EFTA01449588

SOUTHERN FINANCIAL LLC For the Period ACCT. 8/1/13 to 8/31/13 Trade Date Description Per Unit Quantity Amount Market Cost Settle Date Type Settled Securities Purchased 8.14 Purchase 8/19 GENMARK DIAGNOSTICS INC @ 9.84 J.P. MORGAN SECURITIES LLC (ID: 372309-104) 1800 000 9.84 (9.840.00) 8/14 Purchase 8/19 MEDICINES CO at 30.25 J.P. MORGAN SECURITIES LLC (ID: 584888-10-5) 1,000 000 30.25 (30,250.00) 8/14 Purchase 8/19 NORTHERN TIER ENERGY LP 42 22.85 J.P. MORGAN SECURITIES LLC (ID: 885828-10-3) 4,000 000 22.85 (91,400.00) 8/14 Purchase 8/19 PENNYMAC MORTGAGE INVESTMENT TRUST @ 22.34 J.P. MORGAN SECURITIES LLC (ID: 70931T-10-3) 4.000 000 22.34 (89,360.00) Sf15 Purchase 8.20 8/15 Purchase 8120 THIRD POINT REINSURANCE LTD @ 12 50 J.P. MORGAN SECURITIES LLC (ID. G-8827U-10-0) MEDICAL PROPERTIES TRUST INC @ 12 75 J P MORGAN SECURITIES LLC (ID: 58463)-30.4) 6.000.000 12.50 5.000 000 12.75 (75.003.00) (63.750.00) Total Settled Securities Purchased (52,717.730.00) Trade Date Type Description Per Unit Quantity Amount Proceeds Cost Realized Gain/Loss "mottle Date Selection Method Pending Sales, Maturities, Redemptions 8128 Sale ZIONS BANCORPORATION VAR RT 09/29/2049 DTD (250,000.000) 100.10 250,250.00 (250800.00) 250.00 S 9/3 08/13/2013 (ID: 98970143F-3) J. P. M organ ACCOUnt Page 31 of 48 Consolidated Statement Page 34 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105040 CONFIDENTIAL SDNY_GM_00251224 EFTA01449588