EFTA01452363

Prr77177:3.:J.,7,711771... 30 Jan 2014 Page 2 Of 2 Deuboln Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 Not. Ccy 2 Long( Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN F% OPTION 21-1434013 20.11ov.2014 25.11ov.2014 (1.0031:03.00) USD FINANCIAL. LLC SOUTHERN FXOPTION 21-Notr-2313 20-Nov-2014 25-Nov-2014 (21.00300) USD FittANCIAL, LLC SOUTHERN FXCPTION 214R-2013 20-Nw•2014 25-Nov.2014 121,000 CC) USD FINANCIAL, LLC SOUTHERN FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 (21.000 00) USD FINANCIAL. LLC SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,030.000.00) USD FINANCIAL, LLC SOUTHERN FXOPTION 17-Jen-2014 17.Apr•2014 21•Apr•2014 (10020,000.03) USD FINANCIAL, LLC 101.030.000 0 0 0 11,000000.00 11.300000.03 PT JPY JPY PY CAD CAD SHORT LOt4G LONG LONG SHORT SHORT EUROPEAN ELRCPEAN EUROPEAN EUROPEAN EUROPEAN EUROPEAN CALL CALL CAU. 101.0003 0.000D 0.0000 0.0000 1.1000 1.1300 (45.103.82) 13 624 53 11 924 42 10 375 86 (246.527.0.9) 91.095 73 Subtotal: (I6A 6 I:I; :iii: Statement ID : 182298_20140130_20140131_1 Total- 164.510 3e., The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109328 SDNY_GM_00255512 EFTA01452363