EFTA01452342

nor e an SOUTHERN FINAN Request 182298 t, As of 28 Jan 14 P7777:5777.7 28 Jan 2014 Page 2 0(2 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 36636443S/ SOUTHERN FXOPTION 11-Noo.2013 20-Nov.2014 25-Nov-2014 (1.0130000 00) use 101.030.000 JPY SHORT EUROPEAN CALL 1010000 (46.107.68) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 13.642 81 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 21.Nov.2013 20-Not.2014 25-Nov.2014 Ill .CAY! CO) USD 0 JPY LONG EUROPEAN 0.0000 11,970 03 710423463 F INANCLAL. 11C 366364436/ SOUTHER! FXOPTION 21-Nov.2013 20-Nov.2014 25-Nov.2014 (2100 00) USD 0 JPY LONG ELRCPEAN 0.0000 10,440 84 710423465 FINANCLAL, LLC 3778178W SOUTHERN FXOPTION 17-Jan.2014 17-Apr-2014 2144x-1014 (10000 XO 00) USD 11,003,000.00 CAD SHORT EUROPEAN CALL 1,100D ;242 610* 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 IT/W.1014 21-4(.2014 {10.000.000 00) USD 11.303.003 00 CAD SHORT EUROPEAN CALL 1.1303 90620.59 737154818 FINANCIAL, LLC Subtotal: (162 043 90 Isgat (162,043.94) Statement ID : 182298_20140128_20140129_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109294 SDNY_GM_00255478 EFTA01452342