EFTA01452682

PO ea 1775, Werra. IA3 2IN3 DOSCit BEM NNW Weak Maxiseneal Met" C Dame G.ou• oemunt Os. Nix, XeL MN. 4.6 CM, MI Fri Avenue. 26th M..•—t_ 'a 10154 Valuation at a Glance Account Number: Statement Period: 01/01/2014 -0113112014 This Period Year. to. Date SOUTHERN FINANCIAL LLC Beginning Account Value $90,573,050.28 $90,573,050.28 6100 RED HOOK QUARTER 83 Net Cash Deposits and Wittidratiais -109.995.00 -109.995 00 ST THOMAS VI 00802 Adjusted Previous Account Value 90,463,055.26 90,463,055.26 Dividends, Interest and Other Income 38.807.19 38.807 19 Net Other Activity -1800 .18.00 Net Chan 1 e in Portfolio 501.761.99 501 761 99 riding Account Value S91 0 0 3 6 0 6 46 591,003,606.46 Your Client Advisor: Estimated Annual Income 93,709,636.95 TAZIA SMITH Asset Allocation Prior Year. End last Period This Period % Minutia) LW Cash Money Funds. and Bank Deposits' 18.295.949 71 18.295.949 71 21.936.379 16 2410% LW Fixed Income 27,736,972.38 27,736,972.38 25,708,949.55 28.25% Non-1,50 Axed Income 10.227,309 46 10.227,309 46 10,201,607 02 11 21% LW Equities 30,410,519.65 30,410,519.65 29,756,390.18 32.71%: Non-LW Equities 3.137.192,14 3.137.192,14 2.796.600.00 3.07% Non-LW Cash. Money Funds. and Bank Deposits 402.106.34 402.106.34 393.526.05 0.43% Other 363.000 00 363.000 00 210.154 50 0.23% Account Total (Pie Chart) $90,573,050.28 $90,573,050.28 $91,003,606.46 100.00% I The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bark deposts are not securities and are not covered by the Securthes Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Depose Insurance Corporation (FDIC), up to allowable limn. See page 2 of this statement for important information regarding the Asset Allocation section. Pie Chart allocation only includes products that am 01 posits* value Assets of less than 1% Of holdn;s not display on this pie chart. Page 1 el 23 BO 100242CSP30016 Go paperles.s AV( ANOuT C4Mxiviltv RaME 1.N.LIN•E !morn Yr roc lo, .4 4•w DALISAROATED communeavneas EXCELLENCE assos EtENNo. otenley.4. • weft amt.! aiNKsx. OT••••.•••• IMMO T••• /044110000VIR00061, 001t MOIWID C nrents•flive • onst W. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109866 CONFIDENTIAL SDNY_GM_00256050 EFTA01452682