EFTA01454749

II Jul2014 Page 2 Of 2 alSift Deutsthe Bank AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN ExEurcepl 21-Nee2013 20-Nov-2014 25-Nov-2014 (LOCO COD CCP. USD 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 :' 5r.-03 It.! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Net-2013 20-Nov-2014 25-Nov-2014 (21.OOO00) USD 0 JPY LONG EUROPEAN 0.0003 10353 17 FINANCIAL. LC ouohOpt SOUTHERN FXOnef3arOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21,CIXl COI USD 0 JPY LONG EUROPEAN 0.0000 7,16033 FINANCIAL. LC ouchOpl SOUTHERN EXOneBanOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 1.21.000 MI USD 0 FY LONG EURCPEAN 0.0000 4,88683 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13453.000 00) USD SHORT El-RCPEAN PUT 1.3450 ;48848781 FINANCIAL. LLC SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000000 OD EUR 03.800.000.00) USD LONG ELRCPEAN CALL 1,3803 30.913 43 FINANCIAL. LLC Subtotal: (`:1 033 III Edit (11,038.11) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set lorth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113078 SDNY_GM_00259262 EFTA01454749