EFTA01452731

25 Feb 2014 Page 2 Of 2 Deutsche Barn AO SOUTHERN FINANCIAL, LLC DI • Options Settlement Not. Ccy Not Coy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long) Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FxEurcCpl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO COD 03: USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 Ix:YR 1-.1: FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneBanDneT otchOpt 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 13.98986 SOUTHERN FINANCIAL. LLC FXOneSarOneT ouchOpt 21-No/-2013 20-Nov-2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 12.072 91 SOUTHERN FINANCIAL, LLC FXOneganOneT ouchOpt 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 JPY LONG EURCPEAN 0.0000 10.341 53 SOUTHERN FxEuroOpt 17-Jan-2014 17-A4x-2014 21-A4x-2014 (10.CCO.CO3 CO) USD momCO CAD SHORT El-RCPEAN CALL 1.1000 ,1f0.5' 4 87) FINANCIAL. LLC SOUTHERN EXOneBarEuto 17-Jan-2014 17-Apr-2014 21-*-2014 (10.COD.00O OD) USD 11.300,000 00 CAD SHORT ELRCPEAN CALL 1.13e0 24.523 74 F INANCIAL, LLC OPI SOUTHERN FkutoOpt 31-Jan-2014 01-May-2014 07-May-2014 ?KIP:0.320.03j USD 1.025.000,000 ,FY SHORT EUROPEAN CALL 1025000 (I A443 25) FINANCIAL. LLC Subtotal: (258 ,:i8? 02: 1.4101; (258.887.02) Statement ID : The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109941 SDNY_GM_00256125 EFTA01452731