EFTA01460548

Weekly Business Updates Transactions Closed, Pipeline Deals & Client Updates Nov 12th 2013 Material Deals in the Pipeline Deutsche Asset in. e31h Manageniuii 0 der Key Client Partners Americas KCP Americas Desk Deal Product Client % / $(000)k Economics gpy • 131 s.Dearborn • Real Estate • • • Preferred Equity class A+ tower • KCP-US • Spitfire 2.0 • Private Markets • Various • • 515m. 1% fee DM • Gold Trade Finance • Private Markets • 40% • 4.5-45m gold deliver • • Airlee CLO • Private Markets • Jaws. Bill Forest • 95% 11.500 • $38m size KCP-US TOR • MDCA Stock Loan • Somerston TRS • Private Markets • Capital Markets • Mles Nadal • Somerston • 60% I 650 • 70% 11,000 • $45m loan v 5150m stock •Muni TRS$14-60m in size • t • Yacht Loan • St Fin. & Lending • C. Gallagher • 70%14,000 • $63m loan 15%. 4% fee • • 50% 175- KCP-US • Rates. Fx, Comm • Capital Markets • Epstein 100 • ISDA signed, ready to trade . TDS • 6200 Hollywood • Real Estate • Stillwater • 95% I 25 • 55m investment • Equity co-invest • Private Markets • Endicott • 5% I . 2.000 KC P- • Equity Swap • Iron Ore • Capital Markes • Private Markets • Leo Kryss • Belford, Optimist • 60% I 80 • 90% I 150 • 520m equity swap on Bovespa • • • LATAM • CLN • Private Markets • Belford. Fund P • 80% I 125 • on Petrobras linked &Inflation • European Property x 2 • Real Estate • A G . RMA Engh • 520m+ luxury & 100m+ commercial WIC•US • 5-9y Fwd Swap • Capital Markets • Wasserman • 75% I 150 • $30m notional JC / VS • Structured Notes • Capital Markets • Paul. Karl Kuehner • 75% I 150 • Monthly flow structured notes & OTC WIC-US BH I CO • Restricted Stock Sale • Capital Markets • Samson Capital • 80% I 75 • WIC-US JS1 DS • Equity • Capital Markets • Hamlin Capital • • • WIC- LATAM • Funds • Alts • • 100% I • 52.5m mut funds 8 offshore ETFs • For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 121892 SDNY_GM_00268076 EFTA01460548