EFTA01449571

SOUTHERN FINANCIAL LLC ACCT For the Period 8/1/13 to N/31/13 Cash & Fixed Income Summary NET FX CONTRACTS EXPOSURE SUMMARY Value in Currency CANADIAN DOLLAR (5,000,000.00) JAPANESE YEN 468,650,000.00 Note: P indicates position adjusted for Pending Trade Activity. ' This Is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a fun year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Quantity Value Adjusted Cost Unrealized Gain,Loss Est. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR 1.00 1,394.841 62 1,394,841.82 1,394,841.62 139.48 0.01%1 19.71 PROCEEDS FROM PENDING SALES 1.00 250 250 00 250,250.00 250,250.00 Total Cash $1,645,091.112 $1,645,051.82 $0.00 $139.48 0.01% $19.71 Non-USD Cash CANADIAN DOLLAR 0.95 0.01 0.01 0.01 J. P Morgan Acco age 13 of 48 Consolidated Statement Page 16 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105022 CONFIDENTIAL SDNY_GM_00251206 EFTA01449571