Case File
efta-01454074DOJ Data Set 10OtherEFTA01454074
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01454074
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Deutsche Bank
Private Wealth Management
Structured Products Agreement and Approval Form
Please Complete All Sections
Account No.
Account Type: O Individual OJoint ['Trust ❑Pannership ['Limited Liability Company OCorporation O IRA OERISA Other
Account and Owner Information (Provide requested inlomiation for each account owner (-Client"). Attach supplement to this Agreement if necessary.)
*Tt1911
MOW*
SIM
•
NES
VMS
Name(s) of person(s) other than account ownerls) authorized to place orders for the account:
Client(s) Financial Information
V. r1.3 .:
El Less than 550.000
O
$50.000 - $99.999
O
St 00,000 - $249.999
Salary/Bonus
Interest/Dividends
Other (specify):
%
1,1,10 Nat Wain
O Less than $50,000
O $50,000 - $99,999
O $10(1.000 - $249,999
O $250,000 - $499,999
O $500.000 - $999,999
O $1,000,000 - $2,499,999
O $2,500,000 - $4,999,999
O $5.000.000 and over
Anotoereete Nei Wail,
Excluding Pnnetcal At:soden«,
O Less than $50,000
%
• $50,000 - $99,999
%
•
$250,000-5499,999
O S100,000- $249,999
•
$500,000 - $999.999
• S250.000 - 5499.999
•
$1.000000 - $2,499,999
%
O $500,000 - 5999,999
E
$2.500,000 - S4,999.999
oh,
• $1,000,000 - $2,499,999
O
$5,000,000 and over
O $2,500,000 - 54.999.999
• $5,000,000 and over
Investment Experience of Account Owner(s)
•
Other (Specify)
O
O Sat
Investment Objectives for the Client Account:
❑Capital Preservation
K Income
O Growth
O Aggressive Growth
Deutsche Bank Private Bank:
O Reserve Cash Management
O Growth
O Income
O Fixed Income
O Client-Defined Objectives (specify below)
O Maximum Growth
O Growth and Income
III III I IIIIIIIII
SF
09.PWM-0128(05/111
0084050.051611
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0111996
SDNY_GM_00258180
EFTA01454074
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