Case File
efta-01449684DOJ Data Set 10OtherEFTA01449684
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01449684
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
SOUTHERN FINANCIAL LLC ACCT.
For the Period 8/1/13 to 8/31/13
Trade Date
Type
Settle Date
Selection Method
Description
Per Unit
Realized
Quantity
Amount
Proceeds
Cost
Gain Loss
Settled Sales/Maturities/Redemptions
819
Sale
QUALITY DISTRIBUTION INC a 8.97 4.48590
(500.000)
8.93
4,464.92
(4.300.00)
164.92 S
8/14
High Cost
BROKERAGE 20.00 TAX S/OR SEC .08 J.P. MORGAN
SECURITIES LLC (ID: 74756M-10-2)
523
Sate
TO REVERSE ENTRY OF 05/29/2013 ZIONS
1,500,000.000
100.875
(1,513,125.00)
1,500,000.00
(13,125.00)5
8115
High Cost
BANCORPORATION VAR RT 12/31/2049 DM 05(21/2013
I 100.875 JP MORGAN SECURITIES LLC (BIDL) AS OF
05/29/13 (ID: 989701-BD-8)
5/23
Sale
ZIONS BANCORPORATION VAR RT 12/31/2049 DM
(1,500,000.000)
100.625
1,509,375.00
(1,500,000.00)
9,375.00 WI
ails
High Cost
05/21/2013 @ 100.875 1,513,125.00 BROKERAGE
3,750.00 JP MORGAN SECURITIES LLC (BIDL)
(ID: 989701-BD-8)
8/12
Sale
CLIFFS NATURAL RESOURCES CV PFD 7% e 22.033333
(6.000 000)
21.993
131,957.69
(150,000.00)
(18.042 31) S
8/15
High Cost
132,200.00 BROKERAGE 240.00 TAX 8/OR SEC 2.31
J.P. MORGAN SECURITIES LLC (ID: 18683K-40-6)
8/13
Sale
LAREDO PETROLEUM HOLDINGS IN 0 23.621028
(9.000 000)
23.581
212,225.55
(213,750.00)
(1,524.45) S
8/19
High Cost
212,589.25 BROKERAGE 360.00 TAX 8/OR SEC 3.70
J.P. MORGAN SECURITIES LLC (ID: 516806-10-6)
8/14
Sale
NORTHERN TIER ENERGY LP 1 22.30 89,200.00
(4,000.000)
22.26
89,038.44
(91,400.00)
(2,361.56) S
8/19
High Cost
BROKERAGE 160.00 TAX 8/OR SEC 1.58 J.P. MORGAN
SECURITIES LLC (ID: 665826-10-3)
8/14
Sale
ZIONS BANCORPORATION VAR RT 09/29/2049 DTD
(50,000.000)
100.05
50,025.00
(50.000.00)
25.00 S
8/19
High Cost
08/13a013 0 100.10 50,050.00 BROKERAGE 25.00
JP MORGAN SECURITIES LLC (BIDL)
(ID: 98970143F-3)
8/20
Pitncipal Payment SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT
(4,763.530)
100.00
4,783.53
(3,513.10)
1,250.43 S
8/20
Pro Rata
12/202032 DTD 10/30/2032 PAYMENT NC PRINCIPAL
(ID: 81744A-AB-4)
J. P. M organ
Account W91850003 Page 27 of 48
Consolidated Statement Page 30
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0105138
CONFIDENTIAL
SDNY GM_00251322
EFTA01449684
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,500+ persons in the Epstein files. 100% free, ad-free, and independent.
Support This ProjectSupported by 1,550+ people worldwide
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.