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efta-01452301DOJ Data Set 10Other

EFTA01452301

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Unknown
Source
DOJ Data Set 10
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efta-01452301
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EFTA Disclosure
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Deutsche Bank Private Wealth Management Authorization for Asset Movement For Non-Retirement Accounts the undersoned hereby authorizes and directs Deutsche Bank Alec Brown rDeutsche Bank Alex. Blown' or "DRAB" to follow the below asset movement instructions if you with to rawest miatipte wires. Checks. journals or free deliveries. please 1.41C the long form. DBAB Account Name Southern Financial LLC Account a Wiro a %safe federal fund. :n rho anx).:111 $ 109.995.00 To Bank Name. Deutsche Bank Trust Co. Americas City / State. New York. NY ABA a. Further credit to Intermediary Financial Institution (Optional) Account N Ana Ultimate Beneeciay Informarbon: Benstiosry Nate Deutsche Bank AG. London IDEUTGB2L) Accent Ni Ackhicria Instructions Check 3 I:.ZUtt a check in the anioant of eupientS Name shot* to Peopient s Staling Atkfrees Journal D Journal Funds n the amount of S D Journal holdngs O:y/Symbol/Security. Oly/SyrnticUSecunly. 3 Journal MI Holdings To DRAB Account 1: Account Name. Roe Dethrones 3 Please deliver the securities indicated below to. MCC*. Name of Receiving Firm. Account Name Account Number. al Receiving Firm Ow/Symbol/Security. Oly/Symbol/Securily. Standing Authodzigicri D the undersigned hereby requests that this authorization act as a standing authorization. The undersigned understands and agrees that this authorization will remain in effect until Deutsche Bank Alex. Brown requests a new authcrizategn the undersigned authorizes Deutsche Bank Alec Brown to issue the wire. check or 'wirier on the day of for a term of a The undersigned further authorizes Deutsche Bank Alex. Brown to accept verbal instructions from the undersigned to one funds. issue checks or journal funds 'oleo(?) the AbOve braed actOunts the undersigned will provide verbal instructions AS to the date and the amount of the wet check or panel If the undersigned decides IO vary either the date or the amount of the wire. cher.* or journal. the undersigned hereby authorizes Deutsche Bank Alex Brown to accept the verbal nstrucuons Iron the undersigned regarding the change or changes. The undersigned further understands and agrees to comply with the procedures of Deutsche Bank Alex. Brown to verify the authoritation and accuracy of verbal instructions The undersigned hereby act novAedges that el the information contained in this form is complete and accurate to the best knowledge of the undersigned. and Oil the undersigned 0 responsible for the method of 'commission of any instructions issued pursuant to this authorization. If the undersigned elects to transmit any such instructions via lax (including desktop fad via email or as an image attachment to email fe 9.. as a PDF. Tie of other iintge of such indructions). the undersigned understands arid agrees that the undersigned beers the risk of loss arising from such method of transmission in the event of transmission errors. misunderstandings. impersonations. trans/nisi:son by unauthorized persons. forgery or intercepts. lex trusts or other entities. the undersigned further acknowledges that the undersigned is authorized to issue the above asset nsovernent instructions under the terms of the governing documents and any applicable laws. the undersigned hereby releases and holds harmless Deutsche Bank Alex. Blown from and against loss florn any action, claim or demand of any person as a result of Deutsche Bank Alex. Brown's receipt of or compliance with this authorization ander any instructions that may be given to Deutsche Bank Alex. Brown pursuant to this authorization lincluding any standing autnonealioni. the undersigned understands that Deutsche Bank Alex Brown may. but is nor required to seek verification of the undersigned's instructions by call back and that Deutsche Bank Alex Brown may in its sole discretion refute to execute such instructions (including standing instructions) given pursuant to this authavation. without incurring any liability, if Deutsche Bank Alex. Brown has mason to believe such instructions (or mending metronome have not been provided by the undersigned. The undersigned further understands that Deutsche Bank Alex. Brown retains the right to refuse to execute any instructions to transfer funds or securities to any accoungs) pursuant to this authorization without written instructions bearing original sureties) of the undersigned. Signature Signature Print Name Date Print Name Date III I III I III III LOA lOPWPA-0177S O2/10) CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0109226 CONFIDENTIAL SDNY_GM_00255410 EFTA01452301

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