EFTA01454116

06 May 2014 Page 2 Of 2 aka Osulschs Bank AO SOUTHERN FINANCIAL, LLC ---,30,-- FX -Ossons Trade ID Counterparty Trade Type Settlement Not. Ccy Trade Date Maturity Date Date NotAnit 1 1 Not Ccy Not.Arnt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC ExEurcepl FXOneBanDneT owhOpt EXOneBarOneT ouchOpt EXOneBanDneT ouchOpt 21-Noo-2013 20.11ov.2014 25.11oy.2014 (i3ODO COD O7-: USD 21-Nov.2013 20-11o0014 25-Nov-2014 (21.OOO00) USD 21-N0/.2013 20.1loy.2014 25-Nov-2014 (21,MO 00) USD 21-Noy-2013 20-Noy-2014 25.Neb2014 121.000 MI USD 101.000.000 0 0 0 an JPY JPY FY SHORT LONG LONG LONG EUROPEAN EUROPEAN EUROPEAN ELPCPEAN CALL 1010000 0.0003 0.000D 0.0000 i 13,15201 10.560.98 6,360 40 Subtotal: 7.119.08 Commodides • Mese Metal Derivadves Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTEERPI FINANCIAL. LLC CommodhOpEu ro BaseMetal 03-Apr-2014 OF>Dec-20I 4 0 -Dec-2014 SHORT ELRCPEAN CALL XCU 18.750.1T-0331 1150 ;SO 00!MT25 0 7,000 0000 (233 552 47! Subtotal: (214552 47, Statement ID : TM: (226,433.39) The valuation information set forth in this statement Is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112056 SDNY_GM_00258240 EFTA01454116