EFTA01452738

st? e an SOUTHERN FINAN Request 182298 t, As of 26 Feb 14 17— CIFL: rn! 26 Fth 2014 Page 2 Of 2 Osubchs SankAO SOUTHERN FINANCIAL, LLC Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FtEurcepl 21-Nov-2013 2040%42014 25-Nov-2014 (1.003003 00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :i.e,cl -<,: Ii 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000(0) USD 0 JPY LONG EUICPEAN 0.0000 13 823 83 710423461 FINANCIAL. LLC outhOpl 366364436l SOUTHERN FXOneBarOneT 21-Nw.2013 2011ov.2014 25-Nov-2014 (21,(IX 00) USD 0 JPY LONG EUROPEAN 0.0000 1191641 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 (21.000 WI USD 0 JPY LONG EtRCPEAN 0.0000 10 191 31 710423465 FINANCIAL. LLC ouchOpl 377817895i SOUTHERN FtEuroOpl 17-Jan-2014 17.A4x.2014 21.4r-2014 (10,0000(0 00) USD town oo CAD SHORT El-RCPEAN CALL 1.1000 (162641 08i 737154817 FINANCIAL LLC 3778178W SOUTHERN FXOneBarEuro 17-lan.2014 17-Apr-2014 21-Apr-2014 (100000(000) USD 11,300,00000 CAD SHORT ELRCPEAN CALL 1,1300 24.670 50 737154818 FINANCIAL, LLC Cpl 381388504/ SOUTHERN FkuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.320.R USD 1.025.000,000 JPY SHORT EUROPEAN CALI. 1025000 (132:25007) 745230311 FINANCIAL, LLC Subtotal: (273.25081) Tow: (273.250.81) Statement ID : 1822,98_20140226_20140227_1 The valuation Information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109950 SDNY_GM_00256134 EFTA01452738