naveen Bagaria [mailto:naveen.bagaria@db.com] Sent: Friday, May 10, 2019 11:42 AM To: Brigid Macias <bri id.macias@db.com> Cc: Stewart Oldfield ; Natalie Barak <natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Classification: For internal use only Absolutely not, Brigid. This account # 42953432 doesn't even have a penny at this moment. Both the credit and debit transaction for 100K got stuck in Non Post as the account is closed. In order to pass both these transactions using this account — it needs to be open & active. And most importantly if you wish to close the account again, you need to make sure that happens the next day. Please let me know if this makes sense? Regards Naveen Bagaria COO - Wealth Management Operations EFTA01427089 DBOI Global Services Private Limited Tel: +1(212)469-2366 I VOIP: +44(207) 5419141 Fex: +1(212)669-3854 I Cell: +91-9950020020 Please send all Banking related queries to our new Group E-mail ID - gtopwmbankingexceptioncheckprocessing@list.db.com From: Brigid Macias [mailto:brigid.macias@db.com] Sent: Friday, May 10, 2019 11:33 AM To: Ankit-Kumar Sharma <ankit-kumar.sharma@db.com>; Bhavesh Chandani <bhavesh.chandani@db.com> Cc: Stewart Oldfield Natalie Barak <natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] This account 42953432. Kind regards, Brigid Macias fcid:image001.png@OlD50725.12063A001 Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. +1(212)454-2260 Fax +1(646)736-0670 EFTA01427090 Email brigid.macias@db.com Securities offered through Deutsche Bank Securities Inc. From: Ankit-Kumar Sharma Sent: Friday, May 10, 2019 11:32 AM To: Brigid Macias <brigid.macias@db.com>; Bhavesh Chandani <bhavesh.chandani@db.com> Cc: Stewart Oldfield < >; Natalie Barak <natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Hi Brigid, Which account? Kind regards ? {cid:image001.png@OlD1D7AA.4A648990} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: +44(207)3383887 Mobile +91 7760538339 EFTA01427091 Email ankit-kumar.sharma@db.com Please send all Banking related queries to our new Group E-mail ID - gtopwmbankingexceptioncheckprocessing@list.db.com From: Brigid Macias [mailto:brigid.macias@db.com] Sent: Friday, May 10, 2019 11:27 AM To: Bhavesh Chandani <bhavesh.chandani@db.com> Cc: Stewart Oldfield <I >; Natalie Barak <natalie.barak@db.com>; egtopwmbankingexceptioncheckprocessing@list.db com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Importance: High Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias fcid:image001.png@OlD50725.12063A001 Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. +1(212)454-2260 Fax +1(646)736-0670 Email brigid.macias@db.com Securities offered through Deutsche Bank Securities Inc. EFTA01427092 From: Bhavesh Chandani Sent: Friday, May 10, 2019 11:24 AM To: Brigid Macias <bri id.macias@db.com> Cc: Stewart Oldfield ; Natalie Barak <natalie.barak@db.com>; egtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com>; Rishabh Shah <rishabh.shah@db.com>; Rishabh Sharma <rishabh.sharma@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non- post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani {cid:image002.png@OlD1AB5D.AD617A90} Bhavesh Chandani EFTA01427093 Process Supervisor I PWM US Operations DBOI Global Services Private Limited C00 Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Mobile +91 9649714442 VOIP 44207-5419137 telephone: +1(212)-469-2362 Email bhavesh.chandani@db.com {cid:image003.png@01D424E9.BC333740} Integrity I Sustainable Performance Discipline I Partnership Client Centricity Innovation I Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com From: Rishabh Shah [mailto:rishabh.shah@db.com] Sent: Friday, May 10, 2019 10:57 AM To: Rishabh Sharma <rishabh.sharma db.com> Cc: Stewart Oldfield ; Brigid Macias <brigid.macias@db.com>; Natalie Barak <natalie.barak@db.com>; 'gtopwmbankingexceptioncheckprocessing@list.db.com' <gtopwmbankingexceptioncheckprocessing@list.db.com>; Oversight Control <oversight.control@db.com> Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] Please advise Brigid on below. Regards, EFTA01427094 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10, 2019 9:49 AM To: Rishabh Shah <rishabh.shah@db.com> Cc: Oversight Control <oversight.control@db.com>; Natalie Barak <natalie.barak@db.com>; Stewart Oldfield ‹ > Subject: FW: Non Post Transactions 05-09-2019 For AC 42953432 [I] Importance: High Good Morning, Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, Brigid Macias EFTA01427095 fcid:image004.png@OlD50722.6987E0801 Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. +1(212)454-2260 Fax +1(646)736-0670 Email brigid.macias@db.com Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield a; Bradley Gillin <bradley.gillin@db.com>; Monica Gilkinson <monica.gilkinson@db.com>; Rachel Wachs <rachel.wachs@db.com> Cc: Igtopwmbankingexceptioncheckprocessing@list.db.come <gtopwmbankingexceptioncheckprocessing@list.db.com>; Debra Jasper <debra.jasper@db.com>; Halina Laczny <halina.laczny@db.com>; Oversight Control <oversight.control@db.com> Subject: Non Post Transactions 05-09-2019 For AC 42953432 [I] Classification: For internal use only Hi Team, Please advise, if the below transaction(s) are okay to post or not:- Please note A/C is closed : 05/09/2019 5 42-953-432 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 997000509092719 524 N REF 1290927L FUNDS TRANSFER FRM DEP 35269691 EFTA01427096 FROM 5 42-953-432 HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 998000509110307 521 N TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C 9852497537 I NTERNATIONAL JET I NTERIORS, INC. If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma {cid:image003.png@01D20F46.0F9EFA10} DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. 44207-3382685 Mobile +91 9610222223 Email : rishabh.sharma@db.com Please send all the Banking related Queries to our new Group E-mail ID gtopwmbankingexceptioncheckprocessing@list.db.com EFTA01427097 This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. 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This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01427099