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Case File
efta-01450412DOJ Data Set 10Other

EFTA01450412

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01450412
Pages
1
Persons
0
Integrity

Summary

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Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Amanda Kirby Sent: 10/31/2013 1:43:33 PM To: richardkahn12@gmail.com CC: Paul Morris Subject: Compliance Attachments: pic21422.gif; pic12207.gif Classification: Public Rich, Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, KIRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby (Embedded image moved to file: pic21422.gif) Amanda Kirby Associate Deutsche Bank Trust company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 Tel Fax Email (Embedded image moved to file: pic12207.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106022 CONFIDENTIAL SDNY_GM_00252206 EFTA01450412

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Emailrichardkahn12@gmail.com

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