EFTA01451057

0 an SOUTHERN FINAN Request 182298 it, As of 02 Jan 14 02 Jan 2014 Page 2 Of 2 Deutsthe Batt AG SOUTHERN FINANCIAL, LLC PX•Optlons Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 I Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USID) 36636443Sr SOJTHERN FX OPTION 21-Nov.2013 20-Nov-2014 25-Nov-2014 0.0000:0 001 USD 101.096000 JPY SHORT ELROPEAN CALL 101 0003 61 i AI if....:'.1 710423459 EiNANCIAL.LLC 366364435/ SOUTHERN EXOPTION 21414m2313 20-Nov-2014 25-Nov-2014 121.000.1:01 USD 0 JPY LONG ELRCPEAN 0.000D 10 962 15 710423461 FINANCIAL, LLC 3663644V SOUTHERN EXOPTION 2144,4013 20-Nov.2014 25-Nov.2014 121,000 C6.1 USD 0 JPY LONG EUROPEAN 0,0000 9 641 71 710423463 FINANCIAL, LLC 36615449 SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 (21.000 00) USD 0 SY LONG EUROPEAN 0.0000 6.44449 7104230 FNANCIAL. LLC Subtotal: (32 •72 19; Tat (32,722.19) Statement ID : 1132298_20140102_20140103_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 107203 SDNY_GM_00253387 EFTA01451057